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IMAX CORP — Director's Dealing 2016
Dec 13, 2016
31800_dirs_2016-12-13_d5a04eb9-d452-4deb-aeb3-3458b3e3d43f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2016-12-09
Reporting Person: LISTER ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-09 | common shares | M | 6475 | $0.00 | Acquired | 26392 | Direct |
| 2016-12-12 | common shares | S | 3343 | $31.9028 | Disposed | 23049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-09 | restricted share units | $0.00 | M | 6475 | Disposed | 2019-01-09 | common shares (6475) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 19917 | Direct |
Footnotes
F1: Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F2: Mr. Lister is reporting the sale of 3,343 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit transaction.
F3: This represents the number of restricted share units for this transaction only. Mr. Lister's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 223,737; 73,906 and 23,049 respectively.