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IMMERSION CORP — Director's Dealing 2013
Nov 13, 2013
33559_dirs_2013-11-13_17364d39-68f3-4162-9da9-6eb8f73b9c0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMMERSION CORP (IMMR)
CIK: 0001058811
Period of Report: 2013-11-08
Reporting Person: FICHTHORN JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | S | 94950 | $12.2095 | Disposed | 429356 | Indirect |
| 2013-11-11 | Common Stock | S | 48799 | $12.1956 | Disposed | 380557 | Indirect |
| 2013-11-12 | Common Stock | S | 5217 | $12.1639 | Disposed | 375340 | Indirect |
| 2013-11-08 | Common Stock | S | 247370 | $12.2095 | Disposed | 403640 | Indirect |
| 2013-11-11 | Common Stock | S | 127093 | $12.1956 | Disposed | 276547 | Indirect |
| 2013-11-12 | Common Stock | S | 13571 | $12.1640 | Disposed | 262976 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24750 | Direct |
Footnotes
F1: Represents the aggregate of sales effected on the same day at different prices.
F2: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.1109 to $12.4125 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3: Dialectic Capital Management, LLC ("Investment Manager") is the investment manager of Dialectic Antithesis Offshore, Ltd. and Dialectic Antithesis Partners, LP (together, the "Dialectic entities") and, as such, shares voting and dispositive power over the securities held by the Dialectic entities. The Investment Manager does not directly hold any securities of the Issuer. The Reporting Person is a managing member of the Investment Manager and shares such voting and dispositive power, but disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own.
F4: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.0701 to $12.3162 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F5: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.1109 to $12.4125 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F6: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.0701 to $12.3162 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.