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ILUKA RESOURCES LIMITED Major Shareholding Notification 2019

Feb 6, 2019

65116_rns_2019-02-06_f4e5c96a-68b0-4cee-b827-2572a8e23edc.pdf

Major Shareholding Notification

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Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder

ILU

To: Company The Secretary Name/Scheme Iluka Resources Limited Level 14 240 St Georges Terrace Perth WA 6000

Ph: (08) 9360 4700 Fax: (08) 9360 4777

ACN 008 675 018

1. Details of substantial holder Name & ACN (if National Australia Bank Limited and its associated entities listed in Annexure A applicable) (ACN 004 044 937)

The holder ceased to be a 04/02/2019 substantial holder on

The previous notice was 25/01/2019 given to the company on

The previous notice was 22/01/2019 dated (d/m/y)

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate, in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change
Consideration
given in relation
to change
Class and
number of
securities
affected
Person’s votes
affected
Fully paid
ordinary shares
23/01/2019 MLC Investments
Limited
Purchase $1,492,862.71 198,563 198,563
23/01/2019 MLC Investments
Limited
Purchase $158,453.50 21,086 21,086
23/01/2019 MLC Investments
Limited
Purchase $4,483.52 599 599
29/01/2019 MLC Investments
Limited
Purchase $910,375.88 107,270 107,270
30/01/2019 MLC Investments
Limited
Purchase $439,272.15 51,184 51,184
30/01/2019 MLC Investments
Limited
Purchase $123,673.41 14,331 14,331
30/01/2019 MLC Investments
Limited
Purchase $150,244.51 17,410 17,410
30/01/2019 MLC Investments
Limited
Purchase $3,006.68 345 345
31/01/2019 MLC Investments
Limited
Purchase $140,416.97 16,177 16,177
30/01/2019 MLC Investments
Limited
Purchase $3,660.30 420 420
31/01/2019 MLC Investments
Limited
Purchase $151,214.94 17,421 17,421
1/02/2019 MLC Investments
Limited
Purchase $480,585.04 55,869 55,869
4/02/2019 MLC Investments
Limited
Purchase $482,863.41 55,869 55,869
4/02/2019 MLC Investments
Limited
Purchase $68,289.44 7,997 7,997
4/02/2019 MLC Investments
Limited
Purchase $70,381.59 8,242 8,242
23/01/2019 MLC Investments
Limited
Sale $12,414.74 1,598 1,598
25/01/2019 MLC Investments
Limited
Sale $892,983.27 118,865 118,865
25/01/2019 MLC Investments
Limited
Sale $33,277.25 4,440 4,440
25/01/2019 MLC Investments
Limited
Sale $536,001.69 71,425 71,425
29/01/2019 MLC Investments
Limited
Sale $70,477.38 9,351 9,351
30/01/2019 MLC Investments
Limited
Sale $1,297,440.88 158,486 158,486
30/01/2019 MLC Investments
Limited
Sale $480,257.26 59,161 59,161
30/01/2019 MLC Investments
Limited
Sale $15,989.97 1,981 1,981
31/01/2019 MLC Investments
Limited
Sale $26,587.69 3,159 3,159
31/01/2019 MLC Investments
Limited
Sale $460,387.40 54,488 54,488
31/01/2019 MLC Investments
Limited
Sale $321,641.80 38,037 38,037
31/01/2019 MLC Investments
Limited
Sale $155,771.47 18,415 18,415
1/02/2019 MLC Investments
Limited
Sale $153,677.75 17,830 17,830
1/02/2019 MLC Investments
Limited
Sale $33,878.54 3,962 3,962
1/02/2019 MLC Investments
Limited
Sale $196,675.74 22,961 22,961
1/02/2019 MLC Investments
Limited
Sale $237,800.71 27,735 27,735
1/02/2019 MLC Investments
Limited
Sale $159,316.06 18,622 18,622
4/02/2019 MLC Investments
Limited
Sale $137,175.45 15,848 15,848
4/02/2019 MLC Investments
Limited
Sale $585,002.22 67,376 67,376
25/01/2019 Antares Capital
Partners Limited
Purchase $801,380.10 100,000 100,000
4/02/2019 Antares Capital
Partners Limited
Sale $865,070.27 100,000 100,000
23/01/2019
to
04/02/2019
National Australia
Bank Limited
Securities
Lending
No consideration
directly referable
to the securities
provided by NAB
Refer to Appendix
1 Table
Refer to Appendix 1
Table
31/01/2019 OneVue Limited Purchase $34.88 4 4
31/01/2019 OneVue Limited Purchase $61.03 7 7
31/01/2019 OneVue Limited Purchase $8.72 1 1
31/01/2019 OneVue Limited Purchase $17.44 2 2
31/01/2019 OneVue Limited Purchase $8.72 1 1
31/01/2019 OneVue Limited Purchase $8.72 1 1
31/01/2019 OneVue Limited Purchase $17.44 2 2
23/01/2019 National Australia
Bank Limited
Stock return -
refer Appendix 2
No consideration
directly referable
to the securities
provided by NAB
59,600 59,600
24/01/2019 National Australia
Bank Limited
Stock return -
refer Appendix 2
No consideration
directly referable
to the securities
provided by NAB
91,600 91,600
29/01/2019
30/01/2019
31/01/2019
1/02/2019
National Australia
Bank Limited
Stock return -
refer Appendix 2
No consideration
directly referable
to the securities
provided by NAB
392,000 392,000
National Australia
Bank Limited
Stock return -
refer Appendix 2
No consideration
directly referable
to the securities
provided by NAB
252,704 252,704
National Australia
Bank Limited
Stock return -
refer Appendix 2
No consideration
directly referable
to the securities
provided by NAB
205,296 205,296
National Australia
Bank Limited
Stock return -
refer Appendix 2
No consideration
directly referable
to the securities
provided by NAB
115,312 115,312

