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IMAX CORP — Director's Dealing 2018
Jan 3, 2018
31800_dirs_2018-01-03_aba70089-02f4-4530-83ba-2738b5a39d97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2017-12-29
Reporting Person: RUBY G MARY (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | common shares | M | 5717 | $0.00 | Acquired | 16572 | Direct |
| 2017-12-29 | common shares | F | 3063 | $23.15 | Disposed | 13509 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-29 | restricted share units | $0.00 | M | 1435 | Disposed | 2018-12-01 | common shares (1435) | Direct |
| 2017-12-29 | restricted share units | $0.00 | M | 2260 | Disposed | 2019-12-01 | common shares (2260) | Direct |
| 2017-12-29 | restricted share units | $0.00 | M | 2022 | Disposed | 2021-01-01 | common shares (2022) | Direct |
| 2017-12-31 | restricted share units | $0.00 | E | 867 | Disposed | 2021-01-01 | common shares (867) | Direct |
| 2017-12-31 | options | $32.45 | E | 1050 | Disposed | 2024-03-07 | common shares (1050) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 10855 | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted share units into common shares. Each tranche vested December 29, 2017 in connection with Ms. Ruby's retirement from IMAX Corporation.
F2: Ms. Ruby is reporting the withholding by IMAX of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F5: This represents the number of restricted share units for transactions reported on this Form 4 only. Ms. Ruby's aggregate remaining outstanding option, restricted share unit and common share balances following these transaction will be 56,196; 0 and 13,509 respectively.
F6: Cancelled upon Ms Ruby's retirement from IMAX Corporation.