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IMAX CORP — Director's Dealing 2016
Mar 9, 2016
31800_dirs_2016-03-09_4080bf43-e218-476c-8d4a-b5dad84c9f99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2016-03-07
Reporting Person: Sparacio Joseph (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-07 | common shares | M | 4687 | $0.00 | Acquired | 16572 | Direct |
| 2016-03-07 | common shares | M | 4245 | $0.00 | Acquired | 20817 | Direct |
| 2016-03-07 | common shares | M | 2884 | $0.00 | Acquired | 23701 | Direct |
| 2016-03-08 | common shares | S | 5891 | $31.29 | Disposed | 17810 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-07 | restricted share units | $0.00 | M | 4687 | Disposed | 2016-12-01 | common shares (4687) | Direct |
| 2016-03-07 | restricted share units | $0.00 | M | 4245 | Disposed | 2017-12-01 | common shares (4245) | Direct |
| 2016-03-07 | restricted share units | $0.00 | M | 2884 | Disposed | 2018-12-01 | common shares (2884) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 11885 | Direct |
Footnotes
F1: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F2: Mr. Sparacio is reporting the sale of 5,891 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
F3: This represents the number of restricted share units for this transaction only. Mr. Sparacio's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 146,458; 29,130 and 17,810 respectively.