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ILUKA RESOURCES LIMITED Major Shareholding Notification 2018

Dec 5, 2018

65116_rns_2018-12-05_e0c8c3c7-1465-4edd-b7b8-56768b275922.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of Change of Interests of Substantial Holder

To Company Name/Scheme: Iluka Resources Limited (ASX code: ILU)
ACN/ARSN: 008 675 018

1. Details of Substantial Holder

Name: Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its
Subsidiaries as listed in Annexure 3
ACN/ARSN (if applicable) n/a
There was a change in the Interests
of the Substantial Holder on:
3 December 2018
The previous notice was given to the company on: 23 August 2018
The previous notice was dated: 20 August 2018

2. Previous & Present Voting Power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Previous Notice Present Notice
Class of Securities Person's Votes Voting Power Person's Votes Voting Power
Fully Paid
Ordinarv
36,636,789 8.68% 40,994,285 9.71%

3. Changes in Relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
Change
Person whose
Relevant
Interest
Changed
Nature of
Change
Consideration
Given in
Relation to
Change
Class &
Number of
Securities
Affected
Person's
Votes Affected
Refer Annexure 1

4. Present Relevant Interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
Relevant
Interest
Registered
Holder of
Securities
Persons
Entitled to be
Registered as
Holder
Nature of
Relevant
Interest
Class &
Number of
Securities
Persons Votes
Refer Annexure 2

5. Changes in Association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name & ACN/ARSN (if applicable) Nature of Association
n/a

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Level 26, One International Towers Sydney,
Nikko AM Limited 100 Barrangaroo Avenue, Barangaroo, NSW
2000
SMTH 1-4-1 Marunouchi, Chiyoda-ku Tokyo 100-8233,
Japan
Nikko Asset Management Co., Ltd (NAM Midtown Tower, 9-7-1 Akasaka, Minato-ku Tokyo
Tokyo) 107-6242 Japan
Nikko Asset Management Asia Limited 12 Marina View, #18-02 Asia Square Tower 2,
(NAM Asia) Singapore 018961

Signature

Print Name: RACHEL MARSJEN Capacity: OF SHAA SMTH
Signed: LuneryJolen Date: 6 December 2018.

ANNEXURE 1

Part 3 - Changes in Relevant Interests

Date Range of Change Person whose
Relevant Interest
Changed
Nature of Change Consideration Given
in Relation to Change
Class & Number of
Securities Affected
Person's Votes
Affected
21 August 2018
Ŧο
3 December 2018
Nikko AM Limited Purchase of Shares \$48,242,809 Fully Paid Ordinary &
5,625,899
5,625,899
21 August 2018
Τo
3 December 2018
Nikko AM Limited Sales of Shares \$12,392,447 Fully Paid Ordinary &
1,522,071
1,522,071
21 August 2018
Τo
3 December 2018
NAM Tokyo Purchase of Shares \$2,348,386.67 Fully Paid Ordinary &
252.488
252,488
21 August 2018
Τo
3 December 2018
NAM Asia Purchase of Shares \$11,733.43 Fully Paid Ordinary &
1,180
1,180

ANNEXURE 2

Part 4 - Present Relevant Interest

Holder of Relevant Registered Holder of Person Entitled to be Nature of Relevant Class & Number of Person's
Interest Securities Registered as Holder Interest Securities Votes
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
204,752
204,752
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
214,286
214,286
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
154,863
154,863
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
181,141
181,141
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
752,738
752,738
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
370,023
370,023

$\mathcal{L}^{\text{max}}_{\text{max}}$ .

