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ILUKA RESOURCES LIMITED Major Shareholding Notification 2018

Apr 3, 2018

65116_rns_2018-04-03_c173f434-28e9-476e-91f0-840fc19201f8.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B

ILU

Notice of initial substantial holder

To:Company Name/Scheme The Secretary Iluka Resources Limited Level 23 140 St Georges Terrace Perth WA 6000

PH: (08) 9360 4700 Fax: (08) 9360 4777

ACN 008 675 018

1. Details of substantial shareholder

National Australia Bank Limited and its associated entities listed in Annexure A Name (ACN 004 044 937) ACN (if applicable)

The holder became a substantial holder on 28/03/2018

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities Number of
securities
Persons’ votes Voting power
Fully paid ordinary
shares
29,145,138 29,145,138 6.961%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest Class and number of
securities
MLC Investments Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity or
trustee of various managed
investment schemes and trusts
Fully paid ordinary
shares
8,288,724
MLC Wealth Management Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity or
trustee of various managed
investment schemes and trusts
Fully paid ordinary
shares
44,512
Antares Capital Partners Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity,
investment manager or trustee of
various managed investment
schemes or trusts.
Fully paid ordinary
shares
573,510
MLC Wealth Management Limited Power to exercise voting rights
pursuant to position held as the
Registrable Superannuation Entity
licensee for the superannuation
products it issues.
Fully paid ordinary
shares
116,553
NULIS Nominees (Australia)
Limited
Power to control the voting and /or
disposal of securities pursuant to
position held as manager under
investment mandate.
Fully paid ordinary
shares
1,318
National Australia Bank Limited Power to control the voting and /or
disposal of securities pursuant to
securities lending agreements.
Fully paid ordinary
shares
15,579,000
Antares Capital Partners Limited Power to control the voting and /or
disposal of securities pursuant to its
position as the responsible entity or
trustee of various managed
investment schemes or trusts.
Fully paid ordinary
shares
3,498,676
Antares Capital Partners Limited Power to control the voting and /or
disposal of securities pursuant to its
position as an investment manager
in accordance with investment
mandates and as an investment
manager of Antares Capital Partners
Limited trusts.
Fully paid ordinary
shares
1,034,513
OneVue Limited Power to control the voting and /or
disposal of securities pursuant to
position held as manager of model
portfolios offered on the OneVue
platform.
Fully paid ordinary
shares
8,332
TOTAL 29,145,138
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest Registered holder of securities Person entitled to be
registered as holder
Class and number of
securities
MLC Investments Limited National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
8,288,724
MLC Wealth Management
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
44,512
Antares Capital Partners
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
573,510
MLC Wealth Management
Limited
Navigator Australia Limited
(ACN 006 302 987)
Fully paid ordinary shares
116,553
NULIS Nominees (Australia)
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
1,318
National Australia Bank
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
15,579,000
Antares Capital Partners
Limited
National Nominees Limited
(ACN 004 278 899)
Fully paid ordinary shares
3,498,676
Antares Capital Partners
Limited
Citicorp Nominees Pty Limited
(ACN 000 809 030)
UBS Nominees Pty Limited
(ACN 001 450 522)
Fully paid ordinary shares
134,513
Fully paid ordinary shares
900,000
OneVue Limited Citicorp Nominees Pty Limited
(ACN 000 809 030)
Fully paid ordinary shares
8,332
TOTAL 29,145,138

