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IMAX CORP — Director's Dealing 2021
Dec 4, 2021
31800_dirs_2021-12-03_5272f9df-0059-4d37-a99b-201c6c91bca5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2021-12-01
Reporting Person: WELTON MARK (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | common shares | S | 10016 | $16.17 | Disposed | 31459 | Direct |
| 2021-12-01 | common shares | A | 10791 | $0.00 | Acquired | 42250 | Direct |
| 2021-12-02 | common shares | S | 5542 | $16.5947 | Disposed | 36708 | Direct |
| 2021-12-02 | common shares | S | 5249 | $16.5947 | Disposed | 31459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | restricted share units | $0.00 | M | 10791 | Disposed | common shares (10791) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 41475 | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted share units into common shares.
F2: Mr. Welton is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share units.
F3: Mr. Welton's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 131,835, 130,730 and 31,459 respectively.
F4: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F5: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F6: The restricted share units vested and converted to common shares on December 1, 2021.