$\mathbb N$

Holder of Relevant Registered Holder of Person Entitled to be Nature of Relevant Class & Number of Person's
Interest
Nikko AM Limited
Securities
Citicorp Nominees Pty
Limited
Registered as Holder

Citicorp Nominees Pty
Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Interest
Investment Manager
Securities
Fully Paid Ordinary &
363,275
Votes
363,275
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
619,344
619,344
Nikko AM Limited Citicorp Nominees Pty
Limited

Citicorp Nominees Pty
Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Investment Manager Fully Paid Ordinary &
631,151
631,151
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)

National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
732,764
732,764
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,557,618
1,557,618
Holder of Relevant
Interest
Registered Holder of
Securities
Person Entitled to be
Registered as Holder
Nature of Relevant
Interest
Class & Number of
Securities
Person's
Votes
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)

National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
1,550,601
1,550,601
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
2,071,564
2,071,564
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
2,543,616
2,543,616
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place,
225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,830,155
1,830,155
Nikko AM Limited National Australia Bank
Limited (NAB Custodian
Services)

National Australia Bank
Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Investment Manager Fully Paid Ordinary &
3,208,031
3,208,031

$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2.$

$\frac{1}{2}$

Nikko AM Limited National Australia Bank Investment Manager Fully Paid Ordinary & 357,427
Limited (NAB Custodian National Australia Bank 357,427
Services) Limited (NAB Custodian
Services)
Level 23, 255 George St,
Sydney NSW 2000
Australia
Nikko AM Limited Citicorp Nominees Pty Investment Manager Fully Paid Ordinary & 5,320,868
Limited Citicorp Nominees Pty 5,320,868
Limited
Level 25
2 Park Street
SYDNEY NSW 2000
Nikko AM Limited BNP Paribas Security Investment Manager Fully Paid Ordinary & 6,404,642
Services Pty Ltd BNP Paribas Security 6,404,642
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Nikko AM Limited JP Morgan Nominees Investment Manager Fully Paid Ordinary & 646,748
Australia Ltd JP Morgan Nominees 646,748
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Nikko AM Limited JP Morgan Nominees Investment Manager Fully Paid Ordinary & 315,280
Australia Ltd JP Morgan Nominees 315,280
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000

$\vec{p}$

Nikko AM Limited HSBC Custody Nominees
(Australia) Limited

HSBC Custody Nominees
(Australia) Limited
Level 36, Tower 1,
International Towers
Sydney.
100 Barangaroo Avenue,
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
4,440,574
4,440,574
Nikko AM Limited BNP Paribas Security
Services Pty Ltd

BNP Paribas Security
Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
175,100
175,100
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
1,375,524
1,375,524
Nikko AM Limited JP Morgan Nominees
Australia Ltd

JP Morgan Nominees
Australia Ltd
Level 26, Grosvenor
Place, 225 George Street
Sydney NSW 2000
Investment Manager Fully Paid Ordinary &
4,638,384
4,638,384
Nikko Asset Management
Co., Ltd (NAM Tokyo)
Mitsubishi UFJ Trust and
Banking Corporation

1-4-5 Marunouchi,
Chiyoda-ku, Tokyo
Investment Manager Fully Paid Ordinary &
5,770
5,770
Nikko Asset Management
Co., Ltd (NAM Tokyo)
Mitsubishi UFJ Trust and
Banking Corporation

1-4-5 Marunouchi,
Chiyoda-ku, Tokyo
Investment Manager Fully Paid Ordinary &
4,547
4,547
Nikko Asset Management
Co., Ltd (NAM Tokyo)
Sumitomo Mitsui Trust
Bank, Limited.

1-4-1 Marunouchi,
Chiyoda-ku, Tokyo
Investment Manager Fully Paid Ordinary &
276,402
276,402
Nikko Asset Management
Co., Ltd (NAM Tokyo)
Mizuho Trust & Banking Co.,
Ltd.

