Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ILUKA RESOURCES LIMITED Major Shareholding Notification 2019

Nov 11, 2019

65116_rns_2019-11-11_8774b28f-75e3-408c-86f6-800544e26380.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604 Corporations Act 2001 Section 671B

Notice of Change of Interests of Substantial Holder

To Company Name/Scheme: Iluka Resources Limited (ASX code: ILU) ACN/ARSN: 008 675 018

1. Details of Substantial Holder

Name:

ACN/ARSN (if applicable)

Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure 3 n/a

There was a change in the Interests of the Substantial Holder on:

8 November 2019

The previous notice was given to the company on: 14 August 2019 The previous notice was dated: 9 August 2019

2. Previous & Present Voting Power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Securities Previous Notice Previous Notice Present Notice Present Notice
Person's Votes Voting Power Person's Votes Voting Power
Fully Paid
Ordinary
35,536,085 8.41% 39,983,691 9.46%

3. Changes in Relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
Change
Person whose
Relevant
Interest
Changed
Nature of
Change
Consideration
Given in
Relation to
Change
Class &
Number of
Securities
Affected
Person’s
Votes Affected
Refer Annexure 1

4. Present Relevant Interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
Relevant
Interest
Registered
Holder of
Securities
Persons
Entitled to be
Registered as
Holder
Nature of
Relevant
Interest
Class &
Number of
Securities
Persons Votes
Refer Annexure 2

5. Changes in Association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name & ACN/ARSN (ifapplicable) Nature of Association
n/a

6. Addresses

The addresses of persons named in this form are as follows:

**Name ** **Address **
Nikko AM Limited (NAML) Level 26, One International Towers Sydney,
100 Barrangaroo Avenue, Barangaroo, NSW
2000
Sumitomo Mitsui Trust Holdings, Inc.
(SMTH)
1-4-1 Marunouchi, Chiyoda-ku Tokyo 100-
8233, Japan
Nikko Asset Management Co., Ltd (NAM) Midtown Tower, 9-7-1 Akasaka, Minato-ku
Tokyo107-6242Japan
Nikko Asset Management Asia Limited
(NAM Asia)
12 Marina View, #18-02 Asia Square Tower
2, Singapore 018961
Sumitomo Mitsui Trust Asset Management
Co.,Ltd.(SMTAM)
1-1-1 Shibakoen Minato-Ku, Tokyo 105-0011,
Japan

Signature

Print Name: Saffick Ramjahn Capacity: Authorised Person of SMTH Signed: Date: 12 November 2019

ANNEXURE 1

Part 3 - Changes in Relevant Interests

Date Range of Change Person whose
Relevant Interest
Changed
Nature of Change Consideration Given
in Relation to Change
Class & Number of
Securities Affected
Person’s Votes
Affected
12 August 2019
to
8 November 2019
Nikko AM Limited
(NAML)
Purchase of Shares $ 45,650,635 Fully Paid Ordinary &
5,417,691
5,417,691
12 August 2019
to
8 November 2019
Nikko AM Limited
(NAML)
Sales of Shares $ 4,184,549 Fully Paid Ordinary &
507,762
507,762
6 November 2019 Nikko AM Limited
(NAML)
In specie-out N/A Fully Paid Ordinary &
476,344
476,344
12 August 2019
to
8 November 2019
Nikko Asset
Management Co, Ltd
(NAM)
Purchase of Shares $ 368,771 Fully Paid Ordinary &
49,440
49,440
12 August 2019
to
8 November 2019
Nikko Asset
Management Co, Ltd
(NAM)
Sales of Shares $ 228,736 Fully Paid Ordinary &
28,718
28,718
12 August 2019
to
8 November 2019
Nikko Asset
Management Asia
Limited (NAM Asia)
Sales of Shares $ 76,656 Fully Paid Ordinary &
9,130
9,130
12 August 2019
to
8 November 2019
Sumitomo Mitsui Trust
Asset Management
Co.,Ltd.(SMTAM)
Purchase of Shares $ 20,604 Fully Paid Ordinary &
2,429
2,429