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest
Date of acquisition Consideration Class and number of
securities
Cash Non-cash Fully paid ordinary
shares
MLC Investments Limited 28/11/2017 $995,957.29 106,197
MLC Investments Limited 28/11/2017 $427,161.73 45,545
MLC Investments Limited 4/12/2017 $48,967.05 5,337
MLC Investments Limited 4/12/2017 $45,067.20 4,920
MLC Investments Limited 8/12/2017 $419,014.00 45,545
MLC Investments Limited 8/12/2017 $995,628.73 106,197
MLC Investments Limited 19/12/2017 $594,561.91 59,827
MLC Investments Limited 20/12/2017 $601,298.46 59,935
MLC Investments Limited 21/12/2017 $309,306.20 30,736
MLC Investments Limited 22/12/2017 $373,365.32 36,882
MLC Investments Limited 27/12/2017 $73,881.30 7,318
MLC Investments Limited 28/12/2017 $159,956.39 15,748
MLC Investments Limited 29/12/2017 $410,255.35 40,050
MLC Investments Limited 3/01/2018 $235,526.33 22,950
MLC Investments Limited 8/01/2018 $52,974.55 5,186
MLC Investments Limited 11/01/2018 $77,191.73 7,845
MLC Investments Limited 11/01/2018 $130,778.24 13,291
MLC Investments Limited 17/01/2018 $134,444.65 13,599
MLC Investments Limited 17/01/2018 $111,755.44 11,304
MLC Investments Limited 22/01/2018 $28,216.85 2,952
MLC Investments Limited 6/02/2018 $58,937.07 6,038
MLC Investments Limited 7/02/2018 $112,710.81 11,697
MLC Investments Limited 7/02/2018 $145,567.61 14,986
MLC Investments Limited 7/02/2018 $159,623.16 16,433
MLC Investments Limited 9/02/2018 $75,547.72 8,035
MLC Investments Limited 9/02/2018 $81,330.14 8,650
MLC Investments Limited 12/02/2018 $459,071.26 50,362
MLC Investments Limited 27/02/2018 $137,956.87 12,947
MLC Investments Limited 27/02/2018 $272,525.28 25,576
MLC Investments Limited 28/02/2018 $334,600.97 31,638
MLC Investments Limited 28/02/2018 $610,505.59 57,726
MLC Investments Limited 1/03/2018 $7,540.60 719
MLC Investments Limited 1/03/2018 $9,365.46 893
MLC Investments Limited 5/03/2018 $408,482.00 38,874
MLC Investments Limited 5/03/2018 $520,642.75 49,548
MLC Investments Limited 6/03/2018 $989,084.12 89,802
MLC Investments Limited 6/03/2018 $600,975.74 54,591
MLC Investments Limited 6/03/2018 $762,715.51 69,283
MLC Investments Limited 7/03/2018 $625,151.64 57,305
MLC Investments Limited 7/03/2018 $284,405.85 26,094
MLC Investments Limited 6/03/2018 $9,332.33 855
MLC Investments Limited 6/03/2018 $11,842.77 1,085
MLC Investments Limited 7/03/2018 $1,009,431.83 115,741
MLC Investments Limited 8/03/2018 $766,531.09 68,388
MLC Investments Limited 8/03/2018 $154,903.97 13,728
MLC Investments Limited 8/03/2018 $188,947.20 16,745
MLC Investments Limited 13/03/2018 $110,961.42 10,243
MLC Investments Limited 13/03/2018 $195,978.05 18,091
MLC Investments Limited 14/03/2018 $477,922.01 43,970
MLC Investments Limited 13/03/2018 $7,747.19 717
MLC Investments Limited 14/03/2018 $621,263.74 57,355
MLC Investments Limited 13/03/2018 $13,689.93 1,267
MLC Investments Limited 14/03/2018 $776,853.18 71,719
MLC Investments Limited 14/03/2018 $463,011.84 42,628
MLC Investments Limited 15/03/2018 $533,698.64 49,271
MLC Investments Limited 15/03/2018 $605,774.12 55,925
MLC Investments Limited 16/03/2018 $363,000.94 32,904
MLC Investments Limited 16/03/2018 $412,270.40 37,370
MLC Investments Limited 16/03/2018 $5,550.61 503
MLC Investments Limited 16/03/2018 $6,312.02 572
MLC Investments Limited 19/03/2018 $277,800.21 25,222
MLC Investments Limited 19/03/2018 $276,070.99 25,065
MLC Investments Limited 20/03/2018 $91,500.87 8,326
MLC Investments Limited 20/03/2018 $88,896.30 8,089
MLC Investments Limited 21/03/2018 $584,298.57 52,634
MLC Investments Limited 26/03/2018 $1,457,300.27 134,931
MLC Investments Limited 26/03/2018 $346,867.20 31,852
MLC Investments Limited 26/03/2018 $317,137.59 29,122
MLC Investments Limited 27/03/2018 $1,245,407.22 115,154
MLC Investments Limited 28/03/2018 $478,120.50 44,403
MLC Investments Limited 28/03/2018 $122,964.68 11,405
MLC Investments Limited 28/03/2018 $71,083.40 6,593
