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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2017
Jan 22, 2017
65116_rns_2017-01-22_d7a5e8a1-daa0-4e0a-b88b-e6638fb855f1.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
ILU
Notice of initial substantial holder
To:Company Name/Scheme The Secretary Iluka Resources Limited Level 23 140 St Georges Terrace Perth WA 6000
PH: (08) 9360 4700 Fax: (08) 9360 4777
ACN 008 675 018
1. Details of substantial shareholder
National Australia Bank Limited and its associated entities listed in Annexure A Name (ACN 004 044 937) ACN (if applicable)
The holder became a substantial holder on 18/01/2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities |
Persons’ votes | Voting power |
|---|---|---|---|
| Fully paid ordinary shares |
21,039,797 | 21,039,797 | 5.025% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| MLC Investments Limited | Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts |
Fully paid ordinary shares 9,676,163 |
| MLC Wealth Management Limited | Power to exercise voting rights pursuant to position held as the Registrable Superannuation Entity licensee for the superannuation products it issues. |
Fully paid ordinary shares 183,244 |
| NULIS Nominees (Australia) Limited |
Power to control the voting and /or disposal of securities pursuant to position held as manager under investment mandate. |
Fully paid ordinary shares 825 |
| National Australia Bank Limited | Power to control the voting and /or disposal of securities pursuant to securities lending agreements. |
Fully paid ordinary shares 4,991,068 |
| Antares Capital Partners Limited | Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts. |
Fully paid ordinary shares 4,727,648 |
| Antares Capital Partners Limited | Power to control the voting and /or disposal of securities pursuant to its position as an investment manager in accordance with investment mandates and as an investment manager of Antares Capital Partners Limited trusts. |
Fully paid ordinary shares 1,460,849 |
| TOTAL | 21,039,797 |
4. Details of present registered holders
| 4. Details of present registered holders | 4. Details of present registered holders | 4. Details of present registered holders | 4. Details of present registered holders |
|---|---|---|---|
| The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | |||
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder |
Class and number of securities |
| MLC Investments Limited | National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 9,676,163 |
|
| MLC Wealth Management Limited |
Navigator Australia Limited (ACN 006 302 987) |
Fully paid ordinary shares 183,244 |
|
| NULIS Nominees (Australia) Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 825 |
|
| National Australia Bank Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 4,991,068 |
|
| Antares Capital Partners Limited |
National Nominees Limited (ACN 004 278 899) |
Fully paid ordinary shares 4,727,648 |
|
| Antares Capital Partners Limited |
Citicorp Nominees Pty Limited (ACN 000 809 030) UBS Nominees Pty Limited (ACN 001 450 522) |
Fully paid ordinary shares 160,849 Fully paid ordinary shares 1,300,000 |
|
| TOTAL | **21,039,797 ** |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | Fully paid ordinary shares |
||
| MLC Investments Limited |
20/09/2016 | $17,799.79 | 3,000 | |
| MLC Investments Limited |
6/10/2016 | $219,351.59 | 35,740 | |
| MLC Investments Limited |
12/10/2016 | $80,922.40 | 13,578 | |
| MLC Investments Limited |
17/10/2016 | $353,641.57 | 64,134 | |
| MLC Investments Limited |
17/10/2016 | $175,683.49 | 32,186 | |
| MLC Investments Limited |
18/10/2016 | $283,494.41 | 50,577 | |
| MLC Investments Limited |
19/10/2016 | $103,180.10 | 18,401 | |
| MLC Investments Limited |
19/10/2016 | $321,256.47 | 57,465 | |
| MLC Investments Limited |
