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ILUKA RESOURCES LIMITED Major Shareholding Notification 2020

Feb 2, 2020

65116_rns_2020-02-02_df5bf546-e4f7-4e33-9e0e-12ec1109aa03.pdf

Major Shareholding Notification

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Form 604 Corporations Act 2001 Section 671B

Notice of Change of Interests of Substantial Holder

To Company Name/Scheme: ACN/ARSN:

Iluka Resources Limited (ASX code: ILU) 008 675 018

1. Details of Substantial Holder

Name:

ACN/ARSN (if applicable)

Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure 3 n/a

There was a change in the Interests of the Substantial Holder on:

30 January 2020

The previous notice was given to the company on: 12 November 2019 8 November 2019

The previous notice was dated:

2. Previous & Present Voting Power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Securities Previous Notice Previous Notice Present Notice Present Notice
Person's Votes Voting Power Person's Votes Voting Power
Fully Paid
Ordinary
39,983,691 9.46% 35,063,675 8.30%

3. Changes in Relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
Change
Person whose
Relevant
Interest
Changed
Nature of
Change
Consideration
Given in
Relation to
Change
Class &
Number of
Securities
Affected
Person’s
Votes Affected
Refer Annexure 1

4. Present Relevant Interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
Relevant
Interest
Registered
Holder of
Securities
Persons
Entitled to be
Registered as
Holder
Nature of
Relevant
Interest
Class &
Number of
Securities
Persons Votes
Refer Annexure 2

5. Changes in Association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name & ACN/ARSN (ifapplicable) Nature of Association
n/a

6. Addresses

The addresses of persons named in this form are as follows:

**Name ** **Address **
Nikko AM Limited (NAML) Level 26, One International Towers Sydney,
100 Barrangaroo Avenue, Barangaroo, NSW
2000
Sumitomo Mitsui Trust Holdings, Inc.
(SMTH)
1-4-1 Marunouchi, Chiyoda-ku Tokyo 100-
8233, Japan
Nikko Asset Management Co., Ltd (NAM) Midtown Tower, 9-7-1 Akasaka, Minato-ku
Tokyo107-6242Japan
Sumitomo Mitsui Trust Asset Management
Co.,Ltd.(SMTAM)
1-1-1 Shibakoen Minato-Ku, Tokyo 105-0011,
Japan

Signature

Print Name: Saffick Ramjahn Capacity: Authorised Person of SMTH Signed: Date: 03 February 2020

ANNEXURE 1

Part 3 - Changes in Relevant Interests

Date Range of Change Person whose
Relevant Interest
Changed
Nature of Change Consideration Given
in Relation to Change
Class & Number of
Securities Affected
Person’s Votes
Affected
11 November 2019 to
30 January 2020
Nikko AM Limited
(NAML)
Purchase of Shares $ 28,451,958 Fully Paid Ordinary &
3,058,881
3,058,881
11 November 2019 to
30 January 2020
Nikko AM Limited
(NAML)
Sales of Shares $ 74,995,599 Fully Paid Ordinary &
7,927,929
7,927,929
11 November 2019 to
30 January 2020
Nikko Asset
Management Co, Ltd
(NAM)
Purchase of Shares $ 63,700 Fully Paid Ordinary &
7,009
7,009
11 November 2019 to
30 January 2020
Nikko Asset
Management Co, Ltd
(NAM)
Sales of Shares $ 525,585 Fully Paid Ordinary &
57,977
57,977

