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IMAX CORP — Director's Dealing 2012
Nov 19, 2012
31800_dirs_2012-11-19_323820d9-8fce-439b-96db-c6ba76410aed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: IMAX CORP (IMAX)
CIK: 0000921582
Period of Report: 2012-11-15
Reporting Person: GELFOND RICHARD L (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-15 | common shares | C | 30000 | $5.24 | Acquired | 221650 | Direct |
| 2012-11-15 | common shares | S | 30000 | $21.82 | Disposed | 191650 | Direct |
| 2012-11-16 | common shares | C | 90000 | $5.24 | Acquired | 281650 | Direct |
| 2012-11-16 | common shares | S | 90000 | $21.95 | Disposed | 191650 | Direct |
| 2012-11-19 | common shares | C | 100000 | $5.24 | Acquired | 291650 | Direct |
| 2012-11-19 | common shares | S | 100000 | $22.13 | Disposed | 191650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | stock options (to buy) | $5.24 | C | 30000 | Disposed | 2014-06-03 | common shares (30000) | Direct |
| 2012-11-16 | stock options (to buy) | $5.24 | C | 90000 | Disposed | 2014-06-03 | common shares (90000) | Direct |
| 2012-11-19 | stock options (to buy) | $5.24 | C | 100000 | Disposed | 2014-06-03 | common shares (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common shares (opening balance) | 191650 | Direct |
| common shares | 10050 | Indirect |
| common shares | 10050 | Indirect |
| common shares | 108750 | Indirect |
Footnotes
F1: The transactions reported on this form do not change Mr. Gelfond's common shares holdings.
F2: The options became exercisable in 2 installments: 19,000 on December 3, 2004 and 11,000 on June 3, 2005.
F3: The options became exercisable in 2 installments: 49,000 on June 3, 2005 and 51,000 on December 3, 2005.
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