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IMAX CORP — Director's Dealing 2016
Apr 5, 2016
31800_dirs_2016-04-05_da66a027-b344-461f-8bfe-19221c901986.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2016-04-01
Reporting Person: LISTER ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-01 | common shares | C | 5750 | $13.38 | Acquired | 25721 | Direct |
| 2016-04-01 | common shares | C | 8285 | $20.25 | Acquired | 34006 | Direct |
| 2016-04-01 | common shares | S | 14035 | $30.7549 | Disposed | 19971 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-01 | options (to buy) | $13.38 | C | 5750 | Disposed | 2016-12-31 | common shares (5750) | Direct |
| 2016-04-01 | options (to buy) | $20.25 | C | 8285 | Disposed | 2019-01-09 | common shares (8285) | Direct |
Footnotes
F1: Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
F2: This represents the remaining balance of the options granted on the issue date, December 31, 2009, following this transaction. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 223,737; 80,381 and 19,917 respectively.
F3: This represents the remaining balance of the options granted on the issue date, January 9, 2012, following this transaction. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following these transactions will be 223,737; 80,381 and 19,917 respectively.