IMAX CORP — Director's Dealing 2019

Mar 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2019-03-07

Reporting Person: LISTER ROBERT D (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-07	common shares	M	6213	$0.00	Acquired	45376	Direct
2019-03-07	common shares	M	7363	$0.00	Acquired	52739	Direct
2019-03-07	common shares	M	8089	$0.00	Acquired	60828	Direct
2019-03-07	common shares	M	12590	$0.00	Acquired	73418	Direct
2019-03-08	common shares	S	19052	$22.4313	Disposed	54366	Direct
2019-03-08	common shares	C	25715	$20.25	Acquired	80081	Direct
2019-03-08	common shares	S	25715	$22.3077	Disposed	54366	Direct
2019-03-11	common shares	S	15000	$23.0846	Disposed	39366	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-07	restricted share units	$0.00	M	6213	Disposed		common shares (6213)	Direct
2019-03-07	restricted share units	$0.00	M	7363	Disposed		common shares (7363)	Direct
2019-03-07	restricted share units	$0.00	M	8089	Disposed		common shares (8089)	Direct
2019-03-07	restricted share units	$0.00	M	12590	Disposed		common shares (12590)	Direct
2019-03-07	restricted share units	$0.00	A	46687	Acquired		common shares (46687)	Direct
2019-03-07	stock options (to buy)	$22.49	A	50143	Acquired	2026-03-07	common shares (50143)	Direct
2019-03-08	stock options (to buy)	$20.25	C	25715	Disposed	2019-03-09	common shares (25715)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
common shares (opening balance)	39163	Direct

Footnotes

F1: Represents the conversion upon vesting of restricted share units into common shares.

F2: Mr. Lister is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit

F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.

F5: The restricted share units vest and will be converted to common shares in four equal installments on each of the first four anniversaries of the grant date.

F6: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 343,984; 107,997 and 39,366 respectively.

F7: The restricted share units vest and will be converted to common shares in four installments 11,671 on each of March 7, 2020; March 7, 2021 and March 7, 2022 and 11,674 on March 7, 2013.

F8: The stock options will become exercisable in 4 installments: 12,535 on each of March 7, 2020; March 7, 2021 and March 7, 2022 and 12,538 on March 7, 2023.