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IMAX CORP — Director's Dealing 2016
Sep 6, 2016
31800_dirs_2016-09-06_57618507-d345-45c3-9d92-f378193c5246.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2016-09-01
Reporting Person: GELFOND RICHARD L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | common shares | M | 14995 | $0.00 | Acquired | 117465 | Direct |
| 2016-09-02 | common shares | S | 7741 | $30.8283 | Disposed | 109724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-01 | restricted share units | $0.00 | M | 14995 | Disposed | 2016-12-31 | common shares (14995) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares | 7550 | Indirect |
| common shares | 7550 | Indirect |
| common shares | 102470 | Direct |
Footnotes
F1: Represents the conversion upon vesting of 14,995 restricted share units into common shares. Each restricted share unit represented a contingent right to receive one common share of IMAX Corporation.
F2: Mr. Gelfond is reporting the sale of 7,741 common shares to satisfy his legal tax withholding obligations in connection with the delivery of the converted 14,995 common shares.
F3: This represents the number of restricted stock units issued for this transaction only. Mr. Gelfond's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 2,063,932; 209,221 and 124,824 respectively.