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IMDEX LIMITED — Major Shareholding Notification 2011
Oct 12, 2011
65119_rns_2011-10-12_d4614a66-7cfb-4ce5-af7d-84aa8aceb5f5.pdf
Major Shareholding Notification
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13 October 2011
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of change of interests of substantial holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of IMDEX Limited.
A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully,
Chris Millard Company Secretary
The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999
GPO Box 7072 Sydney NSW 2001 Australia
www.btim.com.au
BT Investment Management Limited ABN 28 126 385 822
BT[® ] is a registered trade mark of BT Financial Group Pty Ltd and is used under licence
Form 604
Corporations Law Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme IMDEX LIMITED ACN/ARSN ABN 78 008 947 813 1. Details of substantial holder(1) Name BT Investment Management Limited (BTT) ACN/ARSN (if applicable) ABN 28 126 385 822
There was a change in the interests of the substantial holder on 11/10/2011 The previous notice was given to the company on 14/04/2011 The previous notice was dated 12/04/2011
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower | Person’s votes | VotingPower(5) | |
| ORDINARY SHARES |
14,145,363 | 7.09% | 16,640,321 | 8.14% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 11/10/2011 | WBC & its Associates Westpac Financial Services Group Limited (WFSG), Asgard Capital Management Limited, Westpac Staff Superannuation Plan PTY LTD, BT Funds Management Limited, Westpac RE Limited, BT Funds Management No.2 Limited, AdvanceAssetManagement |
See Schedule |
See Schedule |
See Schedule |
See Schedule |
Page 1
Limited, BT Investment Management (RE) Limited
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Nature of relevant interest (6) | Number of securities |
|---|---|---|---|
| Advance Asset Management Limited |
HSBC Custody Nominees (Australia) Limited. |
Advance Asset Management Ltd is the RE of various unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
2,987,235 |
| Asgard Capital Management Limited |
ASGARD Capital Management Limited |
Asgard Capital Management Limited ABN 92 009 279 592 AFSL 240695 RSE Licence L0001946 is the trustee, administrator and custodian of all Asgard superannuation entities, the (Hillross) PortfolioCare Retirement Plan and the BEACON Superannuation Plan. In those capacities, Asgard has the power to exercise the right to vote attached to, and to dispose of, the securities held by these entities. |
3,000 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the powerto vote ordispose ofthe shares. |
49,471 |
| BT Funds Management No.2 Limited |
HSBC Custody Nominees (Australia) Limited. |
BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote ordispose ofthe shares. |
1,352,743 |
| BT Investment Management (RE) Limited |
Australia and New Zealand Banking Group Limited IAG Nominees Limited BNP Fund Services Australasia Pty Limited National Nominees Limited Citicorp Nominees Pty Limited National Australia |
BT Investment Management (RE) Limited is the RE and fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
11,873,787 |
Page 2
| Bank Limited National Australian Custodian Services HSBC Custody Nominees (Australia) Limited. |
|||
|---|---|---|---|
| Westpac RE Limited |
HSBC Custody Nominees (Australia) Limited. |
Westpac RE Pty Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote ordispose ofthe shares. |
326,502 |
| Westpac Staff Superannuation Plan PTY LTD |
HSBC Custody Nominees (Australia) Limited. |
Westpac Staff Superannuation Plan PTY LTD |
47,583 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
| The addresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney NSW2000 |
| Westpac Financial Services Group Limited (WFSG) |
Level 20, Westpac Place, 275 Kent St, Sydney NSW2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Westpac Staff Superannuation Plan PTY LTD | Level 20, Westpac Place, 275 Kent St Sydney NSW2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW2000 |
| BT Investment Management (RE) Limited | Level 15, Chifley Tower, 2 Chifley Square, Sydney NSW2000 |
| IMDEX LIMITED | Imdex Limited (IMD) 8 Pitino Court, OSBORNE PARK, WA, AUSTRALIA, 6017 Ph: 08 9445 4010 Fax: 08 94454042 |
Page 3
Signature
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----- Start of picture text -----
Print name Chris Millard capacity Company Secretary
Sign here date 13/10/2011
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Page 4
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6of the form.
-
(2) See the definition of “associate” in section 9 of the Corporations Law.
-
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
-
(6) Include details of: (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) Any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write “unknown”.
-
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice.