ANNEXURE 2

Part 4 - Present Relevant Interest

Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
4,324,913
4,324,913
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
793,193
793,193
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
151,767
151,767
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
191,976
191,976
Nikko AM Limited JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
345,820
345,820
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
2,416,048
2,416,048
Nikko AM Limited Citicorp Nominees Pty
Limited
Citicorp
Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
4,123,213
4,123,213
Nikko AM Limited National Australia Bank
Limited (NAB
Custodian Services)
National
Australia Bank Limited
(NAB Custodian
Services)
Level 23, 255 George
St, Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
2,588,931
2,588,931
Nikko AM Limited Citicorp Nominees Pty
Limited
Citicorp
Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
246,329
246,329
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
282,738
282,738
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services PtyLtd
Investment Manager Fully Paid Ordinary &
182,429
182,429
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
60 Castlereagh Street
SydneyNSW 2000
Nikko AM Limited National Australia Bank
Limited (NAB
Custodian Services)
National
Australia Bank Limited
(NAB Custodian
Services)
Level 23, 255 George
St, Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
1,250,491
1,250,491
Nikko AM Limited Citicorp Nominees Pty
Limited
Citicorp
Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
479,984
479,984
Nikko AM Limited JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,205,749
1,205,749
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,238,311
1,238,311
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,654,607
1,654,607
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Nikko AM Limited JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
440,288
440,288
Nikko AM Limited JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
175,756
175,756
Nikko AM Limited HSBC Custody
Nominees (Australia)
Limited
HSBC
Custody Nominees
(Australia) Limited
Level 36, Tower 1,
International Towers
Sydney,
100 Barangaroo
Avenue,
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
3,915,240
3,915,240
Nikko AM Limited BNP Paribas Security
Services PtyLtd
BNP
Paribas Security
Services Pty Ltd
60 Castlereagh Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
233,054
233,054
Nikko AM Limited JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Investment Manager Fully Paid Ordinary &
1,548,490
1,548,490
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Nikko AM Limited JP Morgan Nominees
Australia Ltd
JP
Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
4,159,086
4,159,086
Nikko AM Limited HSBC Custody
Nominees (Australia)
Limited
HSBC
Custody Nominees
(Australia) Limited
Level 36, Tower 1,
International Towers
Sydney,
100 Barangaroo
Avenue,
SydneyNSW 2000
Investment Manager Fully Paid Ordinary &
1,159,209
1,159,209
Nikko AM Limited State Street Australia
Limited
State
Street Australia
Limited, 420 George
Street, Sydney, NSW
2000
Investment Manager Fully Paid Ordinary &
4,693,077
4,693,077
Nikko AM Limited State Street Australia
Limited
State
Street Australia
Limited, 420 George
Street, Sydney, NSW
2000
Investment Manager Fully Paid Ordinary &
1,863,578
1,863,578
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person’s
Votes
Sumitomo Mitsui Trust
Asset Management
Co.,Ltd.(SMTAM)
Japan Trustee Services
Bank,Ltd.

1-8-11 Harumi Island
Triton Square, Office
Tower Y Harumi Cyuo-
ku,TOKYO
Investment Manager Fully Paid Ordinary &
2,429
2,429
Nikko Asset
Management Co., Ltd
(NAM)
Mitsubishi UFJ Trust
and Banking
Corporation

1-4-5 Marunouchi,
Chiyoda-ku,Tokyo
Investment Manager Fully Paid Ordinary &
4,310
4,310
Nikko Asset
Management Co., Ltd
(NAM)
Mizuho Trust &
BankingCo.,Ltd.

1-2-1 Yaesu, Chuo-ku,
Tokyo
Investment Manager Fully Paid Ordinary &
287,257
287,257
Nikko Asset
Management Co., Ltd
(NAM)
Sumitomo Mitsui Trust
Bank,Limited.