ANNEXURE 2

Part 4 - Present Relevant Interest

Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
3,742,295
3,742,295
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
746,586
746,586
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
116,536
116,536
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
134,950
134,950
Nikko AM Limited
(NAML)
JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
280,631
280,631
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
2,239,150
2,239,150
Nikko AM Limited
(NAML)
Citicorp Nominees Pty
Limited
Citicorp
Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
3,529,855
3,529,855
Nikko AM Limited
(NAML)
National Australia Bank
Limited (NAB
Custodian Services)
National
Australia Bank Limited
(NAB Custodian
Services)
Level 23, 255 George
St, Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
2,309,802
2,309,802
Nikko AM Limited
(NAML)
Citicorp Nominees Pty
Limited
Citicorp
Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
229,839
229,839
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
220,586
220,586
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services PtyLtd
Investment Manager Fully Paid Ordinary &
134,144
134,144
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
60 Castlereagh Street
SydneyNSW 2000
Nikko AM Limited
(NAML)
National Australia Bank
Limited (NAB
Custodian Services)
National
Australia Bank Limited
(NAB Custodian
Services)
Level 23, 255 George
St, Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
1,115,584
1,115,584
Nikko AM Limited
(NAML)
Citicorp Nominees Pty
Limited
Citicorp
Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
360,674
360,674
Nikko AM Limited
(NAML)
JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
824,911
824,911
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,104,274
1,104,274
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,261,480
1,261,480
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited
(NAML)
JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
388,343
388,343
Nikko AM Limited
(NAML)
JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
150,047
150,047
Nikko AM Limited
(NAML)
HSBC Custody
Nominees (Australia)
Limited
HSBC
Custody Nominees
(Australia) Limited
Level 36, Tower 1,
International Towers
Sydney,
100 Barangaroo
Avenue,
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
3,491,746
3,491,746
Nikko AM Limited
(NAML)
BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
221,912
221,912
Nikko AM Limited
(NAML)
JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Investment Manager Fully Paid Ordinary &
1,468,862
1,468,862
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Nikko AM Limited
(NAML)
JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
3,707,689
3,707,689
Nikko AM Limited
(NAML)
HSBC Custody
Nominees (Australia)
Limited
HSBC
Custody Nominees
(Australia) Limited
Level 36, Tower 1,
International Towers
Sydney,
100 Barangaroo
Avenue,
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,033,934
1,033,934
Nikko AM Limited
(NAML)
State Street Australia
Limited
State
Street Australia
Limited, 420 George
Street, Sydney, NSW
2000
Investment Manager Fully Paid Ordinary &
4,196,442
4,196,442
Nikko AM Limited
(NAML)
State Street Australia
Limited
State
Street Australia
Limited, 420 George
Street, Sydney, NSW
2000
Investment Manager Fully Paid Ordinary &
151,180
151,180
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited
(NAML)
State Street Australia
Limited
State
Street Australia
Limited, 420 George
Street, Sydney, NSW
2000
Investment Manager Fully Paid Ordinary &
1,633,777
1,633,777
Sumitomo Mitsui Trust
Asset Management
Co.,Ltd.(SMTAM)
Japan Trustee Services
Bank,Ltd.

1-8-11 Harumi Island
Triton Square, Office
Tower Y Harumi Cyuo-
ku,TOKYO
Investment Manager Fully Paid Ordinary &
2,429
2,429
Nikko Asset
Management Co., Ltd
(NAM)
Mitsubishi UFJ Trust
and Banking
Corporation

1-4-5 Marunouchi,
Chiyoda-ku,Tokyo
Investment Manager Fully Paid Ordinary &
4,310
4,310
Nikko Asset
Management Co., Ltd
(NAM)
Mizuho Trust &
BankingCo.,Ltd.

1-2-1 Yaesu, Chuo-ku,
Tokyo
Investment Manager Fully Paid Ordinary &
239,385
239,385
Nikko Asset
Management Co., Ltd
(NAM)
Sumitomo Mitsui Trust
Bank,Limited.