MLC Wealth Management
Limited
13/12/2017 $2,912.00 309
MLC Wealth Management
Limited
20/12/2017 $84,463.69 8,419
MLC Wealth Management
Limited
17/01/2018 $18,392.39 1,863
MLC Wealth Management
Limited
7/03/2018 $102,066.46 9,356
MLC Wealth Management
Limited
7/03/2018 $46,430.94 4,260
MLC Wealth Management
Limited
14/03/2018 $79,811.65 7,348
MLC Wealth Management
Limited
21/03/2018 $68,460.86 6,167
MLC Wealth Management
Limited
28/03/2018 $85,722.08 7,961
Antares Capital Partners
Limited
4/12/2017 $48,967.05 5,337
Antares Capital Partners
Limited
8/12/2017 $1,523.12 165
Antares Capital Partners
Limited
11/12/2017 $470,079.36 50,000
Antares Capital Partners
Limited
13/12/2017 $830.81 88
Antares Capital Partners
Limited
13/12/2017 $2,039.26 216
Antares Capital Partners
Limited
19/12/2017 $594,561.91 59,827
Antares Capital Partners
Limited
21/12/2017 $178,541.92 17,836
Antares Capital Partners
Limited
21/12/2017 $2,398.67 239
Antares Capital Partners
Limited
28/12/2017 $1,201.28 118
Antares Capital Partners
Limited
29/12/2017 $849.18 83
Antares Capital Partners
Limited
29/12/2017 $1,176.58 115
Antares Capital Partners
Limited
9/01/2018 $592.30 57
Antares Capital Partners
Limited
9/01/2018 $592.30 57
Antares Capital Partners
Limited
16/01/2018 $3,269.86 325
Antares Capital Partners
Limited
16/01/2018 $462.82 46
Antares Capital Partners
Limited
22/01/2018 $1,466,145.36 153,684
Antares Capital Partners
Limited
23/01/2018 $242.51 25
Antares Capital Partners
Limited
23/01/2018 $184.31 19
Antares Capital Partners
Limited
30/01/2018 $1,307.29 130
Antares Capital Partners
Limited
31/01/2018 $498,586.32 50,000
Antares Capital Partners
Limited
6/02/2018 $4,633.86 474
Antares Capital Partners
Limited
7/02/2018 $112,710.81 11,697
Antares Capital Partners
Limited
7/02/2018 $116,599.70 11,810
Antares Capital Partners
Limited
7/02/2018 $356,285.63 36,087
Antares Capital Partners
Limited
7/02/2018 $87,181.16 8,840
Antares Capital Partners
Limited
7/02/2018 $11,564.52 1,202
Antares Capital Partners
Limited
7/02/2018 $486,551.49 50,000
Antares Capital Partners
Limited
14/02/2018 $1,140.00 118
Antares Capital Partners
Limited
14/02/2018 $144.91 15
Antares Capital Partners
Limited
21/02/2018 $2,881.35 298
Antares Capital Partners
Limited
27/02/2018 $1,587,995.88 150,000
Antares Capital Partners
Limited
28/02/2018 $26,919.54 2,529
Antares Capital Partners
Limited
28/02/2018 $287.40 27
Antares Capital Partners
Limited
6/03/2018 $15,676.92 1,434
Antares Capital Partners
Limited
9/03/2018 $828.32 77
Antares Capital Partners
Limited
14/03/2018 $54.46 5
Antares Capital Partners
Limited
19/03/2018 $1,005.21 91
Antares Capital Partners
Limited
19/03/2018 $596.50 54
Antares Capital Partners
Limited
22/03/2018 $1,261.82 112
Antares Capital Partners
Limited
28/03/2018 $842,314.33 78,509
NULIS Nominees
(Australia)Limited
29/11/2017 $209.88 22
NULIS Nominees
(Australia)Limited
1/12/2017 $28.02 3
NULIS Nominees
(Australia)Limited
7/12/2017 $18.37 2
NULIS Nominees
(Australia)Limited
9/01/2018 $204.20 20
NULIS Nominees
(Australia)Limited
18/01/2018 $68.39 7
NULIS Nominees
(Australia)Limited
18/01/2018 $48.80 5
NULIS Nominees
(Australia)Limited
7/02/2018 $1,122.88 116
NULIS Nominees
(Australia)Limited
7/03/2018 $788.04 72
NULIS Nominees
(Australia)Limited
26/03/2018 $271.00 25
NULIS Nominees
(Australia)Limited
27/03/2018 $345.92 32
MLC Wealth Management
Limited
9/02/2018 $9,549.00 900
MLC Wealth Management
Limited
2/03/2018 $5,623.30 530
MLC Wealth Management
Limited
23/03/2018 $10,610.00 1,000
MLC Wealth Management
Limited
27/03/2018 $10,610.00 1,000
National Australia Bank
Limited
28/11/2018 to 28/03/2018 -
Securities Lending
No consideration directly
referable to the securities
provided by NAB
Refer to Appendix 1
Table
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $21.65 2
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $10.82 1
OneVue Limited 28/03/2018 $2,389.89 221
