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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2018
Aug 22, 2018
65116_rns_2018-08-22_40b64fed-6b4a-4363-ade2-a33d4ce45573.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of Change of Interests of Substantial Holder
| To Company Name/Scheme: | |
|---|---|
| ACN/ARSN: | 008 675 018 |
1. Details of Substantial Holder
| Name: | Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure 3 |
||
|---|---|---|---|
| ACN/ARSN (if applicable) | n/a | ||
| There was a change in the Interests of the Substantial Holder on: |
20 August 2018 | ||
| The previous notice was given to the company on: | 17 August 2018 | ||
| The previous notice was dated: | 14 August 2018 |
2. Previous & Present Voting Power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous Notice Person's Votes Voting Power |
Present Notice | ||||
|---|---|---|---|---|---|
| Class of Securities | Person's Votes | Voting Power | |||
| Fully Paid Ordinary |
31,076,963 | 7.36% | 36,636,789 | 8.68% |
3. Changes in Relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of Change |
Person whose Relevant Interest Changed |
Nature of Change |
Consideration Given in Relation to Change |
Class & Number of Securities Affected |
Person's Votes Affected |
|---|---|---|---|---|---|
| Refer Annexure 1 |
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of Relevant Interest |
Registered Holder of Securities |
Persons Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Persons Votes |
|---|---|---|---|---|---|
| Refer Annexure 2 |
5. Changes in Association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| . ,,, Name & ACN/ARSN `applicable). ιt _________ |
________ ociation οt Asse Nature |
|---|---|
| n/a | . |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Level 26, One International Towers Sydney, | |
| Nikko AM Limited | 100 Barrangaroo Avenue, Barangaroo, NSW |
| 2000 | |
| SMTH | 1-4-1 Marunouchi, Chiyoda-ku Tokyo 100-8233, |
| Japan | |
| Nikko Asset Management Co., Ltd (NAM | Midtown Tower, 9-7-1 Akasaka, Minato-ku Tokyo |
| Tokyo) | 107-6242 Japan |
| Nikko Asset Management Asia Limited | 12 Marina View, #18-02 Asia Square Tower 2, |
| (NAM Asia) | Singapore 018961 |
Signature Kristy Do Print Name: Signed: $\angle$
AVTHORISED PERSON OF Capacity: SUBSTANTIAL $23/08/18$ Date:
ANNEXURE 1
A.
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医神经细胞炎
Part 3 - Changes in Relevant Interests
| Date Range of Change | Person whose Relevant Interest Changed |
Nature of Change | Consideration Given in Relation to Change |
Class & Number of Securities Affected |
Person's Votes Affected |
|---|---|---|---|---|---|
| 15 August 2018 Τo 20 August 2018 |
Nikko AM Limited | Purchase of Shares | \$53,884,082.56 | Fully Paid Ordinary & 5.522.595 |
5,522,595 |
| 15 August 2018 ۱o 20 August 2018 |
NAM Tokyo | Purchase of Shares | \$367,181.45 | Fully Paid Ordinary & 37,231 |
37,231 |
ANNEXURE 2
National Action
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Part 4 - Present Relevant Interest
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 173,545 |
173,545 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 198,419 |
198,419 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 139,227 |
139,227 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 164,061 |
164,061 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 320,258 |
320,258 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 351,331 |
351,331 |
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Nikko AM Limited | Citicorp Nominees Pty Limited |
Citicorp Nominees Pty Limited Level 25 2 Park Street SYDNEY NSW 2000 |
Investment Manager | Fully Paid Ordinary & 314,384 |
314,384 |
| Nikko AM Limited | JP Morgan Nominees Australia Ltd |
JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place, 225 George Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 470,246 |
470,246 |
| Nikko AM Limited | Citicorp Nominees Pty Limited |
Citicorp Nominees Pty Limited Level 25 2 Park Street SYDNEY NSW 2000 |
Investment Manager | Fully Paid Ordinary & 532,869 |
532,869 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 701,565 |
701,565 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 1,468,384 |
1,468,384 |
$\label{eq:R1} \begin{array}{ll} \mathcal{L}{\text{max}}(\mathcal{L}{\text{max}}) = \mathcal{L}{\text{max}}(\mathcal{L}{\text{max}}) = \mathcal{L}{\text{max}}(\mathcal{L}{\text{max}}) \end{array}$
