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IMAX CORP — Director's Dealing 2018
Mar 9, 2018
31800_dirs_2018-03-09_129fa721-a255-45fb-9829-efdb81d017d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2018-03-07
Reporting Person: LISTER ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-07 | common shares | M | 6213 | $0.00 | Acquired | 47669 | Direct |
| 2018-03-07 | common shares | M | 7363 | $0.00 | Acquired | 55032 | Direct |
| 2018-03-07 | common shares | M | 8089 | $0.00 | Acquired | 63121 | Direct |
| 2018-03-08 | common shares | S | 11874 | $20.3985 | Disposed | 51247 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-07 | restricted share units | $0.00 | M | 6213 | Disposed | 2019-12-01 | common shares (6213) | Direct |
| 2018-03-07 | restricted share units | $0.00 | M | 7363 | Disposed | 2020-12-01 | common shares (7363) | Direct |
| 2018-03-07 | restricted share units | $0.00 | M | 8089 | Disposed | 2021-01-01 | common shares (8089) | Direct |
| 2018-03-07 | restricted share units | $0.00 | A | 50359 | Acquired | 2021-12-31 | common shares (50359) | Direct |
| 2018-03-07 | stock options (to buy) | $20.85 | A | 55910 | Acquired | 2025-03-07 | common shares (55910) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 41456 | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted share units into common shares.
F2: Mr. Lister is reporting the sale of common shares to satisfy the tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
F3: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F4: Each restricted share unit is the economic equivalent of one common share of IMAX Corporation.
F5: This represents the number of restricted share units or stock options for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 319,556; 102,039 and 51,247 respectively.
F6: The restricted share units vest and will be converted to common shares in four installments 12,590 on each of March 7, 2019; March 7, 2020 and March 7, 2021 and 12,589 on December 1, 2021.
F7: The stock options will become exercisable in 4 installments: 13,978 on each of March 7, 2019; March 7, 2020 and March 7, 2021 and 13,976 on March 7, 2022.