1-4-1 Marunouchi,
Chiyoda-ku,Tokyo
Investment Manager Fully Paid Ordinary &
22,322
22,322

Annexure 3 Sumitomo subsidiaries

Sumitomo Mitsui Trust Holdings Inc. Subsidiaries: Sumitomo Mitsui Trust Bank, Limited Sumitomo Mitsui Trust Asset Management Co., Ltd. Sumitomo Mitsui Trust International Limited Nikko Asset Management Co., Ltd. Nippon Institutional Securities Co., Ltd. Nikko Asset Management Americas, Inc. Nikko Asset Management Asia Limited Nikko Asset Management Australia Limited Nikko Asset Management Europe Ltd Nikko AM Limited Nikko Asset Management International Limited AIIMAN Asset Management Sdn.Bhd. Nikko Asset Management New Zealand Limited Nikko AM Americas Holding Co., Inc. Nikko AM Global Holdings Limited Nikko Asset Management Hong Kong Limited Nikko AM Global Cayman Limited Nikko AM (Cayman) Ltd Nikko Asset Management Luxembourg S.A. NAMA Investment Partneres,Inc. Nikko AM Equities Australia Pty Limited Affin Hwang Asset Management Berhad AccelVantage Academy Sdn.Bhd. Rongtong Fund Management Co., Ltd Shen Zhen Rongtong Capital Management Co., Ltd. Rongtong Global Investment Limited Bintang Capital Partners Berhad Mutual Fund & Insurance Research Institute MJV Co., Ltd. Sky Ocean Asset Management Co,Ltd. JP Asset Management Co.,Ltd. SBI Sumishin Net Bank, Ltd. SBI Sumishin Net Bank Card Co., Ltd. SBI Card Co., Ltd. NetMove Corporation Dayta Consulting Co., Ltd. Sumitomo Mitsui Trust General Service Co., Ltd. Sumitomo Mitsui Trust Career Partners Co., Ltd. HR One Corporation HR One Shanghai Co., Ltd. Sumitomo Mitsui Trust Systems & Services Co., Ltd. Sumitomo Mitsui Trust Guarantee Co., Ltd. Sumishin Guaranty Company Limited Sumitomo Mitsui Trust Wealth Partners Co., Ltd. Sumitomo Mitsui Trust Card Co., Ltd. Sumitomo Mitsui Trust Club Co., Ltd. Sumitomo Mitsui Trust Life Partners Co., Ltd. Sumitomo Mitsui Trust Business Service Co., Ltd. Cardif Assurance Vie Japan Cardif Assurances Risques Divers Japan Sumitomo Mitsui Trust Loan & Finance Co., Ltd. Sumitomo Mitsui Trust Panasonic Finance Co., Ltd. Japan Machinery Leasing and Sales Co., Ltd. Sumitomo Mitsui Trust Leasing SINGAPORE Pte.Ltd. OIF(PANAMA) S.A. SMPT OCEAN PTE.LTD. Sumishin Life Card Company, Limited

Zijin Trust Co., Ltd Nanjing Zijin Financial Leasing Co., Ltd. Marubeni SumiT Rail Transport Inc. Midwest Rail Corporation Sumitomo Mitsui Trust Bank(Thai) Public Company Limited BIDV-SuMi TRUST Leasing Co.,Ltd. Japan Management Succession Support Co. Ltd. Sumitomo Mitsui Trust Investment Co., Ltd. Sumitomo Mitsui Trust(Hong Kong) Limited Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd. Enex Asset Management Co., Ltd. Tokyo Securities Transfer Agent Co.,Ltd. Japan Securities Agents, Ltd. Sumitomo Mitsui Trust TA Solution, Ltd. Japan Stockholders Data Service Company Limited Sumitomo Mitsui Trust Research Institute Co., Ltd. Sumitomo Mitsui Trust Realty Co., Ltd. Mitsui & Co., Logistics Partners Ltd. JTC Holdings, Ltd. Japan Trustee Services Bank, Ltd. Trust & Custody Services Bank, Ltd NS Holdings LLP NS Asset Management LLP Sumitomo Mitsui Trust Bank (Luxembourg)S.A. Sumitomo Mitsui Trust Bank (U.S.A.) Limited Sumitomo Mitsui Trust (Ireland) Limited SMT Fund Services (Ireland) Limited SMT Trustees (Ireland) Limited G.A.S. (Cayman) Limited Sumitomo Mitsui Trust (UK) Limited Japan Pension Operation Service, Ltd.