3. Changes in association

The following persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable) Nature of association No change

4. Addresses

The addresses of persons named in this form are as follows:

Signature Address Address
National Australia Bank Limited Level 1
800 Bourke Street
DOCKLANDSVIC 3008
MLC Investments Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2062
Antares Capital Partners Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2062
OneVue Limited Level 2
1 Castlereagh Street
SYDNEY NSW 2000
Name Kelly Patterson Capacity
Company Secretary
for and on behalf of National Australia Bank
Limited
Signature Date 07/02/2019
Appendix 1 -
ILU
Appendix 1 -
ILU
Appendix 1 -
ILU
Type of agreement and
parties to agreement
(iv)
MOTOR TRADES ASSOCIATION OF AUSTRALIA
SUPERANNUATION FUND PTY LIMITED
(ix)
AUSTSAFE PTY LTD
National Australia Bank Limited and
Securities Borrowing Agreement (SBA) clients
( a )
DEUTSCHE SECURITIES AUSTRALIA LIMITED
(f)
CREDIT SUISSE
National Australia Bank Limited and
AMSLA Counterparties
Transfer dates 23/1/2018 to 4/2/2019
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field to
the accompanying list of transactions.
23/1/2018 to 4/2/2019

Specific dates for each transfer can be found by matching the
number reference in the 'Type of agreement and parties to
agreement' field to the accompanying list of transactions.
Holder of voting rights Registered owner Registered owner
Are there any restrictions
on voting
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
Scheduled date of return
(if any)
On demand On demand
Does the borrower have
the right to return early?
Yes - at notice Yes - at notice
Does the lender have the
right to recall early?
Yes - at notice Yes - at notice
Will the securities be
returned on settlement?
Yes, or equivalent protection under Securities Borrowing Agreement. Yes, or equivalent protection under AMSLA.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the
agreements to the company,responsible entityor ASIC.