Page 5
SCHEDULE
TRANSACTION HISTORY
Sales & Purchases for the period : 13/04/2011 to 11/10/2011 SECURITY: IMD
Advance Asset Management Limited
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 18/04/2011 | HSBC Custody Nominees (Australia) Limited. | -1,300 | -2,717.00 |
| 12/05/2011 | HSBC Custody Nominees (Australia) Limited. | -50,365 | -103,751.90 |
| 12/05/2011 | HSBC Custody Nominees (Australia) Limited. | -19,635 | -40,448.10 |
| 17/05/2011 | HSBC Custody Nominees (Australia) Limited. | -1,500 | -3,075.00 |
| 31/05/2011 | HSBC Custody Nominees (Australia) Limited. | 44,713 | 94,791.56 |
| 1/06/2011 | HSBC Custody Nominees (Australia) Limited. | -15,114 | -33,099.66 |
| 1/06/2011 | HSBC Custody Nominees (Australia) Limited. | -7,844 | -17,178.36 |
| 8/06/2011 | HSBC Custody Nominees (Australia) Limited. | 24,277 | 50,981.70 |
| 9/06/2011 | HSBC Custody Nominees (Australia) Limited. | 40,299 | 84,627.90 |
| 15/06/2011 | HSBC Custody Nominees (Australia) Limited. | -5,300 | -11,925.00 |
| 20/06/2011 | HSBC Custody Nominees (Australia) Limited. | 31,945 | 68,042.85 |
| 21/06/2011 | HSBC Custody Nominees (Australia) Limited. | 8,440 | 18,230.40 |
| 24/06/2011 | HSBC Custody Nominees (Australia) Limited. | -2,300 | -4,922.00 |
| 24/06/2011 | HSBC Custody Nominees (Australia) Limited. | -3,510 | -7,581.60 |
| 27/06/2011 | HSBC Custody Nominees (Australia) Limited. | 154,987 | 333,222.05 |
| 7/07/2011 | HSBC Custody Nominees (Australia) Limited. | -24,243 | -57,455.91 |
| 11/07/2011 | HSBC Custody Nominees (Australia) Limited. | -1,180 | -2,902.80 |
| 11/07/2011 | HSBC Custody Nominees (Australia) Limited. | -5,854 | -14,459.38 |
| 12/07/2011 | HSBC Custody Nominees (Australia) Limited. | -4,700 | -11,092.00 |
| 13/07/2011 | HSBC Custody Nominees (Australia) Limited. | 83,900 | 194,648.00 |
| 19/07/2011 | HSBC Custody Nominees (Australia) Limited. | 7,838 | 17,321.98 |
| 20/07/2011 | HSBC Custody Nominees (Australia) Limited. | 29,574 | 66,837.24 |
| 26/07/2011 | HSBC Custody Nominees (Australia) Limited. | 4,044 | 9,705.60 |
| 27/07/2011 | HSBC Custody Nominees (Australia) Limited. | 25,735 | 61,506.65 |
| 28/07/2011 | HSBC Custody Nominees (Australia) Limited. | 173,899 | 401,706.69 |
| 8/08/2011 | HSBC Custody Nominees (Australia) Limited. | 18,194 | 33,476.96 |
| 9/08/2011 | HSBC Custody Nominees (Australia) Limited. | 19,047 | 31,618.02 |
| 9/08/2011 | HSBC Custody Nominees (Australia) Limited. | 11,084 | 18,953.64 |
| 10/08/2011 | HSBC Custody Nominees (Australia) Limited. | 3,515 | 6,748.80 |
| 11/08/2011 | HSBC Custody Nominees (Australia) Limited. | 4,721 | 8,686.64 |
| 12/08/2011 | HSBC Custody Nominees (Australia) Limited. | -6,497 | -12,344.30 |
| 12/08/2011 | HSBC Custody Nominees (Australia) Limited. | -2,603 | -4,945.70 |
| 15/08/2011 | HSBC Custody Nominees (Australia) Limited. | 93,540 | 200,175.60 |
| 15/08/2011 | HSBC Custody Nominees (Australia) Limited. | -10,826 | -22,842.86 |
| 17/08/2011 | HSBC Custody Nominees (Australia) Limited. | -25,594 | -54,515.22 |
| 18/08/2011 | HSBC Custody Nominees (Australia) Limited. | -6,325 | -13,535.50 |
| 19/08/2011 | HSBC Custody Nominees (Australia) Limited. | -5,625 | -11,531.25 |
| 25/08/2011 | HSBC Custody Nominees (Australia) Limited. | -5,779 | -11,962.53 |
| 26/08/2011 | HSBC Custody Nominees (Australia) Limited. | -6,742 | -13,955.94 |
| 30/08/2011 | HSBC Custody Nominees (Australia) Limited. | -1,032 | -2,187.84 |
| 30/08/2011 | HSBC Custody Nominees (Australia) Limited. | -3,678 | -7,797.36 |
| 31/08/2011 | HSBC Custody Nominees (Australia) Limited. | -1,879 | -4,021.06 |
| 1/09/2011 | HSBC Custody Nominees (Australia) Limited. | -2,269 | -4,878.35 |
| 2/09/2011 | HSBC Custody Nominees (Australia) Limited. | -3,758 | -8,079.70 |
Page 6
| 7/09/2011 | HSBC Custody Nominees (Australia) Limited. | -8,913 | -18,984.69 |
|---|---|---|---|
| 12/09/2011 | HSBC Custody Nominees (Australia) Limited. | 37,537 | 73,947.89 |
| 13/09/2011 | HSBC Custody Nominees (Australia) Limited. | 7,591 | 14,954.27 |
| 13/09/2011 | HSBC Custody Nominees (Australia) Limited. | -3,900 | -7,800.00 |
| 14/09/2011 | HSBC Custody Nominees (Australia) Limited. | 9,872 | 19,052.96 |
| 28/09/2011 | HSBC Custody Nominees (Australia) Limited. | 53,000 | 94,340.00 |
| 29/09/2011 | HSBC Custody Nominees (Australia) Limited. | -3,600 | -6,084.00 |
| 7/10/2011 | HSBC Custody Nominees (Australia) Limited. | 51,000 | 87,210.00 |
| Total | 696,887 | 1,474,712.39 | |
| Advance Asset Management Limited Total : | 696,887 | 1,474,712.39 | |
