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IMMUCELL CORP /DE/ — Director's Dealing 2014
Nov 26, 2014
34519_dirs_2014-11-26_31610419-04b3-417b-9a14-e237972f845b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMUCELL CORP /DE/ (ICCC)
CIK: 0000811641
Period of Report: 2014-11-25
Reporting Person: ROTHSCHILD JONATHAN E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-25 | Common Stock, par value $0.10 per share | P | 1000.0000 | $4.7900 | Acquired | 514436.0000 | Direct |
| 2014-11-25 | Common Stock, par value $0.10 per share | P | 500.0000 | $4.7900 | Acquired | 514936.0000 | Direct |
| 2014-11-26 | Common Stock, par value $0.10 per share | P | 300.0000 | $4.8700 | Acquired | 515236.0000 | Direct |
| 2014-11-26 | Common Stock, par value $0.10 per share | P | 300.0000 | $4.9000 | Acquired | 515536.0000 | Direct |
Footnotes
F1: These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.
F2: This figure includes 217,055 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.
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