Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

IMMERSION CORP Director's Dealing 2013

Nov 13, 2013

33559_dirs_2013-11-13_17364d39-68f3-4162-9da9-6eb8f73b9c0b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IMMERSION CORP (IMMR)
CIK: 0001058811
Period of Report: 2013-11-08

Reporting Person: FICHTHORN JOHN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-08 Common Stock S 94950 $12.2095 Disposed 429356 Indirect
2013-11-11 Common Stock S 48799 $12.1956 Disposed 380557 Indirect
2013-11-12 Common Stock S 5217 $12.1639 Disposed 375340 Indirect
2013-11-08 Common Stock S 247370 $12.2095 Disposed 403640 Indirect
2013-11-11 Common Stock S 127093 $12.1956 Disposed 276547 Indirect
2013-11-12 Common Stock S 13571 $12.1640 Disposed 262976 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 24750 Direct

Footnotes

F1: Represents the aggregate of sales effected on the same day at different prices.

F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.1109 to $12.4125 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3: Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd. and Dialectic Antithesis Partners, LP (together, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own.

F4: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.0701 to $12.3162 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F5: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.1109 to $12.4125 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F6: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.0701 to $12.3162 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.