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IMAX CORP — Director's Dealing 2015
Aug 5, 2015
31800_dirs_2015-08-05_21ce3a24-b9ca-4ee9-8c72-50a724e630a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2015-08-03
Reporting Person: LISTER ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-03 | common shares | C | 5750 | $13.38 | Acquired | 18801 | Direct |
| 2015-08-03 | common shares | C | 6000 | $20.25 | Acquired | 24801 | Direct |
| 2015-08-03 | common shares | S | 11750 | $37.3826 | Disposed | 13051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | options (to buy) | $13.38 | C | 5750 | Disposed | 2016-12-31 | common shares (5750) | Direct |
| 2015-08-03 | options (to buy) | $20.25 | C | 6000 | Disposed | 2019-01-09 | common shares (6000) | Direct |
Footnotes
F1: Stock options were exercised and sold as common shares pursuant to Rule 10b5-1 Sales Plan adopted on March 16, 2015. Mr. Lister's 10b5-1 Sales Plan is scheduled to terminate on April 29, 2016.
F2: The stock options became exercisable in 2 installments: 2,000 on 1/9/2013 and 4,000 on 1/9/2014.
F3: This represents the remaining balance of the options granted on the issue date, December 31, 2009, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 265,217 and 44,154 respectively.
F4: This represents the remaining balance of the options granted on the issue date, January 9, 2012, following this transaction. Mr. Lister's aggregate remaining outstanding option and RSU balance following today's transactions will be 265,217 and 44,154 respectively.