OneVue Limited 28/03/2018 $2,822.45 261
OneVue Limited 28/03/2018 $2,022.22 187
OneVue Limited 28/03/2018 $2,779.20 257
OneVue Limited 28/03/2018 $519.07 48
OneVue Limited 28/03/2018 $2,076.29 192
OneVue Limited 28/03/2018 $2,097.92 194
OneVue Limited 28/03/2018 $1,892.45 175
OneVue Limited 28/03/2018 $2,779.20 257
OneVue Limited 28/03/2018 $2,379.08 220
OneVue Limited 28/03/2018 $540.70 50
OneVue Limited 28/03/2018 $778.61 72
OneVue Limited 28/03/2018 $486.63 45
OneVue Limited 28/03/2018 $1,686.98 156
OneVue Limited 28/03/2018 $1,838.38 170
OneVue Limited 28/03/2018 $1,113.84 103
OneVue Limited 28/03/2018 $2,660.24 246
OneVue Limited 28/03/2018 $702.91 65
OneVue Limited 28/03/2018 $2,043.85 189
OneVue Limited 28/03/2018 $6,369.44 589
OneVue Limited 28/03/2018 $1,827.57 169
OneVue Limited 28/03/2018 $1,157.10 107
OneVue Limited 28/03/2018 $4,044.43 374
OneVue Limited 28/03/2018 $2,054.66 190
OneVue Limited 28/03/2018 $2,443.96 226
OneVue Limited 28/03/2018 $1,221.98 113
OneVue Limited 28/03/2018 $2,011.40 186
OneVue Limited 28/03/2018 $1,243.61 115
OneVue Limited 28/03/2018 $5,028.51 465
OneVue Limited 28/03/2018 $1,276.05 118
OneVue Limited 28/03/2018 $648.84 60
OneVue Limited 28/03/2018 $1,827.57 169
OneVue Limited 28/03/2018 $1,308.49 121
OneVue Limited 28/03/2018 $1,038.14 96
OneVue Limited 28/03/2018 $1,459.89 135
OneVue Limited 28/03/2018 $10,824.81 1,001
OneVue Limited 28/03/2018 $3,363.15 311
OneVue Limited 28/03/2018 $4,887.93 452
OneVue Limited 28/03/2018 $605.58 56
OneVue Limited 28/03/2018 $1,643.73 152
National Australia Bank
Limited
22/03/2018 - Stock return
(refer Appendix 2(c)
No consideration directly
referable to the securities
provided by NAB
178,000
National Australia Bank
Limited
23/03/2018 - Stock return
(refer Appendix 2(c)
No consideration directly
referable to the securities
provided by NAB
1,672,000
National Australia Bank
Limited
29/11/2017 - Stock borrow
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
12,980
National Australia Bank
Limited
21/12/2017 - Stock borrow
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
19,706
National Australia Bank
Limited
19/01/2018 - Stock borrow
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
328,937
National Australia Bank
Limited
31/01/2018 - Stock borrow
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
14,636
National Australia Bank
Limited
13/02/2018 - Stock borrow
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
283,420
National Australia Bank
Limited
28/11/2017 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
8,700
National Australia Bank
Limited
28/11/2017 - Stock return
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
16,640
National Australia Bank
Limited
29/11/2017 - Stock return
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
3,401
National Australia Bank
Limited
30/11/2017 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
56,700
National Australia Bank
Limited
1/12/2017 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
21,217
National Australia Bank
Limited
4/12/2017 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
208,923
National Australia Bank
Limited
22/12/2017 - Stock return
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
2,071
National Australia Bank
Limited
28/12/2017 - Stock return
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
17,635
National Australia Bank
Limited
22/01/2018 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
328,937
National Australia Bank
Limited
1/02/2018 - Stock return
(refer Appendix 2(b))
No consideration directly
referable to the securities
provided by NAB
14,636
National Australia Bank
Limited
14/02/2018 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
20,700
National Australia Bank
Limited
15/02/2018 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
8,200
National Australia Bank
Limited
16/02/2018 - Stock return
(refer Appendix 2(a))
No consideration directly
referable to the securities
provided by NAB
254,520

