AI assistant
IMAX CORP — Director's Dealing 2012
Aug 21, 2012
31800_dirs_2012-08-20_b6d686ee-3ec5-42bd-b95c-eff8f1c767df.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2012-08-18
Reporting Person: DOUGLAS KEVIN (10% Owner, 13(d)(3) group)
Reporting Person: DOUGLAS FAMILY TRUST (10% Owner, 13(d)(3) group)
Reporting Person: JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST (10% Owner, 13(d)(3) group)
Reporting Person: DOUGLAS JAMES E III (10% Owner, 13(d)(3) group)
Reporting Person: KGD 2010 ANNUITY TRUST III (10% Owner, 13(d)(3) group)
Reporting Person: MMD 2010 ANNUITY TRUST III (10% Owner, 13(d)(3) group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-18 | Common Stock | X | 74800 | $23.00 | Acquired | 3391212 | Direct |
| 2012-08-18 | Common Stock | X | 66000 | $23.00 | Acquired | 2584441 | Indirect |
| 2012-08-18 | Common Stock | X | 34000 | $23.00 | Acquired | 1801989 | Indirect |
| 2012-08-18 | Common Stock | X | 20000 | $23.00 | Acquired | 923645 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-18 | Put Option (obligation to buy) | $23 | X | 748 | Disposed | 2012-08-18 | Common Stock (74800) | Direct |
| 2012-08-18 | Put Option (obligation to buy) | $23 | X | 660 | Disposed | 2012-08-18 | Common Stock (66000) | Indirect |
| 2012-08-18 | Put Option (obligation to buy) | $23 | X | 340 | Disposed | 2012-08-18 | Common Stock (34000) | Indirect |
| 2012-08-18 | Put Option (obligation to buy) | $23 | X | 200 | Disposed | 2012-08-18 | Common Stock (20000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 267580 | Indirect |
| Common Stock | 267580 | Indirect |
Footnotes
F1: These securities are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
F2: Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
F3: These securities are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
F4: These securities are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.
F5: These securities are held directly by James E. Douglas III and indirectly by Kevin Douglas
F6: These securities are held by the KGD 2010 Annuity Trust III, a grantor-retained annuity trust of which Kevin Douglas is the sole trustee, and indirectly by Kevin Douglas.
F7: These securities are held by the MMD 2010 Annuity Trust III, a grantor-retained annuity trust of which Michelle Douglas is the sole trustee, and indirectly by Michelle Douglas and Kevin Douglas.