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ILUKA RESOURCES LIMITED Major Shareholding Notification 2018

Aug 16, 2018

65116_rns_2018-08-16_9a4503e8-8d3b-45ca-87c7-c30af9556407.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of Change of Interests of Substantial Holder

To Company Name/Scheme: Iluka Resources Limited (ASX code: ILU AU)
ACN/ARSN: 008 675 018

1. Details of Substantial Holder

Name:
ACN/ARSN (if applicable)
Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its
Subsidiaries as listed in Annexure 3
n/a
There was a change in the Interests
of the Substantial Holder on:
14 August 2018
The previous notice was given to the company on: 23 May 2017
The previous notice was dated: 18 May 2017

2. Previous & Present Voting Power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Securities Previous Notice Present Notice
Person's Votes ' Voting Power I Person's Votes Voting Power
Fully Paid
Ordinary
25,794,175 6.16% 31,076,963 7.36%

3. Changes in Relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
Change
Person whose
Relevant
Interest
Changed
Consideration
Given in
Relation to
Change
Class &
Number of
Securities
Affected
Person's
Votes Affected
Refer Annexure 1

4. Present Relevant Interest

كالمتحالة المالاتين استنتقذون استهلمه

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
Relevant
Interest
Registered
Holder of
Securities
Persons
Entitled to be
Registered as
Holder
Nature of
Relevant
Interest
Class &
Number of
Securities
Persons Votes
Refer Annexure 2

a de la componencia de la componencia de la compo
Al componencia de la componencia de la componencia
La componencia de la componencia de la componencia

5. Changes in Association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name & ACN/ARSN (if applicable) ---
Nature of Association
n/a ____

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Level 26, Tower 1, 100 Barrangaroo Avenue,
Nikko AM Limited Barangaroo, NSW 2000
SMTH 1-4-1 Marunouchi, Chiyoda-ku Tokyo 100-8233,
Japan
Nikko Asset Management Co., Ltd Midtown Tower, 9-7-1 Akasaka, Minato-ku Tokyo
107-6242 Japan
Nikko Asset Management Asia Limited 12 Marina View, #18-02 Asia Square Tower 2,
Singapore 018961

Signature

$\sim$ $\overline{\phantom{a}}$

$\bar{z}$

.
2004 - Charles Gordon, Amerikaansk kalender

Print Name: Nathan Harris Capacity: Head of Compliance
Signed: Date: 17 August 2018

ten diturkainen situa muuta merustatuksen ja kaupan ja kaupan merusta tautan merusta.
1980 merusta merustaan merustaan merusta kaupan pelistaan selain merusta meneri meneri meneri merustaan seria

ANNEXURE 1

Part 3 - Changes in Relevant Interests

Date Range of Change Person whose
Relevant Interest
Changed
Nature of Change Consideration Given
in Relation to Change
Class & Number of
Securities Affected
Person's Votes
Affected
19 May 2017
Τo
14 August 2018
Nikko AM Limited Purchase of Shares \$114,338,476.12 Fully Paid Ordinary &
11,285,685
11,285,685
19 May 2017
Τo
14 August 2018
Nikko AM Limited Sale of Shares \$57,115,257 Fully Paid Ordinary &
5,706,466
5,706,466
19 May 2017
To:
14 August 2018
NAM Tokyo Purchase of Shares \$410,518.10 Fully Paid Ordinary &
37,417
37,417
19 May 2017
Τo
14 August 2018
NAM Asia Purchase of Shares \$63,660.69 Fully Paid Ordinary &
5,500
5,500

ANNEXURE 2

Part 4 - Present Relevant Interest

Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person's
Votes
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
156,413
156,413
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
183,940
183,940
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
128, 415
128, 415
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
151,294
151,294
Nikko AM Limited BNP Paribas Security
Services Pty Ltd
raccount 7
BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
259,974
259,974
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
345,692
345,692

