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IMMERSION CORP — Director's Dealing 2013
Jul 9, 2013
33559_dirs_2013-07-08_9f90251a-2c14-424a-9e8d-30082a1ab0ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMERSION CORP (IMMR)
CIK: 0001058811
Period of Report: 2013-05-10
Reporting Person: FICHTHORN JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-10 | Common Stock | S | 1099 | $13.83 | Disposed | 294941 | Indirect |
| 2013-05-13 | Common Stock | S | 7315 | $14.09 | Disposed | 287626 | Indirect |
| 2013-05-14 | Common Stock | S | 3394 | $14.26 | Disposed | 284232 | Indirect |
| 2013-05-15 | Common Stock | S | 3212 | $14.04 | Disposed | 281020 | Indirect |
| 2013-05-16 | Common Stock | S | 869 | $14.15 | Disposed | 280151 | Indirect |
| 2013-05-17 | Common Stock | S | 74 | $14.03 | Disposed | 280077 | Indirect |
| 2013-05-20 | Common Stock | S | 1428 | $13.51 | Disposed | 278649 | Indirect |
| 2013-05-22 | Common Stock | S | 3756 | $14.55 | Disposed | 274893 | Indirect |
| 2013-05-23 | Common Stock | S | 6679 | $14.17 | Disposed | 268214 | Indirect |
| 2013-05-24 | Common Stock | S | 6404 | $14.70 | Disposed | 261810 | Indirect |
| 2013-05-28 | Common Stock | S | 3963 | $15.04 | Disposed | 257847 | Indirect |
| 2013-05-29 | Common Stock | S | 16882 | $14.75 | Disposed | 240965 | Indirect |
| 2013-05-10 | Common Stock | S | 2503 | $13.83 | Disposed | 607306 | Indirect |
| 2013-05-13 | Common Stock | S | 16653 | $14.09 | Disposed | 590653 | Indirect |
| 2013-05-14 | Common Stock | S | 7729 | $14.26 | Disposed | 582924 | Indirect |
| 2013-05-15 | Common Stock | S | 7313 | $14.04 | Disposed | 575611 | Indirect |
| 2013-05-16 | Common Stock | S | 1980 | $14.15 | Disposed | 573631 | Indirect |
| 2013-05-17 | Common Stock | S | 172 | $14.03 | Disposed | 573459 | Indirect |
| 2013-05-20 | Common Stock | S | 3254 | $13.51 | Disposed | 570205 | Indirect |
| 2013-05-22 | Common Stock | S | 8550 | $14.55 | Disposed | 561655 | Indirect |
| 2013-05-23 | Common Stock | S | 15204 | $14.17 | Disposed | 546451 | Indirect |
| 2013-05-24 | Common Stock | S | 14575 | $14.70 | Disposed | 531876 | Indirect |
| 2013-05-28 | Common Stock | S | 9022 | $15.04 | Disposed | 522854 | Indirect |
| 2013-05-29 | Common Stock | S | 38414 | $14.75 | Disposed | 484440 | Indirect |
Footnotes
F1: Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd., Dialectic Antithesis Partners, LP, Dialectic Capital Partners, LP and Dialectic Offshore, Ltd. (collectively, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own.
F2: Includes 25,998 shares received as a liquidating distribution from Dialectic Offshore L2, Ltd. ("Dialectic L2"). In prior reports, the Reporting Person reported indirect beneficial ownership of 524,948 shares of the Issuer's common stock held directly by Dialectic L2.
F3: Includes 413,957 shares received as a liquidating distribution from Dialectic Offshore L2, Ltd. ("Dialectic L2"). In prior reports, the Reporting Person reported indirect beneficial ownership of 524,948 shares of the Issuer's common stock held directly by Dialectic L2.