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if
applicable
Nature of association
MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC
Holdings Limited whose ultimate parent is National Australia
Bank Limited.
MLC Wealth Management
Limited
MLC Wealth Management Limited is a wholly owned
subsidiary of National Wealth Management Holdings Limited
whose ultimate parent is National Australia Bank Limited.
Antares Capital Partners
Limited
Antares Capital Partners Limited is a wholly owned subsidiary
of National Wealth Management Holdings Limited whose
ultimate parent is National Australia Bank Limited.
NULIS Nominees (Australia)
Limited
NULIS Nominees (Australia) Limited is a wholly owned
subsidiary of National Wealth Management Holdings Limited
whose ultimate parent is National Australia Bank Limited.
OneVue Limited JBWere Limited is a subsidiary of National Wealth
Management Holdings Limited whose ultimate parent is
National Australia Bank Limited

7. Addresses

The addresses of persons named in this form are as follows:

d in this form are as follows:
Name Address
National Australia Bank
Limited
Level 1
800 Bourke Street
DOCKLANDS VIC 3008
MLC Investments Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
National Nominees Limited Level 1
800 Bourke Street
DOCKLANDSVIC 3008
MLC Wealth Management
Limited
Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Navigator Australia Limited Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Antares Capital Partners
Limited
Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
NULIS Nominees (Australia)
Limited
Ground Floor
105-153 Miller Street
NORTHSYDNEY NSW 2060
Citicorp Nominees Pty
Limited
2 Park Street
SYDNEY NSW 2000
UBS Nominees Pty Limited Level 16
2 Chifley Square
SydneyNSW 2000
OneVue Limited Level 2
1 Castlereagh Street
SYDNEY NSW 2000
Signature
Name
Signature
Elizabeth Melville-Jones Capacity
Company Secretary
for and on behalf of National Australia
Bank Limited
Date 04/04/2018
Appendix 1 -
ILU
Appendix 1 -
ILU
Appendix 1 -
ILU
Type of agreement and
parties to agreement
(iv)
MOTOR TRADES ASSOCIATION OF AUSTRALIA
SUPERANNUATION FUND PTY LIMITED
(ix)
AUSTSAFE PTY LTD
(v)
CARE SUPER PTY LTD
(vii)
VICSUPER PTY LTD
(x)
POOLED SUPER PTY LTD
(xi)
ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION
(QLD) LTD
(xii)
PRIME SUPER PTY LTD
National Australia Bank Limited and
Securities Borrowing Agreement (SBA) clients
( a )
DEUTSCHE SECURITIES AUSTRALIA LIMITED
( b )
UBS SECURITIES AUSTRALIA LTD
( c )
MACQUARIE BANK LTD
( d )
MERRILL LYNCH EQUITIES (AUSTRALIA) LTD
( e )
JP MORGAN SECURITIES AUSTRALIA LIMITED
( f )
CREDIT SUISSE
( g )
INSTINET AUSTRALIA PTY LTD
National Australia Bank Limited and
AMSLA Counterparties
Transfer dates 28/11/2017 to 28/3/2018
Specific dates for each transfer can be found by matching the number
reference in the 'Type of agreement and parties to agreement' field
to the accompanying list of transactions.
28/11/2017 to 28/3/2018
Specific dates for each transfer can be found by matching the
number reference in the 'Type of agreement and parties to
agreement' field to the accompanying list of transactions.
Holder of voting rights Registered owner Registered owner
Are there any restrictions
on voting
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
The registered owner holds voting rights. However, in certain
circumstances the lender may request for the borrower to use best
endeavours to arrange for voting instructions to be exercised in
accordance with the instructions from the lender.
Scheduled date of return
(if any)
On demand On demand
Does the borrower have
the right to return early?
Yes - at notice Yes - at notice
Does the lender have the
right to recall early?
Yes - at notice Yes - at notice
Will the securities be
returned on settlement?
Yes, or equivalent protection under Securities Borrowing Agreement. Yes, or equivalent protection under AMSLA.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the
agreements to the company,responsible entityor ASIC.

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.