$\overline{a}$ $_\odot^\circ$

$\frac{1}{\omega}$

$\frac{1}{\sqrt{2}}$ $\frac{1}{6}$

Holder of Relevant Registered Holder of Person Entitled to be Nature of Relevant Class & Number of Person's
Interest Securities Registered as Holder Interest Securities Votes
Nikko AM Limited Citicorp Nominees Pty
Limited

Citicorp Nominees Pty
Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
260,912
260,912
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
448,296
448,296
Nikko AM Limited Citicorp Nominees Pty
Limited

Citicorp Nominees Pty
Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
487,384
487,384
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)

National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
569,687
569,687
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,229,281
1,229,281

$\sim 10^{-1}$

$\bar{\zeta}_i$

Holder of Relevant Registered Holder of Person Entitled to be Nature of Relevant Class & Number of Person's
Interest Securities Registered as Holder Interest Securities Votes
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)

National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
1,214,049
1,214,049
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,686,456
1,686,456
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,899,520
1,899,520
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,518,166
1,518,166
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)

National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
2,513,697
2,513,697
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)
Investment Manager Fully Paid Ordinary &
284,656
284,656

$\frac{1}{\infty}$ $\frac{1}{\sqrt{2}}$ $\overset{\rightharpoonup }{0}$

Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person's
Votes
National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Nikko AM Limited Citicorp Nominees Pty
Limited

Citicorp Nominees Pty
Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
4,339,100
4,339,100
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
5,141,742
5,141,742
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
474,763
474,763
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
253,042
253,042
Nikko AM Limited HSBC Custody Nominees
(Australia) Limited

HSBC Custody Nominees
(Australia) Limited
Investment Manager Fully Paid Ordinary &
3,426,235
3,426,235

$\bar{\mathbf{v}}$ .

Holder of Relevant Registered Holder of Person Entitled to be Nature of Relevant Class & Number of Person's
Interest Securities Registered as Holder Interest Securities Votes
Level 36, Tower 1,
International Towers
Sydney,
100 Barangaroo Avenue,
Sydney NSW 2000
Nikko AM Limited BNP Paribas Security Investment Manager Fully Paid Ordinary & 26,285
Services Pty Ltd BNP Paribas Security 26,285
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Nikko AM Limited JP Morgan Nominees Investment Manager Fully Paid Ordinary & 532,559
Australia Ltd JP Morgan Nominees 532,559
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Nikko AM Limited JP Morgan Nominees Investment Manager Fully Paid Ordinary & 3,502,488
Australia Ltd JP Morgan Nominees 3,502,488
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Nikko Asset Management Mitsubishi UFJ Trust and Investment Manager Fully Paid Ordinary & 5,770
Co., Ltd (NAM) Banking Corporation 1-4-5 Marunouchi, 5,770
Chiyoda-ku, Tokyo
Nikko Asset Management Mitsubishi UFJ Trust and Investment Manager Fully Paid Ordinary & 4,547
Co.,Ltd (NAM) Banking Corporation 1-4-5 Marunouchi, 4,547
Chiyoda-ku, Tokyo
Nikko Asset Management Sumitomo Mitsui Trust Investment Manager Fully Paid Ordinary & 27,100
Co., Ltd (NAM) Bank, Limited. 1-4-1 Marunouchi, 27,100
Chiyoda-ku, Tokyo
Nikko Asset Management BNP Paribas Nominees Investment Manager Fully Paid Ordinary & 5,500
Asia Limited (NAM Asia) Pty Limited 20 Collyer Quay, #01-01, 5,500
Singapore 049319