1-2-1 Yaesu, Chuo-ku, Tokyo
Investment Manager Fully Paid Ordinary &
40.417
40,417
Nikko Asset Management BNP Paribas Nominees und2
Trust of Fu
Investment Manager Fully Paid Ordinary & 6.680
Asia Limited (NAM Asia) o ty Limited 20 Collyer Quay, #01-01, 6,680
pore 049319
lugur

Annexure 3 Sumitomo subsidiaries

Sumitomo Mitsui Trust Holdings Inc. Subsidiaries:
Sumitomo Mitsui Trust Bank, Limited
SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank Card Co., Ltd.
SBI Card Co., Ltd.
Sumitomo Mitsui Trust General Service Co., Ltd.
Sumitomo Mitsui Trust Career Partners Co., Ltd.
HR One Corporation
HR One Shanghai Co., Ltd.
Sumitomo Mitsui Trust Systems & Services Co., Ltd.
Sumitomo Mitsui Trust Guarantee Co., Ltd.
Sumishin Guaranty Company Limited
Sumitomo Mitsui Trust Wealth Partners Co., Ltd.
Sumitomo Mitsui Trust Card Co., Ltd.
Sumitomo Mitsui Trust Club Co., Ltd.
Sumitomo Mitsui Trust Business Service Co., Ltd.
Sumitomo Mitsui Trust Loan & Finance Co., Ltd.
Sumitomo Mitsui Trust Panasonic Finance Co., Ltd.
Japan Machinery Leasing and Sales Co., Ltd.
Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd.
FA Leasing Ltd. Co., Ltd.
Sumishin Life Card Company, Limited
Enex Asset Management Co., Ltd.
Zijin Trust Co., Ltd
Nanjing Zijin Financial Leasing Co., Ltd.
Marubeni SumiT Rail Transport Inc.
Midwest Rail Corporation
Sumitomo Mitsui Trust Bank(Thai) Public Company Limited
BIDV-SuMi TRUST Leasing Co., Ltd.
Sumitomo Mitsui Trust Investment Co., Ltd.
Sumitomo Mitsui Trust(Hong Kong) Limited
Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd.
Tokyo Securities Transfer Agent Co., Ltd.
Japan Securities Agents, Ltd.
Sumitomo Mitsui Trust TA Solution, Ltd.
Japan Stockholders Data Service Company, Limited
Sumitomo Mitsui Trust Research Institute Co., Ltd.
Sumitomo Mitsui Trust Realty Co., Ltd.
Mitsui & Co., Logistics Partners Ltd.
Sumitomo Mitsui Trust Asset Management Co., Ltd.
Nikko Asset Management Co., Ltd.
Nippon Institutional Securities Establishment (Preparation)Co., Itd.
Nikko Asset Management Americas, Inc.
Nikko Asset Management Asia Limited
Nikko Asset Management Australia Limited
Nikko Asset Management Europe Ltd
Nikko AM Limited
Nikko Asset Management International Limited
AllMAN Asset Management Sdn.Bhd.
Nikko Asset Management New Zealand Limited
Nikko AM Americas Holding Co., Inc.
Nikko AM Global Holdings Limited
Nikko Asset Management Hong Kong Limited
Nikko AM Global Cayman Limited
Nikko AM (Cayman) Ltd
Nikko Asset Management Luxembourg S.A.
NAMA
Investment
Partneres, Inc.
Nikko AM Equities Australia Pty Limited
Affin Hwang Asset Management Berhad
AccelVantage Academy Sdn.Bhd.
Rongtong Fund Management Co., Ltd
Shen Zhen Rongtong Capital Management Co., Ltd.
Rongtong Global Investment Limited
Affin Capital Services Berhad
Nikko AM Japan Property Fund I Pte. Ltd.
Sky Ocean Asset Management Co, Ltd.
JP Asset Management Co., Ltd.
Sumitomo Mitsui Trust International Limited
NS Holdings LLP
NS Asset Management LLP
Japan Trustee Services Bank, Ltd.
Sumitomo Mitsui Trust Bank (Luxembourg)S.A.
Sumitomo Mitsui Trust Bank (U.S.A.) Limited
Sumitomo Mitsui Trust (Ireland) Limited
SMT Fund Services (Ireland) Limited
SMT Trustees (Ireland) Limited
G.A.S. (Cayman) Limited
Sumitomo Mitsui Trust (UK) Limited
Japan Pension Operation Service, Ltd.
OIF(PANAMA) S.A.
SILVER SAIL (PANAMA) S.A.