Appendix 1- ILU

Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
AMSLA
Counterparty
28/11/2017 Return Security -10000 ORD ( g )
28/11/2017 Return Security -53600 ORD (d)
28/11/2017 Collateral Settle Sec Loan 800000 ORD (f)
28/11/2017 Collateral Return Security -2000000 ORD (b)
30/11/2017 Settle Sec Loan 31000 ORD (d)
30/11/2017 Settle Sec Loan 135000 ORD (d)
4/12/2017 Return Security -23300 ORD (d)
6/12/2017 Collateral Return Security -68000 ORD (f)
7/12/2017 Settle Sec Loan 22000 ORD (d)
8/12/2017 Collateral Return Security -95000 ORD (a)
13/12/2017 Collateral Return Security -83391 ORD (f)
14/12/2017 Collateral Return Security -33263 ORD (f)
14/12/2017 Collateral Return Security -410 ORD (f)
15/12/2017 Settle Sec Loan 71000 ORD (d)
15/12/2017 Collateral Return Security -24830 ORD (f)
18/12/2017 Settle Sec Loan 100000 ORD (d)
18/12/2017 Collateral Return Security -6763 ORD (f)
18/12/2017 Collateral Return Security -9000 ORD (f)
18/12/2017 Collateral Return Security -69251 ORD (f)
19/12/2017 Return Security -31000 ORD (d)
19/12/2017 Return Security -135000 ORD (d)
19/12/2017 Return Security -22000 ORD (d)
19/12/2017 Return Security -71000 ORD (d)
19/12/2017 Return Security -100000 ORD (d)
22/12/2017 Return Security -18600 ORD (d)
22/12/2017 Collateral Return Security -47208 ORD (f)
27/12/2017 Return Security -25500 ORD (d)
27/12/2017 Collateral Settle Sec Loan 1550000 ORD (a)
27/12/2017 Collateral Return Security -18828 ORD (f)
28/12/2017 Collateral Return Security -40026 ORD (f)
28/12/2017 Collateral Return Security -9000 ORD (f)
28/12/2017 Collateral Return Security -10000 ORD (f)
2/01/2018 Settle Sec Loan 49000 ORD (d)
2/01/2018 Settle Sec Loan 41000 ORD (d)
2/01/2018 Collateral Return Security -497056 ORD (f)
3/01/2018 Settle Sec Loan 3000 ORD (d)
4/01/2018 Return Security -49000 ORD (d)
4/01/2018 Return Security -41000 ORD (d)
9/01/2018 Return Security -3000 ORD (d)
11/01/2018 Settle Sec Loan 55000 ORD (d)
17/01/2018 Return Security -55000 ORD (d)
18/01/2018 Settle Sec Loan 6300 ORD (e)
18/01/2018 Collateral Return Security -1550000 ORD (a)
23/01/2018 Settle Sec Loan 12002 ORD (d)
24/01/2018 Settle Sec Loan 47000 ORD (d)
29/01/2018 Return Security -12000 ORD (d)
30/01/2018 Settle Sec Loan 50000 ORD (d)
31/01/2018 Settle Sec Loan 45000 ORD (d)
1/02/2018 Settle Sec Loan 142000 ORD (d)
2/02/2018 Settle Sec Loan 2000 ORD (d)
5/02/2018 Settle Sec Loan 322000 ORD (d)
6/02/2018 Settle Sec Loan 29000 ORD (d)
7/02/2018 Settle Sec Loan 57000 ORD (d)
8/02/2018 Return Security -6300 ORD (e)
8/02/2018 Settle Sec Loan 66000 ORD (d)
9/02/2018 Return Security -2 ORD (d)
9/02/2018 Return Security -47000 ORD (d)
9/02/2018 Return Security -45000 ORD (d)
9/02/2018 Return Security -50000 ORD (d)
9/02/2018 Return Security -142000 ORD (d)
9/02/2018 Return Security -2000 ORD (d)
9/02/2018 Return Security -322000 ORD (d)
9/02/2018 Return Security -29000 ORD (d)
9/02/2018 Return Security -57000 ORD (d)
9/02/2018 Return Security -66000 ORD (d)
19/02/2018 Settle Sec Loan 10000 ORD ( g )
20/02/2018 Settle Sec Loan 80000 ORD (d)
21/02/2018 Return Security -10000 ORD ( g )
1/03/2018 Settle Sec Loan 1000 ORD (d)
5/03/2018 Settle Sec Loan 16000 ORD (d)
5/03/2018 Collateral Settle Sec Loan 2000000 ORD (b)
14/03/2018 Return Security -80000 ORD (d)
14/03/2018 Return Security -1000 ORD (d)
14/03/2018 Return Security -16000 ORD (d)
16/03/2018 Collateral Settle Sec Loan 590000 ORD (b)
22/03/2018 Collateral Return Security -2000000 ORD (b)
22/03/2018 Collateral Return Security -298000 ORD (b)
22/03/2018 Collateral Settle Sec Loan 300000 ORD (b)
23/03/2018 Settle Sec Loan 29000 ORD (d)
23/03/2018 Collateral Return Security -50000 ORD (b)
26/03/2018 Collateral Return Security -49000 ORD (b)
26/03/2018 Collateral Return Security -50000 ORD (b)
26/03/2018 Collateral Return Security -193000 ORD (b)
26/03/2018 Collateral Return Security -250000 ORD (b)
27/03/2018 Collateral Settle Sec Loan 450000 ORD (b)
28/03/2018 Settle Sec Loan 2000000 ORD (e)
28/03/2018 Settle Sec Loan 5200000 ORD (b)
28/03/2018 Collateral Settle Sec Loan 2700000 ORD (c)
28/03/2018 Collateral Settle Sec Loan 5200000 ORD (b)
28/03/2018 Collateral Settle Sec Loan 4250000 ORD (b)
28/03/2018 Collateral Return Security -4250000 ORD (b)