$\sim$

Annexure 3 Sumitomo subsidiaries

Sumitomo Mitsui Trust Holdings Inc. Subsidiaries:
Sumitomo Mitsui Trust Bank, Limited
SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank Card Co., Ltd.
SBI Card Co., Ltd.
Sumitomo Mitsui Trust General Service Co., Ltd.
Sumitomo Mitsui Trust Career Partners Co., Ltd.
HR One Corporation
HR One Shanghai Co., Ltd.
Sumitomo Mitsul Trust Systems & Services Co., Ltd.
Sumitomo Mitsui Trust Guarantee Co., Ltd.
Sumishin Guaranty Company Limited
Sumitomo Mitsui Trust Wealth Partners Co., Ltd.
Sumitomo Mitsui Trust Card Co., Ltd.
Sumitomo Mitsui Trust Club Co., Ltd.
Sumitomo Mitsui Trust Business Service Co., Ltd.
Sumitomo Mitsui Trust Loan & Finance Co., Ltd.
Sumitomo Mitsui Trust Panasonic Finance Co., Ltd.
Japan Machinery Leasing and Sales Co., Ltd.
Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd.
FA Leasing Ltd. Co., Ltd.
Sumishin Life Card Company, Limited
Enex Asset Management Co., Ltd.
Zijin Trust Co., Ltd
Nanjing Zijin Financial Leasing Co., Ltd.
Marubeni SumiT Rail Transport Inc.
Midwest Rail Corporation
Sumitomo Mitsui Trust Bank(Thai) Public Company Limited
BIDV-SuMi TRUST Leasing Co., Ltd.
Sumitomo Mitsui Trust Investment Co., Ltd.
Sumitomo Mitsui Trust(Hong Kong) Limited
Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd.
Tokyo Securities Transfer Agent Co., Ltd.
Japan Securities Agents, Ltd.
Sumitomo Mitsui Trust TA Solution, Ltd.
Japan Stockholders Data Service Company, Limited
Sumitomo Mitsui Trust Research Institute Co., Ltd.
Sumitomo Mitsui Trust Realty Co., Ltd.
Mitsui & Co., Logistics Partners Ltd.
Sumitomo Mitsui Trust Asset Management Co., Ltd.
Nikko Asset Management Co., Ltd.
Nippon Institutional Securities Establishment(Preparation)Co., Itd.
Nikko Asset Management Americas, Inc.
Nikko Asset Management Asia Limited
Nikko Asset Management Australia Limited
Nikko Asset Management Europe Ltd
Nikko AM Limited
Nikko Asset Management International Limited
AIIMAN
Asset
Management Sdn.Bhd.
Nikko Asset Management New Zealand Limited
Nikko AM Americas Holding Co., Inc.
Nikko AM Global Holdings Limited
Nikko Asset Management Hong Kong Limited
Nikko AM Global Cayman Limited
Nikko AM (Cayman) Ltd
Nikko Asset Management Luxembourg S.A.
NAMA
Investment
Partneres, Inc.

$\bar{\gamma}$ $\mathcal{A}$

$\sim$ $\sim$

Nikko AM Equities Australia Pty Limited
Affin Hwang Asset Management Berhad
AccelVantage Academy Sdn.Bhd.
Rongtong Fund Management Co., Ltd
Shen Zhen Rongtong Capital Management Co., Ltd.
Rongtong Global Investment Limited
Affin Capital Services Berhad
Nikko AM Japan Property Fund I Pte. Ltd.
Sky Ocean Asset Management Co, Ltd.
$\cdots$
JP Asset Management Co., Ltd.
Sumitomo Mitsui Trust International Limited
NS Holdings LLP
NS Asset Management LLP
Japan Trustee Services Bank, Ltd.
Sumitomo Mitsui Trust Bank (Luxembourg)S.A.
Sumitomo Mitsui Trust Bank (U.S.A.) Limited
Sumitomo Mitsui Trust (Ireland) Limited
SMT Fund Services (Ireland) Limited
SMT Trustees (Ireland) Limited
G.A.S. (Cayman) Limited
Sumitomo Mitsui Trust (UK) Limited
Japan Pension Operation Service, Ltd.
OIF(PANAMA) S.A.
SILVER SAIL (PANAMA) S.A.

$\bar{z}$

e,