20/10/2016 | $297,536.03 | 52,876 | |
| MLC Investments Limited |
21/10/2016 | $105,013.43 | 18,392 | |
| MLC Investments Limited |
21/10/2016 | $103,676.97 | 18,391 | |
| MLC Investments Limited |
24/10/2016 | $290,231.67 | 50,089 |
| MLC Investments Limited |
26/10/2016 | $370,762.63 | 64,451 | |
|---|---|---|---|---|
| MLC Investments Limited |
25/10/2016 | $53,546.31 | 9,196 | |
| MLC Investments Limited |
25/10/2016 | $265,704.95 | 45,431 | |
| MLC Investments Limited |
25/10/2016 | $85,838.91 | 14,750 | |
| MLC Investments Limited |
27/10/2016 | $208,122.65 | 36,783 | |
| MLC Investments Limited |
27/10/2016 | $913,244.74 | 160,928 | |
| MLC Investments Limited |
28/10/2016 | $281,682.21 | 49,657 | |
| MLC Investments Limited |
31/10/2016 | $146,896.52 | 25,434 | |
| MLC Investments Limited |
1/11/2016 | $342,985.64 | 60,417 | |
| MLC Investments Limited |
2/11/2016 | $54,219.08 | 9,526 | |
| MLC Investments Limited |
3/11/2016 | $145,459.18 | 25,089 | |
| MLC Investments Limited |
4/11/2016 | $91,923.25 | 15,956 | |
| MLC Investments Limited |
7/11/2016 | $35,604.17 | 6,114 | |
| MLC Investments Limited |
8/11/2016 | $445,974.19 | 73,566 | |
| MLC Investments Limited |
8/11/2016 | $66,509.30 | 10,964 | |
| MLC Investments Limited |
8/11/2016 | $94,586.83 | 15,926 | |
| MLC Investments Limited |
9/11/2016 | $39,531.61 | 6,381 | |
| MLC Investments Limited |
9/11/2016 | $322,413.86 | 53,336 | |
| MLC Investments Limited |
9/11/2016 | $145,896.65 | 24,740 | |
| MLC Investments Limited |
10/11/2016 | $165,686.01 | 26,705 | |
| MLC Investments Limited |
11/11/2016 | $202,597.34 | 32,835 | |
| MLC Investments Limited |
11/11/2016 | $317,268.82 | 51,305 | |
| MLC Investments Limited |
14/11/2016 | $106,776.89 | 17,214 | |
| MLC Investments Limited |
15/11/2016 | $98,377.97 | 15,468 | |
| MLC Investments Limited |
16/11/2016 | $269,374.48 | 43,300 | |
| MLC Investments Limited |
17/11/2016 | $453,020.32 | 73,070 | |
| MLC Investments Limited |
17/11/2016 | $130,828.85 | 21,388 | |
| MLC Investments Limited |
23/12/2016 | $113,862.04 | 16,170 | |
| MLC Investments Limited |
28/12/2016 | $374.88 | 53 | |
| MLC Investments Limited |
29/12/2016 | $27,018.30 | 3,748 | |
| MLC Investments Limited |
3/01/2017 | $13,667.89 | 1,851 |
| MLC Investments Limited |
4/01/2017 | $209,227.79 | 28,120 | |
|---|---|---|---|---|
| MLC Investments Limited |
5/01/2017 | $25,943.27 | 3,465 | |
| MLC Investments Limited |
9/01/2017 | $465,370.18 | 61,179 | |
| MLC Investments Limited |
9/01/2017 | $80,315.52 | 10,598 | |
| MLC Investments Limited |
11/01/2017 | $9,084.33 | 1,192 | |
| MLC Investments Limited |
12/01/2017 | $84,154.07 | 10,985 | |
| MLC Investments Limited |
12/01/2017 | $234,511.46 | 30,589 | |
| MLC Investments Limited |
13/01/2017 | $135,968.71 | 18,079 | |
| MLC Investments Limited |
13/01/2017 | $216,337.12 | 28,550 | |
| MLC Investments Limited |
13/01/2017 | $258,878.36 | 34,168 | |
| MLC Investments Limited |
13/01/2017 | $45,279.29 | 6,000 | |
| MLC Investments Limited |
16/01/2017 | $37,920.85 | 5,000 | |
| MLC Investments Limited |
17/01/2017 | $43,820.57 | 5,537 | |
| MLC Investments Limited |
17/01/2017 | $149,959.53 | 19,315 | |
| MLC Investments Limited |
18/01/2017 | $93,872.64 | 12,236 | |
| MLC Investments Limited |
18/01/2017 | $38,771.32 | 5,000 | |
| Antares Capital Partners Limited |
26/09/2016 | $2,119.46 | 326 | |
| Antares Capital Partners Limited |
28/09/2016 | $407.64 | 65 | |
| Antares Capital Partners Limited |
29/09/2016 | $1,654.08 | 259 | |
| Antares Capital Partners Limited |
12/10/2016 | $80,922.40 | 13,578 | |
| Antares Capital Partners Limited |
13/10/2016 | $214,031.64 | 36,025 | |
| Antares Capital Partners Limited |
17/10/2016 | $1,780,276.62 | 320,000 | |
| Antares Capital Partners Limited |
18/10/2016 | $1,123,110.08 | 200,000 | |
| Antares Capital Partners Limited |