Appendix 1- ILU

Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
Date
Nature of Change
Consideration
No. of
Securities
Class
SBA
Counterparty
28/11/2017 Return Security -10000 ORD (iv)
28/11/2017 Return Security -53600 ORD (iv)
30/11/2017 Settle Sec Loan 31000 ORD (x)
30/11/2017 Settle Sec Loan 135000 ORD (x)
4/12/2017 Return Security -23300 ORD (iv)
7/12/2017 Settle Sec Loan 22000 ORD (iv)
15/12/2017 Settle Sec Loan 71000 ORD (v)
18/12/2017 Settle Sec Loan 100000 ORD (v)
19/12/2017 Return Security -31000 ORD (x)
19/12/2017 Return Security -135000 ORD (x)
19/12/2017 Return Security -22000 ORD (iv)
19/12/2017 Return Security -71000 ORD (v)
19/12/2017 Return Security -100000 ORD (v)
22/12/2017 Return Security -18600 ORD (iv)
27/12/2017 Return Security -25500 ORD (iv)
2/01/2018 Settle Sec Loan 19683 ORD (iv)
2/01/2018 Settle Sec Loan 29317 ORD (v)
2/01/2018 Settle Sec Loan 41000 ORD (v)
3/01/2018 Settle Sec Loan 3000 ORD (v)
4/01/2018 Return Security -19683 ORD (iv)
4/01/2018 Return Security -29317 ORD (v)
4/01/2018 Return Security -41000 ORD (v)
9/01/2018 Return Security -3000 ORD (v)
11/01/2018 Settle Sec Loan 55000 ORD (xii)
17/01/2018 Return Security -55000 ORD (xii)
18/01/2018 Settle Sec Loan 6300 ORD (v)
23/01/2018 Settle Sec Loan 12002 ORD (xi)
24/01/2018 Settle Sec Loan 47000 ORD (v)
29/01/2018 Return Security -12000 ORD (xi)
30/01/2018 Settle Sec Loan 50000 ORD (v)
31/01/2018 Settle Sec Loan 45000 ORD (v)
1/02/2018 Settle Sec Loan 121831 ORD (xi)
1/02/2018 Settle Sec Loan 20169 ORD (v)
2/02/2018 Settle Sec Loan 2000 ORD (v)
5/02/2018 Settle Sec Loan 322000 ORD (v)
6/02/2018 Settle Sec Loan 29000 ORD (ix)
7/02/2018 Settle Sec Loan 57000 ORD (iv)
8/02/2018 Return Security -6300 ORD (v)
8/02/2018 Settle Sec Loan 66000 ORD (iv)
9/02/2018 Return Security -2 ORD (xi)
9/02/2018 Return Security -47000 ORD (v)
9/02/2018 Return Security -45000 ORD (v)
9/02/2018 Return Security -50000 ORD (v)
9/02/2018 Return Security -121831 ORD (xi)
9/02/2018 Return Security -20169 ORD (v)
9/02/2018 Return Security -2000 ORD (v)
9/02/2018 Return Security -322000 ORD (v)
9/02/2018 Return Security -29000 ORD (ix)
9/02/2018 Return Security -57000 ORD (iv)
9/02/2018 Return Security -66000 ORD (iv)
19/02/2018 Settle Sec Loan 10000 ORD (v)
20/02/2018 Settle Sec Loan 80000 ORD (v)
21/02/2018 Return Security -10000 ORD (v)
1/03/2018 Settle Sec Loan 1000 ORD (v)
5/03/2018 Settle Sec Loan 16000 ORD (v)
14/03/2018 Return Security -80000 ORD (v)
14/03/2018 Return Security -1000 ORD (v)
14/03/2018 Return Security -16000 ORD (v)
23/03/2018 Settle Sec Loan 29000 ORD (iv)
28/03/2018 Settle Sec Loan 78459 ORD (iv)
28/03/2018 Settle Sec Loan 1030118 ORD (v)
28/03/2018 Settle Sec Loan 426435 ORD (ix)
28/03/2018 Settle Sec Loan 321289 ORD (iv)
28/03/2018 Settle Sec Loan 143699 ORD (v)
28/03/2018 Settle Sec Loan 1821423 ORD (v)
28/03/2018 Settle Sec Loan 365584 ORD (x)
28/03/2018 Settle Sec Loan 494768 ORD (vii)
28/03/2018 Settle Sec Loan 214661 ORD (xii)
28/03/2018 Settle Sec Loan 519503 ORD (iv)
28/03/2018 Settle Sec Loan 117813 ORD (xi)
28/03/2018 Settle Sec Loan 125751 ORD (xii)
28/03/2018 Settle Sec Loan 43556 ORD (xii)
28/03/2018 Settle Sec Loan 614553 ORD (v)
28/03/2018 Settle Sec Loan 110178 ORD (ix)
28/03/2018 Settle Sec Loan 704860 ORD (xi)
28/03/2018 Settle Sec Loan 67350 ORD (iv)