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 1,479,912 |
1,479,912 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 1,953,821 |
1,953,821 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 2,184,141 |
2,184,141 |
| Nikko AM Limited | JP Morgan Nominees Australia Ltd |
JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place, 225 George Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 1,835,123 |
1,835,123 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 3,063,888 |
3,063,888 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
Investment Manager | Fully Paid Ordinary & 342,416 |
342,416 |
$\label{eq:1} \begin{split} \mathcal{L}{\text{max}}(\mathbf{r}) & = \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{max}}(\mathbf{r}) + \mathcal{L}{\text{$
$\label{eq:1} \begin{split} \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}{\text{G}}(\mathcal{L}{\text{G}}) = \mathcal{L}_{\text{G}}(\mathcal{L$
$\lim_{t\to\infty}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\frac{1}{t}\sum_{i=1}^{t}\$
| Holder of Relevant | Registered Holder of | Person Entitled to be | Nature of Relevant | Class & Number of | Person's |
|---|---|---|---|---|---|
| Interest | Securities | Registered as Holder | Interest | Securities | Votes |
| National Australia Bank Limited (NAB Custodian |
|||||
| Services) | |||||
| Level 23, 255 George St, | |||||
| Sydney NSW 2000 | |||||
| Australia | |||||
| Nikko AM Limited | Citicorp Nominees Pty | Investment Manager | Fully Paid Ordinary & | 5,116,666 | |
| Limited | Citicorp Nominees Pty | 5,116,666 | |||
| Limited | |||||
| Level 25 | |||||
| 2 Park Street | |||||
| SYDNEY NSW 2000 | |||||
| Nikko AM Limited | BNP Paribas Security | Investment Manager | Fully Paid Ordinary & | 6,049,396 | |
| Services Pty Ltd | BNP Paribas Security | 6,049,396 | |||
| Services Pty Ltd | |||||
| 60 Castlereagh Street | |||||
| Sydney NSW 2000 |
Fully Paid Ordinary & | 604,356 | |||
| Nikko AM Limited | JP Morgan Nominees Australia Ltd |
JP Morgan Nominees | Investment Manager | 604,356 | |
| Australia Ltd | |||||
| Level 26, Grosvenor | |||||
| Place, 225 George Street | |||||
| Sydney NSW 2000 | |||||
| Nikko AM Limited | JP Morgan Nominees | Investment Manager | Fully Paid Ordinary & | 297,449 | |
| Australia Ltd | JP Morgan Nominees | 297,449 | |||
| Australia Ltd | |||||
| Level 26, Grosvenor | |||||
| Place, 225 George Street | |||||
| Sydney NSW 2000 | |||||
| Nikko AM Limited | HSBC Custody Nominees | Investment Manager | Fully Paid Ordinary & | 4,013,348 | |
| (Australia) Limited | HSBC Custody Nominees | 4,013,348 | |||
| (Australia) Limited |
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| Holder of Relevant | Registered Holder of | Person Entitled to be | Nature of Relevant | Class & Number of | Person's |
|---|---|---|---|---|---|
| Interest | Securities | Registered as Holder | Interest | Securities | Votes |
| Level 36, Tower 1, | |||||
| International Towers | |||||
| Sydney, | |||||
| 100 Barangaroo Avenue, | |||||
| Sydney NSW 2000 | |||||
| Nikko AM Limited | BNP Paribas Security | Investment Manager | Fully Paid Ordinary & | 42,546 | |
| Services Pty Ltd | BNP Paribas Security | 42,546 | |||
| Services Pty Ltd | |||||
| 60 Castlereagh Street | |||||
| Sydney NSW 2000 | |||||
| Nikko AM Limited | JP Morgan Nominees | Investment Manager | Fully Paid Ordinary & | 654,318 | |
| Australia Ltd | JP Morgan Nominees | 654,318 | |||
| Australia Ltd | |||||
| Level 26, Grosvenor | |||||
| Place, 225 George Street | |||||
| Sydney NSW 2000 | |||||
| Nikko AM Limited | JP Morgan Nominees | Investment Manager | Fully Paid Ordinary & | 4,084,972 | |
| Australia Ltd | JP Morgan Nominees | 4,084,972 | |||
| Australia Ltd | |||||
| Level 26, Grosvenor | |||||
| Place, 225 George Street | |||||
| Sydney NSW 2000 | |||||
| Nikko Asset Management | Mitsubishi UFJ Trust and | Investment Manager | Fully Paid Ordinary & | 5,770 | |
| Co., Ltd (NAM Tokyo) | Banking Corporation | 1-4-5 Marunouchi, | 5,770 | ||
| Chiyoda-ku, Tokyo | |||||
| Nikko Asset Management | Mitsubishi UFJ Trust and | Investment Manager | Fully Paid Ordinary & | 4,547 | |
| Co., Ltd (NAM Tokyo) | Banking Corporation | 1-4-5 Marunouchi, | 4,547 | ||
| Chiyoda-ku, Tokyo | |||||
| Nikko Asset Management | Sumitomo Mitsui Trust | Investment Manager | Fully Paid Ordinary & | 27,100 | |