1-4-1 Marunouchi,
Chiyoda-ku,Tokyo
Investment Manager Fully Paid Ordinary &
25,418
25,418

Annexure 3 Sumitomo subsidiaries

Sumitomo Mitsui Trust Holdings Inc. Subsidiaries: Sumitomo Mitsui Trust Bank, Limited Sumitomo Mitsui Trust Asset Management Co., Ltd. Sumitomo Mitsui Trust International Limited Nikko Asset Management Co., Ltd. Nippon Institutional Securities Co., Ltd. Nikko Asset Management Americas, Inc. Nikko Asset Management Asia Limited Nikko Asset Management Australia Limited Nikko Asset Management Europe Ltd Nikko AM Limited Nikko Asset Management International Limited AIIMAN Asset Management Sdn.Bhd. Nikko Asset Management New Zealand Limited Nikko AM Americas Holding Co., Inc. Nikko AM Global Holdings Limited Nikko Asset Management Hong Kong Limited Nikko AM Global Cayman Limited Nikko AM (Cayman) Ltd Nikko Asset Management Luxembourg S.A. NAMA Investment Partneres,Inc. Nikko AM Equities Australia Pty Limited Affin Hwang Asset Management Berhad AccelVantage Academy Sdn.Bhd. Rongtong Fund Management Co., Ltd Shen Zhen Rongtong Capital Management Co., Ltd. Rongtong Global Investment Limited Bintang Capital Partners Berhad Mutual Fund & Insurance Research Institute MJV Co., Ltd. Sky Ocean Asset Management Co,Ltd. JP Asset Management Co.,Ltd. SBI Sumishin Net Bank, Ltd. SBI Sumishin Net Bank Card Co., Ltd. SBI Card Co., Ltd. NetMove Corporation Dayta Consulting Co., Ltd. Sumitomo Mitsui Trust General Service Co., Ltd. Sumitomo Mitsui Trust Career Partners Co., Ltd. HR One Corporation HR One Shanghai Co., Ltd. Sumitomo Mitsui Trust Systems & Services Co., Ltd. Sumitomo Mitsui Trust Guarantee Co., Ltd. Sumishin Guaranty Company Limited Sumitomo Mitsui Trust Wealth Partners Co., Ltd. Sumitomo Mitsui Trust Card Co., Ltd. Sumitomo Mitsui Trust Club Co., Ltd. Sumitomo Mitsui Trust Life Partners Co., Ltd. Sumitomo Mitsui Trust Business Service Co., Ltd. Cardif Assurance Vie Japan Cardif Assurances Risques Divers Japan Sumitomo Mitsui Trust Loan & Finance Co., Ltd. Sumitomo Mitsui Trust Panasonic Finance Co., Ltd. Japan Machinery Leasing and Sales Co., Ltd. Sumitomo Mitsui Trust Leasing SINGAPORE Pte.Ltd. OIF(PANAMA) S.A. SMPT OCEAN PTE.LTD. Sumishin Life Card Company, Limited

Zijin Trust Co., Ltd Nanjing Zijin Financial Leasing Co., Ltd. Marubeni SumiT Rail Transport Inc. Midwest Rail Corporation Sumitomo Mitsui Trust Bank(Thai) Public Company Limited BIDV-SuMi TRUST Leasing Co.,Ltd. Japan Management Succession Support Co. Ltd. Sumitomo Mitsui Trust Investment Co., Ltd. Sumitomo Mitsui Trust(Hong Kong) Limited Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd. Enex Asset Management Co., Ltd. Tokyo Securities Transfer Agent Co.,Ltd. Japan Securities Agents, Ltd. Sumitomo Mitsui Trust TA Solution, Ltd. Japan Stockholders Data Service Company Limited Sumitomo Mitsui Trust Research Institute Co., Ltd. Sumitomo Mitsui Trust Realty Co., Ltd. Mitsui & Co., Logistics Partners Ltd. JTC Holdings, Ltd. Japan Trustee Services Bank, Ltd. Trust & Custody Services Bank, Ltd NS Holdings LLP NS Asset Management LLP Sumitomo Mitsui Trust Bank (Luxembourg)S.A. Sumitomo Mitsui Trust Bank (U.S.A.) Limited Sumitomo Mitsui Trust (Ireland) Limited SMT Fund Services (Ireland) Limited SMT Trustees (Ireland) Limited G.A.S. (Cayman) Limited Sumitomo Mitsui Trust (UK) Limited Japan Pension Operation Service, Ltd.