APPENDIX 2 – ILU

APPENDIX 2 – ILU
Type of agreement and
parties to agreement
National Australia Bank Limited and
Securities Borrowing Agreement clients
AMSLA Counterparties
Barclays Bank PLC(a)
Merrill Lynch International Limited(b)
Morgan Stanley International Limited(c)
Transfer dates 28 November 2017 to 28 March 2018
Holder of voting rights Registered owner
Are there any restrictions
on voting
No
Scheduled date of return
(if any)
N/A
Does the borrower have
the right to return early?
Yes – at notice
Does the lender have the
right to recall early?
Yes – at notice
Will the securities be
returned on settlement?
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.

This is Annexure A of 3 pages referred to in the Form 603 Notice of initial substantial holder signed by me and dated 04/04/2018

Elizabeth Melville-Jones, Company Secretary

ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY. LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED BANK OF NEW ZEALAND BLSSA PTY LTD BNZ BRANCH PROPERTIES LTD BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTY INVESTMENTS LTD CBC HOLDINGS LIMITED (IN LIQUIDATION) CHOICE LEND PTY LTD (IN LIQUIDATION) CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EQUITY MANAGEMENT UNIT HOLDINGS (NO.2) PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD FASTLEND PTY LTD (IN LIQUIDATION) FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED (IN LIQUIDATION) FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD (IN LIQUIDATION) GODFREY PEMBROKE LIMITED GWM ADVISER SERVICES LIMITED

HICAPS PTY LTD

INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED (IN LIQUIDATION) INVIA CUSTODIAN PTY LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD MLC ALLIANCE HOLDINGS PTY LIMITED MLC HOLDINGS LIMITED MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC NOMINEES PTY LTD MLC PROPERTIES PTY. LIMITED MLC WEALTH MANAGEMENT LIMITED MORTGAGE SUPPORT SERVICES PTY LTD (IN LIQUIDATION) MSS MF PTY LTD (IN LIQUIDATION) MSS MFA PTY LTD (IN LIQUIDATION) MUDCHUTE PTY LIMITED NAB ASSET MANAGEMENT LIMITED NAB ASSET MANAGEMENT SERVICES LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB INVESTMENTS LIMITED NAB PROPERTIES AUSTRALIA LIMITED NAB TRUST SERVICES LIMITED NAB VENTURES PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED

NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA PKI HOLDINGS LLC NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL HOLDINGS I INC. NATIONAL EQUITIES LIMITED NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED

NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE PTE LIMITED NAUTILUS NAB LIMITED NAVIGATOR AUSTRALIA LIMITED NBA PROPERTIES LIMITED NMS NOMINEES PTY LIMITED NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PENNLEY PTY LTD PFS NOMINEES PTY LIMITED PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY LTD (IN LIQUIDATION) PLUM FINANCIAL SERVICES LIMITED PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. TASOVAC PTY LIMITED THE DEEP IN HULL LIMITED VALEWIN PTY. LIMITED WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WM LIFE AUSTRALIA LIMITED