Appendix 1- ILU

Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
29/01/2019 Collateral Settle Sec Loan 320000 ORD (a)
29/01/2019 Collateral Settle Sec Loan 172000 ORD (a)
30/01/2019 Collateral Settle Sec Loan 7500 ORD (a)
31/01/2019 Collateral Settle Sec Loan 155000 ORD (a)
1/02/2019 Collateral Return Security -155000 ORD (a)
1/02/2019 Collateral Settle Sec Loan 2250000 ORD (f)
4/02/2019 Collateral Return Security -172000 ORD (a)
4/02/2019 Collateral Return Security -2250000 ORD (f)

Appendix 1- ILU

Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
23/01/2019 Re-Alloc Rtn -64000 ORD (ix)
23/01/2019 Re-Alloc Loan 64000 ORD (iv)

APPENDIX 2 – ILU

APPENDIX 2 – ILU
Type of agreement and
parties to agreement
National Australia Bank Limited and
Securities Borrowing Agreement clients
AMSLA Counterparties
Barclays Bank PLC
Transfer date 23 January 2019 to 4 February 2019 – inclusive
Holder of voting rights Registered owner
Are there any restrictions
on voting
No
Scheduled date of return
(if any)
N/A
Does the borrower have
the right to return early?
Yes – at notice
Does the lender have the
right to recall early?
Yes – at notice
Will the securities be
returned on settlement?
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.

This is Annexure A of 3 pages referred to in the Form 605 Notice of ceasing to be a substantial holder signed by me and dated 07/02/2019

Kelly Patterson, Company Secretary

ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD APOGEE FINANCIAL PLANNING LIMITED ARDB PTY LIMITED ASIBOND PTY. LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED BANK OF NEW ZEALAND BLSSA PTY LTD BNZ BRANCH PROPERTIES LTD BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTY INVESTMENTS LTD CHOICE LEND PTY LTD (IN LIQUIDATION) CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EQUITY MANAGEMENT UNIT HOLDINGS (NO.2) PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD FASTLEND PTY LTD (IN LIQUIDATION) FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED (IN LIQUIDATION) FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD (IN LIQUIDATION) GODFREY PEMBROKE LIMITED GWM ADVISER SERVICES LIMITED HICAPS PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED (IN LIQUIDATION) INVIA CUSTODIAN PTY LIMITED

JBWERE (NZ) PTY LTD JBWERE LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD MLC ALLIANCE HOLDINGS PTY LIMITED MLC HOLDINGS LIMITED MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC NOMINEES PTY LTD MLC PROPERTIES PTY. LIMITED MLC WEALTH MANAGEMENT LIMITED MORTGAGE SUPPORT SERVICES PTY LTD (IN LIQUIDATION) MSS MF PTY LTD (IN LIQUIDATION) MSS MFA PTY LTD (IN LIQUIDATION) MUDCHUTE PTY LIMITED NAB ASSET MANAGEMENT LIMITED NAB ASSET MANAGEMENT SERVICES LIMITED NAB EUROPE LIMITED NAB INVESTMENTS LIMITED NAB PROPERTIES AUSTRALIA PTY LIMITED NAB TRUST SERVICES LIMITED NAB VENTURES PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED (IN LIQUIDATION) NATIONAL AMERICAS HOLDINGS LLC NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA CORPORATE SERVICES PTY LIMITED NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA PKI HOLDINGS LLC

NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL HOLDINGS I INC. NATIONAL EQUITIES LIMITED NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE PTE LIMITED NAUTILUS NAB LIMITED NAVIGATOR AUSTRALIA LIMITED NBA PROPERTIES PTY LIMITED NMS NOMINEES PTY LIMITED NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PENNLEY PTY LTD PFS NOMINEES PTY LIMITED PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY LTD (IN LIQUIDATION) PLUM FINANCIAL SERVICES LIMITED PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. TASOVAC PTY LIMITED THE DEEP IN HULL LIMITED VALEWIN PTY. LIMITED WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WM LIFE AUSTRALIA LIMITED