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IMAX CORP — Director's Dealing 2013
Nov 21, 2013
31800_dirs_2013-11-21_0a7a81f0-a2c3-43d8-8904-a9ff4ecf7687.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2013-11-19
Reporting Person: GELFOND RICHARD L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | common shares | C | 100000 | $2.88 | Acquired | 245525 | Direct |
| 2013-11-19 | common shares | S | 100000 | $30.27 | Disposed | 145525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-19 | stock options (to buy) | $2.88 | C | 100000 | Disposed | 2018-12-11 | common shares (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares | 10050 | Indirect |
| common shares | 10050 | Indirect |
| common shares (opening balance) | 145525 | Direct |
Footnotes
F1: Stock options were exercised and common shares sold pursuant to Rule 10b5-1 Sales Plan adopted on April 26, 2013. Mr. Gelfond's 10b5-1 Sales Plan is scheduled to terminate on April 17, 2014.
F2: The stock options became exercisable in 2 installments: 53,875 on January 1, 2010 and 46,125 on May 1, 2010.
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