20/10/2016 | $367.33 | 65 | |
| Antares Capital Partners Limited |
21/10/2016 | $235.40 | 41 | |
| Antares Capital Partners Limited |
21/10/2016 | $854,157.04 | 150,000 | |
| Antares Capital Partners Limited |
27/10/2016 | $1,530.14 | 271 | |
| Antares Capital Partners Limited |
28/10/2016 | $107,771.18 | 19,029 | |
| Antares Capital Partners Limited |
28/10/2016 | $4,632.63 | 819 | |
| Antares Capital Partners Limited |
7/11/2016 | $408,549.36 | 70,246 | |
| Antares Capital Partners Limited |
7/11/2016 | $800.25 | 137 |
| Antares Capital Partners Limited |
8/11/2016 | $606,629.30 | 100,000 | |
|---|---|---|---|---|
| Antares Capital Partners Limited |
9/11/2016 | $39,531.61 | 6,381 | |
| Antares Capital Partners Limited |
9/11/2016 | $407.19 | 69 | |
| Antares Capital Partners Limited |
10/11/2016 | $516.71 | 84 | |
| Antares Capital Partners Limited |
10/11/2016 | $928,784.97 | 150,000 | |
| Antares Capital Partners Limited |
14/11/2016 | $632,672.20 | 100,000 | |
| Antares Capital Partners Limited |
17/11/2016 | $519.46 | 85 | |
| Antares Capital Partners Limited |
22/11/2016 | $206.60 | 33 | |
| Antares Capital Partners Limited |
1/12/2016 | $148,459.02 | 22,920 | |
| Antares Capital Partners Limited |
1/12/2016 | $535,352.84 | 82,651 | |
| Antares Capital Partners Limited |
2/12/2016 | $433.72 | 66 | |
| Antares Capital Partners Limited |
5/12/2016 | $10,664.20 | 1,642 | |
| Antares Capital Partners Limited |
5/12/2016 | $967,159.11 | 148,886 | |
| Antares Capital Partners Limited |
16/12/2016 | $459.72 | 67 | |
| Antares Capital Partners Limited |
22/12/2016 | $416.63 | 59 | |
| Antares Capital Partners Limited |
22/12/2016 | $1,009.80 | 143 | |
| Antares Capital Partners Limited |
23/12/2016 | $2,362.60 | 336 | |
| Antares Capital Partners Limited |
23/12/2016 | $1,522.59 | 217 | |
| Antares Capital Partners Limited |
30/12/2016 | $938.69 | 129 | |
| Antares Capital Partners Limited |
17/01/2017 | $43,820.57 | 5,537 | |
| Antares Capital Partners Limited |
17/01/2017 | $6,719.64 | 850 | |
| NULIS Nominees (Australia)Limited |
5/10/2016 | $6.20 | 1 | |
| NULIS Nominees (Australia)Limited |
8/11/2016 | $84.84 | 14 | |
| NULIS Nominees (Australia)Limited |
7/12/2016 | $123.20 | 18 | |
| NULIS Nominees (Australia)Limited |
7/12/2016 | $1,964.37 | 287 | |
| NULIS Nominees (Australia)Limited |
7/12/2016 | $6.84 | 1 | |
| NULIS Nominees (Australia)Limited |
9/12/2016 | $152.02 | 22 | |
| NULIS Nominees (Australia)Limited |
9/12/2016 | $110.56 | 16 | |
| NULIS Nominees (Australia)Limited |
20/12/2016 | $54.71 | 8 | |
| NULIS Nominees (Australia)Limited |
20/12/2016 | $13.68 | 2 | |
| NULIS Nominees (Australia)Limited |
17/01/2017 | $63.15 | 8 |
| NULIS Nominees (Australia)Limited |
17/01/2017 | $39.47 | 5 | |
|---|---|---|---|---|
| MLC Wealth Management Limited |
27/09/2016 | $10,018.11 | 1,587 | |
| MLC Wealth Management Limited |
26/10/2016 | $7,498.85 | 1,306 | |
| MLC Wealth Management Limited |
28/10/2016 | $56,749.41 | 10,000 | |
| MLC Wealth Management Limited |
18/11/2016 | $16,582.00 | 2,760 | |
| MLC Wealth Management Limited |
2/12/2016 | $5,017.42 | 773 | |
| MLC Wealth Management Limited |
11/01/2017 | $22,008.39 | 2,875 | |
| National Australia Bank Limited |
16/09/2016 to 18/01/2017 - Securities Lending |
No consideration directly referable to the securities provided by NAB |
Refer to Appendix 1 Table |
|
| National Australia Bank Limited |
18/10/2016 - Stock borrow (refer Appendix 2) |
No consideration directly referable to the securities provided by NAB |
100,000 | |
| National Australia Bank Limited |
21/10/2016 - Stock return (refer Appendix 2) |
No consideration directly referable to the securities provided by NAB |
66,000 | |
| National Australia Bank Limited |
24/10/2016 - Stock return (refer Appendix 2) |
No consideration directly referable to the securities provided by NAB |