| BT Funds Management No.2 Limited | |||
| Date | Registered Company | Quantity | Value |
| 13/04/2011 | HSBC Custody Nominees (Australia) Limited. | 1,364 | 2,864.40 |
| 14/04/2011 | HSBC Custody Nominees (Australia) Limited. | 8,606 | 18,072.60 |
| 15/04/2011 | HSBC Custody Nominees (Australia) Limited. | 45,787 | 96,152.70 |
| 18/04/2011 | HSBC Custody Nominees (Australia) Limited. | 36,383 | 76,040.47 |
| 19/04/2011 | HSBC Custody Nominees (Australia) Limited. | 2,117 | 4,318.68 |
| 6/05/2011 | HSBC Custody Nominees (Australia) Limited. | 32,554 | 66,735.70 |
| 9/05/2011 | HSBC Custody Nominees (Australia) Limited. | 12,003 | 25,086.27 |
| 16/05/2011 | HSBC Custody Nominees (Australia) Limited. | 27 | 55.62 |
| 17/05/2011 | HSBC Custody Nominees (Australia) Limited. | 79,813 | 164,414.78 |
| 18/05/2011 | HSBC Custody Nominees (Australia) Limited. | 212 | 436.72 |
| 23/05/2011 | HSBC Custody Nominees (Australia) Limited. | 17,854 | 36,779.24 |
| 14/07/2011 | HSBC Custody Nominees (Australia) Limited. | -13,636 | -31,090.08 |
| 14/07/2011 | HSBC Custody Nominees (Australia) Limited. | -1,364 | -3,109.92 |
| 29/07/2011 | HSBC Custody Nominees (Australia) Limited. | -10,000 | -23,600.00 |
| 5/08/2011 | HSBC Custody Nominees (Australia) Limited. | 22,079 | 42,833.26 |
| 9/08/2011 | HSBC Custody Nominees (Australia) Limited. | 6,277 | 9,917.66 |
| 15/08/2011 | HSBC Custody Nominees (Australia) Limited. | 22,434 | 48,008.76 |
| 15/08/2011 | HSBC Custody Nominees (Australia) Limited. | 19,649 | 41,459.39 |
| 26/09/2011 | HSBC Custody Nominees (Australia) Limited. | 33,093 | 52,948.80 |
| 6/10/2011 | HSBC Custody Nominees (Australia) Limited. | 30,576 | 50,756.16 |
| 7/10/2011 | HSBC Custody Nominees (Australia) Limited. | 32,076 | 57,095.28 |
| 10/10/2011 | HSBC Custody Nominees (Australia) Limited. | 15,497 | 28,514.48 |
| 11/10/2011 | HSBC Custody Nominees (Australia) Limited. | 33,291 | 61,921.26 |
| Total | 426,692 | 826,612.23 | |
| BT Funds Management No.2 Limited Total : | 426,692 | 826,612.23 | |
| BT Investment Management (RE) Limited | |||
| Date | Registered Company | Quantity | Value |
| 13/04/2011 | Australia and New Zealand Banking Group Limited | 158 | 331.80 |
| 14/04/2011 | Australia and New Zealand Banking Group Limited | 767 | 1,610.70 |
| 15/04/2011 | Australia and New Zealand Banking Group Limited | 3,893 | 8,175.30 |
| 18/04/2011 | Australia and New Zealand Banking Group Limited | 3,102 | 6,483.18 |
| 19/04/2011 | Australia and New Zealand Banking Group Limited | 221 | 450.84 |
| 6/05/2011 | Australia and New Zealand Banking Group Limited | 2,822 | 5,785.10 |
| 9/05/2011 | Australia and New Zealand Banking Group Limited | 1,081 | 2,259.29 |
| 16/05/2011 | Australia and New Zealand Banking Group Limited | 66 | 135.96 |
| 17/05/2011 | Australia and New Zealand Banking Group Limited | 6,854 | 14,119.24 |
Page 7
| 18/05/2011 | Australia and New Zealand Banking Group Limited | 97 | 199.82 |
|---|---|---|---|
| 23/05/2011 | Australia and New Zealand Banking Group Limited | 1,594 | 3,283.64 |
| 5/08/2011 | Australia and New Zealand Banking Group Limited | 1,990 | 3,860.60 |
| 9/08/2011 | Australia and New Zealand Banking Group Limited | 1,110 | 1,753.80 |
| 15/08/2011 | Australia and New Zealand Banking Group Limited | 1,891 | 3,990.01 |
| 15/08/2011 | Australia and New Zealand Banking Group Limited | 2,159 | 4,620.26 |
| 31/08/2011 | Australia and New Zealand Banking Group Limited | 517 | 1,106.38 |
| 26/09/2011 | Australia and New Zealand Banking Group Limited | 3,652 | 5,843.20 |
| 6/10/2011 | Australia and New Zealand Banking Group Limited | 2,915 | 4,838.90 |
| 7/10/2011 | Australia and New Zealand Banking Group Limited | 3,048 | 5,425.44 |
| 10/10/2011 | Australia and New Zealand Banking Group Limited | 1,301 | 2,393.84 |
| 11/10/2011 | Australia and New Zealand Banking Group Limited | 2,885 | 5,366.10 |
| Total | 42,123 | 82,033.40 | |
| Date | Registered Company | Quantity | Value |
| 13/04/2011 | HSBC Custody Nominees (Australia) Limited. | 889 | 1,866.90 |
| 14/04/2011 | HSBC Custody Nominees (Australia) Limited. | 31,131 | 65,375.10 |
| 15/04/2011 | HSBC Custody Nominees (Australia) Limited. | 186,412 | 391,465.20 |
| 18/04/2011 | HSBC Custody Nominees (Australia) Limited. | 147,139 | 307,520.51 |
| 19/04/2011 | HSBC Custody Nominees (Australia) Limited. | 4,034 | 8,229.36 |
| 6/05/2011 | HSBC Custody Nominees (Australia) Limited. | 244,327 | 500,870.35 |
| 9/05/2011 | HSBC Custody Nominees (Australia) Limited. | 157,603 | 329,390.27 |
