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IMMUCELL CORP /DE/ Director's Dealing 2014

Nov 26, 2014

34519_dirs_2014-11-26_31610419-04b3-417b-9a14-e237972f845b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IMMUCELL CORP /DE/ (ICCC)
CIK: 0000811641
Period of Report: 2014-11-25

Reporting Person: ROTHSCHILD JONATHAN E (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-25 Common Stock, par value $0.10 per share P 1000.0000 $4.7900 Acquired 514436.0000 Direct
2014-11-25 Common Stock, par value $0.10 per share P 500.0000 $4.7900 Acquired 514936.0000 Direct
2014-11-26 Common Stock, par value $0.10 per share P 300.0000 $4.8700 Acquired 515236.0000 Direct
2014-11-26 Common Stock, par value $0.10 per share P 300.0000 $4.9000 Acquired 515536.0000 Direct

Footnotes

F1: These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.

F2: This figure includes 217,055 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.