| Co., Ltd (NAM Tokyo) | Bank, Limited. | 1-4-1 Marunouchi, | 27,100 | ||
| Chiyoda-ku, Tokyo | |||||
| Nikko Asset Management | Mizuho Trust & Banking Co., | Investment Manager | Fully Paid Ordinary & | 37,231 | |
| Co., Ltd (NAM Tokyo) | Ltd. | 1-2-1 Yaesu, Chuo-ku, Tokyo | 37,231 |
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1995年1月
医生物 电电子
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| Holder of Relevant | Registered Holder of | Person Entitled to be | Nature of Relevant | Class & Number of | Person's |
|---|---|---|---|---|---|
| Interest | Securities | Registered as Holder | Interest | Securities | Votes |
| Nikko Asset Management Asia Limited (NAM Asia) |
BNP Paribas Nominees Pty Limited |
20 Collyer Quay, #01-01, Singapore 049319 |
Investment Manager | Fully Paid Ordinary & 5,500 |
5,500 |
Straighter Advised Service
$\label{eq:2} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}^{n+1} \mathbb{E}$
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}_{\text{max}}$
Annexure 3 Sumitomo subsidiaries
| Sumitomo Mitsui Trust Holdings Inc. Subsidiaries: |
|---|
| Sumitomo Mitsui Trust Bank, Limited |
| SBI Sumishin Net Bank, Ltd. |
| SBI Sumishin Net Bank Card Co., Ltd. |
| SBI Card Co., Ltd. |
| Sumitomo Mitsui Trust General Service Co., Ltd. |
| Sumitomo Mitsui Trust Career Partners Co., Ltd. |
| HR One Corporation |
| HR One Shanghai Co., Ltd. |
| Sumitomo Mitsui Trust Systems & Services Co., Ltd. |
| Sumitomo Mitsui Trust Guarantee Co., Ltd. |
| Sumishin Guaranty Company Limited |
| Sumitomo Mitsui Trust Wealth Partners Co., Ltd. |
| Sumitomo Mitsui Trust Card Co., Ltd. |
| Sumitomo Mitsui Trust Club Co., Ltd. |
| Sumitomo Mitsui Trust Business Service Co., Ltd. |
| Sumitomo Mitsui Trust Loan & Finance Co., Ltd. |
| Sumitomo Mitsui Trust Panasonic Finance Co., Ltd. |
| Japan Machinery Leasing and Sales Co., Ltd. |
| Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd. |
| FA Leasing Ltd. Co., Ltd. |
| Sumishin Life Card Company, Limited |
| Enex Asset Management Co., Ltd. |
| Zijin Trust Co., Ltd |
| Nanjing Zijin Financial Leasing Co., Ltd. |
| Marubeni SumiT Rail Transport Inc. |
| Midwest Rail Corporation |
| Sumitomo Mitsui Trust Bank(Thai) Public Company Limited |
| BIDV-SuMi TRUST Leasing Co., Ltd. |
| Sumitomo Mitsui Trust Investment Co., Ltd. |
| Sumitomo Mitsui Trust(Hong Kong) Limited |
| Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd. |
| Tokyo Securities Transfer Agent Co., Ltd. |
| Japan Securities Agents, Ltd. |
| Sumitomo Mitsui Trust TA Solution, Ltd. |
| Japan Stockholders Data Service Company, Limited |
| Sumitomo Mitsui Trust Research Institute Co., Ltd. |
| Sumitomo Mitsui Trust Realty Co., Ltd. |
| Mitsul & Co., Logistics Partners Ltd. |
| Sumitomo Mitsui Trust Asset Management Co., Ltd. |
| Nikko Asset Management Co., Ltd. |
| Nippon Institutional Securities Establishment(Preparation)Co., Itd. Nikko Asset Management Americas, Inc. |
| Nikko Asset Management Asia Limited |
| Nikko Asset Management Australia Limited |
| Nikko Asset Management Europe Ltd |
| Nikko AM Limited |
| Nikko Asset Management International Limited |
| AIIMAN Asset Management Sdn.Bhd. |
| Nikko Asset Management New Zealand Limited |
| Nikko AM Americas Holding Co., Inc. |
| Nikko AM Global Holdings Limited |
| Nikko Asset Management Hong Kong Limited |
| Nikko AM Global Cayman Limited |
| Nikko AM (Cayman) Ltd |
| Nikko Asset Management Luxembourg S.A. |
| Investment Partneres, Inc. NAMA |
| Nikko AM Equities Australia Pty Limited |
|---|
| Affin Hwang Asset Management Berhad |
| AccelVantage Academy Sdn.Bhd. |
| Rongtong Fund Management Co., Ltd |
| Shen Zhen Rongtong Capital Management Co., Ltd. |
| Rongtong Global Investment Limited |
| Affin Capital Services Berhad |
| Nikko AM Japan Property Fund I Pte. Ltd. |
| Sky Ocean Asset Management Co,Ltd. |
| JP Asset Management Co., Ltd. |
| Sumitomo Mitsui Trust International Limited |
| NS Holdings LLP |
| NS Asset Management LLP |
| Japan Trustee Services Bank, Ltd. |
| Sumitomo Mitsui Trust Bank (Luxembourg)S.A. |
| Sumitomo Mitsui Trust Bank (U.S.A.) Limited |
| Sumitomo Mitsui Trust (Ireland) Limited |
| SMT Fund Services (Ireland) Limited |
| SMT Trustees (Ireland) Limited |
| G.A.S. (Cayman) Limited |
| Sumitomo Mitsui Trust (UK) Limited |
| Japan Pension Operation Service, Ltd. |
| OIF(PANAMA) S.A. |
| SILVER SAIL (PANAMA) S.A. |
$\sim 10^7$