| 10/05/2011 | HSBC Custody Nominees (Australia) Limited. | 26,000 | 54,860.00 |
| 12/05/2011 | HSBC Custody Nominees (Australia) Limited. | 8,326 | 17,151.56 |
| 13/05/2011 | HSBC Custody Nominees (Australia) Limited. | 55,793 | 114,933.58 |
| 16/05/2011 | HSBC Custody Nominees (Australia) Limited. | 107,063 | 220,549.78 |
| 17/05/2011 | HSBC Custody Nominees (Australia) Limited. | 44,104 | 90,854.24 |
| 23/05/2011 | HSBC Custody Nominees (Australia) Limited. | 01 | 2.06 |
| 14/06/2011 | HSBC Custody Nominees (Australia) Limited. | -300,000 | -666,000.00 |
| 15/06/2011 | HSBC Custody Nominees (Australia) Limited. | -150,000 | -340,500.00 |
| 15/06/2011 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -226,000.00 |
| 16/06/2011 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -229,000.00 |
| 20/06/2011 | HSBC Custody Nominees (Australia) Limited. | -4,497 | -10,073.28 |
| 20/06/2011 | HSBC Custody Nominees (Australia) Limited. | -41,028 | -91,902.72 |
| 22/06/2011 | HSBC Custody Nominees (Australia) Limited. | -80,195 | -176,429.00 |
| 22/06/2011 | HSBC Custody Nominees (Australia) Limited. | -101,534 | -223,374.80 |
| 22/06/2011 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -220,000.00 |
| 23/06/2011 | HSBC Custody Nominees (Australia) Limited. | -4,000 | -8,800.00 |
| 4/07/2011 | HSBC Custody Nominees (Australia) Limited. | -15,805 | -34,771.00 |
| 4/07/2011 | HSBC Custody Nominees (Australia) Limited. | -23,000 | -50,600.00 |
| 4/07/2011 | HSBC Custody Nominees (Australia) Limited. | -50,000 | -110,000.00 |
| 4/07/2011 | HSBC Custody Nominees (Australia) Limited. | -102,147 | -224,723.40 |
| 4/07/2011 | HSBC Custody Nominees (Australia) Limited. | -53,319 | -117,301.80 |
| 8/07/2011 | HSBC Custody Nominees (Australia) Limited. | -27,000 | -65,070.00 |
| 8/07/2011 | HSBC Custody Nominees (Australia) Limited. | -91,354 | -223,817.30 |
| 8/07/2011 | HSBC Custody Nominees (Australia) Limited. | -125,855 | -303,310.55 |
| 8/07/2011 | HSBC Custody Nominees (Australia) Limited. | -47,145 | -113,619.45 |
| 8/07/2011 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -245,000.00 |
| 8/07/2011 | HSBC Custody Nominees (Australia) Limited. | -8,646 | -21,182.70 |
| 28/07/2011 | HSBC Custody Nominees (Australia) Limited. | -128,775 | -296,182.50 |
| 28/07/2011 | HSBC Custody Nominees (Australia) Limited. | -40,603 | -93,386.90 |
| 5/08/2011 | HSBC Custody Nominees (Australia) Limited. | 138,554 | 268,794.76 |
| 9/08/2011 | HSBC Custody Nominees (Australia) Limited. | 150,000 | 237,000.00 |
| 9/08/2011 | HSBC Custody Nominees (Australia) Limited. | 116,663 | 184,327.54 |
Page 8
| 9/08/2011 | HSBC Custody Nominees (Australia) Limited. | -150,000 | -237,000.00 |
|---|---|---|---|
| 10/08/2011 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -188,000.00 |
| 10/08/2011 | HSBC Custody Nominees (Australia) Limited. | -100,000 | -188,000.00 |
| 10/08/2011 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 188,000.00 |
| 15/08/2011 | HSBC Custody Nominees (Australia) Limited. | 87,294 | 184,190.34 |
| 15/08/2011 | HSBC Custody Nominees (Australia) Limited. | 99,671 | 213,295.94 |
| 31/08/2011 | HSBC Custody Nominees (Australia) Limited. | 90,498 | 193,665.72 |
| 26/09/2011 | HSBC Custody Nominees (Australia) Limited. | 152,953 | 244,724.80 |
| 6/10/2011 | HSBC Custody Nominees (Australia) Limited. | 158,904 | 263,780.64 |
| 7/10/2011 | HSBC Custody Nominees (Australia) Limited. | 165,610 | 294,785.80 |
| 10/10/2011 | HSBC Custody Nominees (Australia) Limited. | 53,368 | 98,197.12 |
| 11/10/2011 | HSBC Custody Nominees (Australia) Limited. | 133,008 | 247,394.88 |
| Total | 314,442 | 17,181.05 | |
| Date | Registered Company | Quantity | Value |
| 2/05/2011 | IAG Nominees Limited | -14,332 | -29,810.56 |
| Total | -14,332 | -29,810.56 | |
| Date | Registered Company | Quantity | Value |
| 13/04/2011 | National Australian Custodian Services | 1,237 | 2,597.70 |
| 13/04/2011 | National Australian Custodian Services | 642 | 1,348.20 |
| 13/04/2011 | National Australian Custodian Services | 348 | 730.80 |
| 14/04/2011 | National Australian Custodian Services | 6,000 | 12,600.00 |
| 14/04/2011 | National Australian Custodian Services | 3,117 | 6,545.70 |
| 14/04/2011 | National Australian Custodian Services | 1,661 | 3,488.10 |
| 15/04/2011 | National Australian Custodian Services | 30,457 | 63,959.70 |
| 15/04/2011 | National Australian Custodian Services | 15,821 | 33,224.10 |
| 15/04/2011 | National Australian Custodian Services | 8,405 | 17,650.50 |
