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IMAX CORP — Director's Dealing 2015
Dec 16, 2015
31800_dirs_2015-12-16_f98cfbac-69a8-4f9c-8d01-20c20767d6fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2015-12-14
Reporting Person: GELFOND RICHARD L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-14 | common shares | C | 33333 | $28.19 | Acquired | 147026 | Direct |
| 2015-12-14 | common shares | S | 33333 | $37.7637 | Disposed | 113693 | Direct |
| 2015-12-15 | common shares | C | 33333 | $28.19 | Acquired | 147026 | Direct |
| 2015-12-15 | common shares | S | 33333 | $39.0333 | Disposed | 113693 | Direct |
| 2015-12-16 | common shares | C | 33334 | $28.19 | Acquired | 147027 | Direct |
| 2015-12-16 | common shares | S | 33334 | $39.5755 | Disposed | 113693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-14 | stock options (to buy) | $28.19 | C | 33333 | Disposed | 2020-12-31 | common shares (33333) | Direct |
| 2015-12-15 | stock options (to buy) | $28.19 | C | 33333 | Disposed | 2020-12-31 | common shares (33333) | Direct |
| 2015-12-16 | stock options (to buy) | $28.19 | C | 33334 | Disposed | 2020-12-31 | common shares (33334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 98593 | Direct |
| common shares (opening balance) | 7550 | Indirect |
| common shares (opening balance) | 7550 | Indirect |
Footnotes
F1: Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on August 14, 2015. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on September 16, 2016.
F2: This represents the remaining balance of the options granted on the issue date, December 31, 2011, following this transaction. Mr. Gelfond's aggregate remaining outstanding option, RSU and long share balances following all transactions will be 1,577,648; 59,978 and 113,693 respectively.
F3: The options became exercisable in 2 installments: 29,995 became exercisable on May 1, 2011 and 3,338 became exercisable on September 1, 2011.