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IMMERSION CORP — Director's Dealing 2020
Sep 4, 2020
33559_dirs_2020-09-03_3b0338a4-2c1e-4288-aced-904b7552168f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMERSION CORP (IMMR)
CIK: 0001058811
Period of Report: 2020-09-01
Reporting Person: Singer Eric (N/A)
Reporting Person: VIEX Opportunities Fund, LP Series One (N/A)
Reporting Person: VIEX GP, LLC (N/A)
Reporting Person: VIEX Special Opportunities Fund II, LP (N/A)
Reporting Person: VIEX Special Opportunities GP II, LLC (N/A)
Reporting Person: VIEX Capital Advisors, LLC (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-01 | Common Stock, $0.001 par value | J | 61870 | — | Disposed | 1296064 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value | 22763 | Direct |
| Common Stock, $0.001 par value | 2387898 | Indirect |
Footnotes
F1: These shares are represented by restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors.
F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
F3: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.
F4: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One for no consideration.
F5: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
F6: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.