| 18/04/2011 | National Australian Custodian Services | 24,271 | 50,726.39 |
| 18/04/2011 | National Australian Custodian Services | 12,607 | 26,348.63 |
| 18/04/2011 | National Australian Custodian Services | 6,699 | 14,000.91 |
| 19/04/2011 | National Australian Custodian Services | 1,732 | 3,533.28 |
| 19/04/2011 | National Australian Custodian Services | 900 | 1,836.00 |
| 19/04/2011 | National Australian Custodian Services | 484 | 987.36 |
| 6/05/2011 | National Australian Custodian Services | 23,353 | 47,873.65 |
| 6/05/2011 | National Australian Custodian Services | 12,131 | 24,868.55 |
| 6/05/2011 | National Australian Custodian Services | 6,356 | 13,029.80 |
| 9/05/2011 | National Australian Custodian Services | 9,707 | 20,287.63 |
| 9/05/2011 | National Australian Custodian Services | 5,042 | 10,537.78 |
| 9/05/2011 | National Australian Custodian Services | 2,593 | 5,419.37 |
| 16/05/2011 | National Australian Custodian Services | 1,754 | 3,613.24 |
| 16/05/2011 | National Australian Custodian Services | 911 | 1,876.66 |
| 16/05/2011 | National Australian Custodian Services | 401 | 826.06 |
| 17/05/2011 | National Australian Custodian Services | 51,328 | 105,735.68 |
| 17/05/2011 | National Australian Custodian Services | 26,664 | 54,927.84 |
| 17/05/2011 | National Australian Custodian Services | 14,326 | 29,511.56 |
| 23/05/2011 | National Australian Custodian Services | 10,101 | 20,808.06 |
| 23/05/2011 | National Australian Custodian Services | 5,249 | 10,812.94 |
| 23/05/2011 | National Australian Custodian Services | 2,957 | 6,091.42 |
| 5/08/2011 | National Australian Custodian Services | 17,778 | 34,489.32 |
| 5/08/2011 | National Australian Custodian Services | 9,226 | 17,898.44 |
| 5/08/2011 | National Australian Custodian Services | 4,847 | 9,403.18 |
| 9/08/2011 | National Australian Custodian Services | 12,310 | 19,449.80 |
| 9/08/2011 | National Australian Custodian Services | 6,388 | 10,093.04 |
Page 9
| 9/08/2011 | National Australian Custodian Services | 3,282 | 5,185.56 |
|---|---|---|---|
| 15/08/2011 | National Australian Custodian Services | 17,024 | 36,431.36 |
| 15/08/2011 | National Australian Custodian Services | 14,911 | 31,462.21 |
| 15/08/2011 | National Australian Custodian Services | 7,748 | 16,348.28 |
| 15/08/2011 | National Australian Custodian Services | 8,846 | 18,930.44 |
| 15/08/2011 | National Australian Custodian Services | 4,117 | 8,686.87 |
| 15/08/2011 | National Australian Custodian Services | 4,701 | 10,060.14 |
| 31/08/2011 | National Australian Custodian Services | 4,259 | 9,114.26 |
| 31/08/2011 | National Australian Custodian Services | 2,220 | 4,750.80 |
| 31/08/2011 | National Australian Custodian Services | 1,197 | 2,561.58 |
| 26/09/2011 | National Australian Custodian Services | 28,718 | 45,948.80 |
| 26/09/2011 | National Australian Custodian Services | 14,913 | 23,860.80 |
| 26/09/2011 | National Australian Custodian Services | 7,936 | 12,697.60 |
| 6/10/2011 | National Australian Custodian Services | 24,943 | 41,405.38 |
| 6/10/2011 | National Australian Custodian Services | 12,955 | 21,505.30 |
| 6/10/2011 | National Australian Custodian Services | 6,870 | 11,404.20 |
| 7/10/2011 | National Australian Custodian Services | 25,994 | 46,269.32 |
| 7/10/2011 | National Australian Custodian Services | 13,501 | 24,031.78 |
| 7/10/2011 | National Australian Custodian Services | 7,161 | 12,746.58 |
| 10/10/2011 | National Australian Custodian Services | 8,224 | 15,132.16 |
| 10/10/2011 | National Australian Custodian Services | 4,273 | 7,862.32 |
| 10/10/2011 | National Australian Custodian Services | 2,272 | 4,180.48 |
| 11/10/2011 | National Australian Custodian Services | 20,711 | 38,522.46 |
| 11/10/2011 | National Australian Custodian Services | 10,758 | 20,009.88 |
| 11/10/2011 | National Australian Custodian Services | 5,715 | 10,629.90 |
| Total | 601,052 | 1,166,869.85 | |
| Date | Registered Company | Quantity | Value |
| 13/04/2011 | National Nominees Limited | 362 | 760.20 |
| 14/04/2011 | National Nominees Limited | 1,806 | 3,792.60 |
| 15/04/2011 | National Nominees Limited | 9,221 | 19,364.10 |
| 18/04/2011 | National Nominees Limited | 7,345 | 15,351.05 |
| 19/04/2011 | National Nominees Limited | 512 | 1,044.48 |
| 6/05/2011 | National Nominees Limited | 7,282 | 14,928.10 |
| 9/05/2011 | National Nominees Limited | 3,146 | 6,575.14 |
| 16/05/2011 | National Nominees Limited | 735 | 1,514.10 |
| 17/05/2011 | National Nominees Limited | 15,135 | 31,178.10 |