21,680 | |
| National Australia Bank Limited |
25/10/2016 - Stock return (refer Appendix 2) |
No consideration directly referable to the securities provided by NAB |
8,903 | |
| National Australia Bank Limited |
13/01/2017 - Stock return (refer Appendix 2) |
No consideration directly referable to the securities provided by NAB |
3,417 |
| 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NULIS Nominees (Australia) Limited NULIS Nominees (Australia) Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NULIS Nominees (Australia) Limited NULIS Nominees (Australia) Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. NULIS Nominees (Australia) Limited NULIS Nominees (Australia) Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|---|---|---|
| Name and ACN/ARSN (if applicable |
Nature of association | |
| MLC Investments Limited | MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|
| MLC Wealth Management Limited |
MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|
| Antares Capital Partners Limited |
Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
|
| NULIS Nominees (Australia) Limited |
NULIS Nominees (Australia) Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. |
7. Addresses
The addresses of persons named in this form are as follows:
| d in this form are as follows: | |
|---|---|
| Name | Address |
| National Australia Bank Limited |
Level 1 800 Bourke Street DOCKLANDS VIC 3008 |
| MLC Investments Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| National Nominees Limited | Level 1 800 Bourke Street DOCKLANDSVIC 3008 |
| MLC Wealth Management Limited |
Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| Navigator Australia Limited | Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| Antares Capital Partners Limited |
Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| NULIS Nominees (Australia) Limited |
Ground Floor 105-153 Miller Street NORTHSYDNEY NSW 2060 |
| Citicorp Nominees Pty Limited |
2 Park Street SYDNEY NSW 2000 |
| UBS Nominees Pty Limited | Level 16 2 Chifley Square SydneyNSW 2000 |
| Signature Name Signature |
||
|---|---|---|
| Elizabeth Melville-Jones | Capacity Company Secretary for and on behalf of National Australia Bank Limited |
|
| Date 23/01/2017 |
| Appendix 1 - ILU |
Appendix 1 - ILU |
Appendix 1 - ILU |
|---|---|---|
| Type of agreement and parties to agreement |
(iv) MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED ( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED (ix) AUSTSAFE PTY LTD ( b ) UBS SECURITIES AUSTRALIA LTD (v) CARE SUPER PTY LTD ( c ) MACQUARIE BANK LTD (vii) VICSUPER PTY LTD ( d ) MERRILL LYNCH EQUITIES (AUSTRALIA) LTD (x) POOLED SUPER PTY LTD ( e ) JP MORGAN SECURITIES AUSTRALIA LIMITED (xi) ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD ( f ) CREDIT SUISSE (xii) PRIME SUPER PTY LTD ( g ) INSTINET AUSTRALIA PTY LTD (h) MORGAN STANLEY AUSTRALIA SECURITIES LIMITED National Australia Bank Limited and AMSLA Counterparties National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients |
|
| Transfer dates | 16/9/2016 to 18/1/2017 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. |
Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. 16/9/2016 to 18/1/2017 |
| Holder of voting rights | Registered owner | Registered owner |
| Are there any restrictions on voting |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. |
| Scheduled date of return (if any) |
On demand | On demand |
| Does the borrower have the right to return early? |
Yes - at notice | Yes - at notice |
| Does the lender have the right to recall early? |
Yes - at notice | Yes - at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. |
| National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company,responsible entityor ASIC. |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.
