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IMEXHS LIMITED — Director's Dealing 2011
Jun 19, 2011
65120_rns_2011-06-19_f6d6ae56-a21e-4a47-b64c-d2971f4e3e68.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
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ASX: SWW
16 June 2011
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Company Announcements Office Australian Securities Exchange Level 4 Exchange Centre 20 Bridge Street Sydney NSW 2000
Lodgement of Appendix 3Y – Change of Directors Interest Notices
The Directors of diversified biofuel and resource exploration company SWW Energy Limited ( SWW or the Company ) notes the late lodgement of the Appendix 3Y – Change of Directors Interest Notices for Mr Olsen and Mr D’Anna ( Appendix 3Y Notices ).
The Appendix 3Y Notices have been lodged late as a result of the ongoing external administration of the Company, which was terminated on 31 May 2011. Since the termination of the Deed of Company Arrangement ( DOCA ), the Company has put in place stringent procedures that will ensure the Directors are able to meet their ongoing disclosure obligations pursuant to Listing Rule 3.19A.
The process currently in place requires Directors to provide information to the Company Secretary in relation to trading in the Company’s securities within 24 hours from the date of trade. In addition, the Company has in place a securities trading policy that requires Directors to obtain the consent of the Board (in writing) providing clearance for the transaction to take place. The usual block-out periods around securities trading also exist.
The Directors consider the procedures in place are adequate to ensure compliance with Listing Rule 3.19B.
For further information please contact the Company on +61 8 9486 4036.
Yours faithfully,
Matthew Foy Director
~~SWW Energy Limited~~ + See chapter 19 for defined terms. Level 8, 225 St Georges Terrace Perth WA 6000 Appendix 3Y Page 1 01/01/2011 P: +61 8 9486 4036 F: +61 9486 4799
Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity SWW Energy Limited ABN 60 096 687 839
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Darren Paul Olsen |
|---|---|
| Date of last notice | 7 April 2011 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct and Indirect Interest |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Olywood Pty Ltd Darren Paul Olsen Darren Paul Olsen A/C> |
| Date of change | 19 May 2011 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Nil |
|---|---|
| Class | Fully paid Ordinary Shares |
| Number acquired | Olywood Pty Ltd **A/C>: 625,000 fully paid ordinary shares Darren Paul Olsen : 1,875,000 fully paid ordinary shares Darren Paul Olsen **A/C>: 1,000,000 fully paid ordinary shares |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Fully paid ordinary shares - Total consideration of $30,000 |
| No. of securities held after change | Olywood Pty Ltd **A/C>: 625,000 fully paid ordinary shares Darren Paul Olsen : 1,875,000 fully paid ordinary shares Darren Paul Olsen **A/C>: 1,000,000 fully paid ordinary shares |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Fully paid ordinary shares acquired pursuant to the Prospectus as lodged with the ASX and ASIC on 6 April 2011 |
- See chapter 19 for defined terms.
Appendix 3Y Page 3
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Appendix 3Y Change of Director’s Interest Notice
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder (if issued securities) |
N/A |
| Date of change | N/A |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
N/A |
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
N/A |
| Interest after change | N/A |
Part 3 –[+] Closed period
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 5
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity SWW Energy Limited ABN 60 096 687 839
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Gino D’Anna |
|---|---|
| Date of last notice | 7 April 2011 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Direct Interest
Nature of indirect interest Gino D’Anna (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
Date of change 19 May 2011
- See chapter 19 for defined terms.
Appendix 3Y Page 6
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| No. of securities held prior to change | Nil |
|---|---|
| Class | Fully paid Ordinary Shares |
| Number acquired | 4,500,000 fully paid ordinary shares |
| Number disposed | Nil |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Fully paid ordinary shares - Total consideration of $17,500 |
| No. of securities held after change | 4,500,000 fully paid ordinary shares |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Fully paid ordinary shares acquired pursuant to the Prospectus as lodged with the ASX and ASIC on 6 April 2011 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 7
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Appendix 3Y Change of Director’s Interest Notice
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Name of registered holder N/A
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
----- End of picture text -----
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
N/A |
| If prior written clearance was provided, on what date was this provided? |
N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 8
01/01/2011