| 23/05/2011 | National Nominees Limited | 2,635 | 5,428.10 |
| 5/08/2011 | National Nominees Limited | 5,526 | 10,720.44 |
| 9/08/2011 | National Nominees Limited | 3,970 | 6,272.60 |
| 15/08/2011 | National Nominees Limited | 5,165 | 11,053.10 |
| 15/08/2011 | National Nominees Limited | 4,523 | 9,543.53 |
| 31/08/2011 | National Nominees Limited | 1,309 | 2,801.26 |
| 26/09/2011 | National Nominees Limited | 8,735 | 13,976.00 |
| 6/10/2011 | National Nominees Limited | 7,564 | 12,556.24 |
| 7/10/2011 | National Nominees Limited | 7,883 | 14,031.74 |
| 10/10/2011 | National Nominees Limited | 2,456 | 4,519.04 |
| 11/10/2011 | National Nominees Limited | 6,241 | 11,608.26 |
| Total | 101,551 | 197,018.18 | |
| BT Investment Management (RE) Limited Total : | 1,044,836 | 1,433,291.92 | |
| Westpac RE | Limited |
Page 10
| Date | Registered Company | Quantity | Value |
|---|---|---|---|
| 28/06/2011 | HSBC Custody Nominees (Australia) Limited. | 80,000 | 174,400.00 |
| 29/06/2011 | HSBC Custody Nominees (Australia) Limited. | 61,450 | 133,961.00 |
| 30/06/2011 | HSBC Custody Nominees (Australia) Limited. | 69,300 | 149,688.00 |
| 4/07/2011 | HSBC Custody Nominees (Australia) Limited. | 13,100 | 28,820.00 |
| 7/07/2011 | HSBC Custody Nominees (Australia) Limited. | 19,600 | 46,452.00 |
| 13/07/2011 | HSBC Custody Nominees (Australia) Limited. | 31,200 | 72,384.00 |
| 19/07/2011 | HSBC Custody Nominees (Australia) Limited. | 13,500 | 29,970.00 |
| 26/07/2011 | HSBC Custody Nominees (Australia) Limited. | 20,200 | 48,076.00 |
| 4/08/2011 | HSBC Custody Nominees (Australia) Limited. | 14,400 | 32,112.00 |
| 18/08/2011 | HSBC Custody Nominees (Australia) Limited. | -7,426 | -15,891.64 |
| 19/08/2011 | HSBC Custody Nominees (Australia) Limited. | -6,603 | -13,536.15 |
| 25/08/2011 | HSBC Custody Nominees (Australia) Limited. | -6,784 | -14,042.88 |
| 26/08/2011 | HSBC Custody Nominees (Australia) Limited. | -7,915 | -16,384.05 |
| 30/08/2011 | HSBC Custody Nominees (Australia) Limited. | -5,529 | -11,721.48 |
| 31/08/2011 | HSBC Custody Nominees (Australia) Limited. | -2,206 | -4,720.84 |
| 1/09/2011 | HSBC Custody Nominees (Australia) Limited. | -2,663 | -5,725.45 |
| 2/09/2011 | HSBC Custody Nominees (Australia) Limited. | -4,411 | -9,483.65 |
| 5/09/2011 | HSBC Custody Nominees (Australia) Limited. | -2,697 | -5,636.73 |
| 7/09/2011 | HSBC Custody Nominees (Australia) Limited. | -7,766 | -16,541.58 |
| 7/10/2011 | HSBC Custody Nominees (Australia) Limited. | 57,752 | 98,755.92 |
| Total | 326,502 | 700,934.47 | |
| Westpac RE Limited Total : | 326,502 | 700,934.47 | |
| Westpac Staff Superannuation Plan PTY LTD | |||
| Date | Registered Company | Quantity | Value |
| 3/08/2011 | HSBC Custody Nominees (Australia) Limited. | 1,171 | 2,623.04 |
| 16/09/2011 | HSBC Custody Nominees (Australia) Limited. | 5,163 | 10,480.89 |
| 30/09/2011 | HSBC Custody Nominees (Australia) Limited. | 47,583 | 78,511.95 |
| Total | 53,917 | 91,615.88 | |
| Westpac Staff Superannuation Plan PTY LTD | |||
| Total : | 53,917 | 91,615.88 |
Page 11
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure ‘A’ (being 4 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac and its associated entities
Les Vance – Company Secretary WBC– 11/10/2011
| Westpac Banking Corporation | Australia | St.George Business Finance Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| 1925 Advances Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| Papua New | |||
| A.G.C. (Pacific) Limited | Guinea | St.George Finance Limited | Australia |
| Advance Asset Management Limited | Australia | St.George Financial Investments 1 Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | St.George Financial Services Limited | Australia |
| Altitude Rewards Pty Limited | Australia | St.George Group Holdings Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | St.George Insurance Australia Pty Limited | Australia |
| Ascalon Capital Managers Limited | Australia | St.George Life Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | St.George Motor Finance Limited | Australia |
| Ascalon Funds Seed Pool Trust No. 2 | Australia | Hastings Forestry Investments Limited | New Zealand |
| Asgard Capital Management Limited | Australia | HLT Custodian Trust | New Zealand |
| Asgard Wealth Solutions Limited | Australia | MIF Custodian Trust | New Zealand |
| Assirt Software Pty Limited | Australia | Number 120 Limited1 | New Zealand |
| Athena Finance Pty Limited | Australia | St.George New Zealand Limited | New Zealand |
| Australian Infrastructure Fund International 1 Pty | |||
| Limited | Australia | Hastings Funds Management (UK) Limited | UK |
| Australian Loan Processing Security Company Pty | |||
| Limited | Australia | Hastings Advisers LLC | USA |
| Australian Loan Processing Security Trust | Australia | Hastings Funds Management (USA) Inc. | USA |
| Autodirect Pty Limited | Australia | Hastings Investment Capital LP | USA |
| Beech Trust | Australia | Hastings Investment LLC | USA |
| Belliston Pty Limited | Australia | Southern Cross Inc. | USA |
| Bill Acceptance Corporation Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BLE Capital Limited | Australia | St.George Wealth Management Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George WEL Pty. Limited | Australia |
| BLE Holdings Pty Limited | Australia | Sydney Capital Corp Inc | USA |
| BT (Queensland) Pty Limited | Australia | Tasman LLC | USA |
| BT Australia Pty Limited | Australia | Tasman Pacific Investments Pty Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | Tavarua Funding Trust III | USA |
| BT Financial Group Pty Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Funds Management (NZ) Limited | New Zealand | TBNZ Investments (UK) Limited | UK |
| BT Funds Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Investment Management (RE) Limited | Australia | The Mortgage Company Pty Limited | Australia |
Page 12
BT Investment Management Limited Australia The Warehouse Financial Services Limited BT Investment Management No.2 Limited Australia TIF International 1 Pty Limited BT Life Limited Australia TPC Services Australia Pty Limited BT Portfolio Services Limited Australia Value Nominees Pty Limited BT Securities Limited Australia W1 Investments Pty Limited Canberra Advance Property Limited Australia Waratah Receivables Corp Pty Limited Castlereagh Trust Australia Waratah Securities Australia Limited CBA Limited Australia Westpac (NZ) Investments Limited Challenge Finance Pty Limited Australia Westpac Administration Pty Limited Challenge Limited Australia Westpac Altitude Rewards Trust Codrington S.a.r.l. Luxembourg Westpac Americas Inc. Crusade ABS Series 2008-1 Australia Westpac Asian Lending Pty Limited Crusade ABS Series 2008-2 Australia Westpac Asset Services Pty Limited Crusade CP Management Pty Limited Australia Westpac Bank of Tonga Crusade CP No.1 Pty Limited Australia Westpac Bank Samoa Limited
Crusade CP Trust No. 41 Crusade CP Trust No. 44 Crusade CP Trust No. 48 Crusade CP Trust No. 49 Crusade CP Trust No. 50 Crusade CP Trust No. 52 Crusade CP Trust No. 53 Crusade CP Trust No. 54
Australia Australia Australia Australia Australia Australia Australia Australia
Westpac Bank-PNG-Limited Westpac Capital Corporation Westpac Capital Holdings Inc. Westpac Capital Trust III Westpac Capital Trust IV Westpac Capital-NZ-Limited Westpac Cook Cove Trust I Westpac Cook Cove Trust II
New Zealand Australia Australia Australia Australia Australia
Australia
New Zealand
Australia Australia USA Australia
Australia Tonga Samoa
Papua New Guinea USA USA USA USA New Zealand Australia Australia
Crusade CP Trust No. 55 Crusade CP Trust No. 56 Crusade CP Trust No. 57 Crusade CP Trust No. 58 Crusade CP Trust No. 60
Crusade Euro Trust 1E of 2004
Crusade Euro Trust 1E of 2006 Crusade Euro Trust 1E of 2007 Crusade Global Trust 1 of 2003 Crusade Global Trust 1 of 2004 Crusade Global Trust 1 of 2005 Crusade Global Trust 1 of 2006 Crusade Global Trust 1 of 2007 Crusade Global Trust 2 of 2003 Crusade Global Trust 2 of 2004 Crusade Global Trust 2 of 2005
Crusade Global Trust 2 of 2006 Crusade Management Limited Crusade Trust 1A of 2005
Crusade Trust 2P of 2008
Australia Westpac NZ Covered Bond Holdings Limited New Zealand Australia Westpac NZ Covered Bond Limited New Zealand Australia Westpac Custodian Nominees Limited Australia Australia Westpac Debt Securities Pty Limited Australia Australia Westpac Delta LLC USA Australia Westpac Direct Equity Investments Pty Limited Australia Australia Westpac Equipment Finance (No.1) Pty Limited Australia Australia Westpac Equipment Finance Limited Australia Australia Westpac Equity Holdings Pty Limited Australia Australia Westpac Equity Investments NZ Limited New Zealand Australia Westpac Equity Pty Limited Australia Australia Westpac Europe Limited UK Australia Westpac Finance (HK) Limited Hong Kong Australia Westpac Financial Consultants Limited Australia Australia Westpac Financial Holdings Pty Limited Australia Australia Westpac Financial Services Group Limited Australia Australia Westpac Financial Services Group-NZ-Limited New Zealand Australia Westpac Financial Services Limited Australia Australia Westpac Funding Holdings Pty Limited Australia Australia Westpac Funds Financing Holdco Pty Limited Australia
Page 13
Danaby Pty Limited Australia Westpac Funds Financing Pty Limited Australia Enfield Downs Pty Limited Australia Westpac General Insurance Limited Australia eQR Securities Pty. Limited (formerly Pact Accountants Investment Group Pty Limited) Australia Westpac General Insurance Services Limited Australia FAI No. 2 Trust Australia Westpac Group Investment-NZ-Limited New Zealand First Residential Property Trust Australia Westpac Group Investments Australia Pty Limited Australia G.C.L. Investments Pty Limited Australia Westpac Holdings-NZ-Limited New Zealand Gemini Trust Australia Westpac Investment Capital Corporation USA General Credit Holdings Pty Limited Australia Westpac Investment Vehicle No.2 Pty Limited Australia General Credits Pty Limited Australia Westpac Investment Vehicle No.3 Pty Limited Australia Halcyon Securities Limited Australia Westpac Investment Vehicle No.4 Pty Limited Australia Hastings Forests Australia Pty Limited Australia Westpac Investment Vehicle Pty Limited Australia Hastings Funds Management Limited Australia Westpac Investments U.K. Limited UK Hastings Group Pty Limited Australia Westpac Leasing Nominees-Vic.-Pty Limited Australia Hastings Management Pty Limited Australia Westpac Lenders Mortgage Insurance Limited Australia Hastings Private Equity Fund IIA Pty Limited Australia Westpac Life Insurance Services Limited Australia Hastings Private Equity Fund IIB Pty Limited Australia Westpac Life-NZ-Limited New Zealand Hickory Trust Australia Westpac Matching Gifts Limited Australia Hitton Pty Limited Australia Westpac New Zealand Group Limited New Zealand Infrastructure Australia (No.3) Limited Australia Westpac New Zealand Limited New Zealand Infrastructure Australia (No.4) Limited Australia Westpac Nominees-NZ-Limited New Zealand Magnitude Group Pty Limited Australia Westpac NZ Operations Limited New Zealand Mortgage Management Limited Australia Westpac NZ Securitisation Holdings Limited New Zealand Nationwide Management Pty Limited Australia Westpac NZ Securitisation Limited New Zealand Net Nominees Limited Australia Westpac Overseas Holdings No. 2 Pty Limited Australia Oakjet Pty Limited Australia Westpac Overseas Holdings Pty Limited Australia Oniston Pty Limited Australia Westpac Pacific Limited Partnership Australia Orion Trust Australia Westpac Private Equity Pty Limited Australia Packaging Properties 1 Pty Limited Australia Westpac Properties Limited Australia Packaging Properties 2 Pty Limited Australia Westpac RE Limited Australia Packaging Properties 3 Pty Limited Australia Westpac Residential Property Trust Australia Partnership Pacific Limited Australia Westpac Residential Real Estate Investment Trust I Australia Partnership Pacific Securities Limited Australia Westpac Residential Real Estate Investment Trust II Australia Pashley Investments Pty Limited Australia Westpac Securities Administration Limited Australia Phoenix Trust Australia Westpac Securities Inc. USA Qvalent Pty Limited Australia Westpac Securities Limited Australia RAMS Financial Group Pty Limited Australia Westpac Securities NZ Limited New Zealand Real Estate Investment Trust B Australia Westpac Securitisation Holdings Pty Limited Australia RESI-Statewide Mortgage Corporation Pty Limited Australia Westpac Securitisation Management Pty Limited Australia
Page 14
| RMS Warehouse Trust 2007-1 | Australia | Westpac Singapore Limited | Singapore |
|---|---|---|---|
| Sallmoor Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Securitor Financial Group Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Series 2005-1G WST Trust | Australia | Westpac Syndications Management Pty Limited | Australia |
| Series 2007-1G WST Trust | Australia | Westpac Term PIE Fund | New Zealand |
| Series 2008-1M WST Trust | Australia | Westpac TPS Trust | Australia |
| Series 2009-1 WST Trust | Australia | Westpac Unit Trust | Australia |
| Series 2011-1 WST Trust | Australia | Westpac USA Inc. | USA |
| Sixty Martin Place (Holdings) Pty Limited | Australia | WFAL No.1 Loan Trust | Australia |
| St.George APL Pty Limited | Australia |
Note: Westpac retains 60% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’ BT Investment Management Limited (60%)
BT Investment Management (RE) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
Page 15