Appendix 1- ILU
| Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty |
|---|---|---|---|---|---|
| 16/09/2016 | Settle Sec Loan | 85000 | ORD | (d) | |
| 19/09/2016 | Return Security | -60000 | ORD | (b) | |
| 19/09/2016 | Return Security | -10000 | ORD | (b) | |
| 19/09/2016 | Return Security | -50000 | ORD | (b) | |
| 20/09/2016 | Settle Sec Loan | 970000 | ORD | (f) | |
| 21/09/2016 | Settle Sec Loan | 20000 | ORD | (b) | |
| 22/09/2016 | Settle Sec Loan | 60000 | ORD | (f) | |
| 22/09/2016 | Return Security | -20000 | ORD | (b) | |
| 23/09/2016 | Return Security | -39262 | ORD | (h) | |
| 26/09/2016 | Return Security | -139488 | ORD | (f) | |
| 26/09/2016 | Settle Sec Loan | 85000 | ORD | (d) | |
| 27/09/2016 | Return Security | -71404 | ORD | (f) | |
| 27/09/2016 | Return Security | -60000 | ORD | (f) | |
| 27/09/2016 | Settle Sec Loan | 10000 | ORD | ( g ) | |
| 27/09/2016 | Return Security | -148738 | ORD | (h) | |
| 27/09/2016 | Return Security | -85270 | ORD | (h) | |
| 28/09/2016 | Return Security | -38047 | ORD | (f) | |
| 29/09/2016 | Return Security | -336691 | ORD | (f) | |
| 29/09/2016 | Return Security | -137517 | ORD | (h) | |
| 30/09/2016 | Settle Sec Loan | 4000 | ORD | (a) | |
| 30/09/2016 | Return Security | -7641 | ORD | (f) | |
| 30/09/2016 | Settle Sec Loan | 25000 | ORD | (d) | |
| 30/09/2016 | Return Security | -94213 | ORD | (h) | |
| 4/10/2016 | Return Security | -4000 | ORD | (a) | |
| 4/10/2016 | Return Security | -31079 | ORD | (f) | |
| 4/10/2016 | Settle Sec Loan | 13000 | ORD | (d) | |
| 5/10/2016 | Settle Sec Loan | 100000 | ORD | (a) | |
| 5/10/2016 | Return Security | -86000 | ORD | (d) | |
| 5/10/2016 | Return Security | -85000 | ORD | (d) | |
| 5/10/2016 | Return Security | -85000 | ORD | (d) | |
| 5/10/2016 | Return Security | -25000 | ORD | (d) | |
| 5/10/2016 | Settle Sec Loan | 59000 | ORD | (d) | |
| 5/10/2016 | Settle Sec Loan | 39000 | ORD | (d) | |
| 6/10/2016 | Settle Sec Loan | 10000 | ORD | (a) | |
| 6/10/2016 | Settle Sec Loan | 30000 | ORD | (a) | |
| 6/10/2016 | Return Security | -13000 | ORD | (d) | |
| 6/10/2016 | Return Security | -59000 | ORD | (d) | |
| 6/10/2016 | Return Security | -39000 | ORD | (d) | |
| 7/10/2016 | Return Security | -65600 | ORD | (a) | |
| 7/10/2016 | Settle Sec Loan | 80000 | ORD | (a) | |
| 7/10/2016 | Settle Sec Loan | 30000 | ORD | (a) | |
| 10/10/2016 | Return Security | -10000 | ORD | (a) | |
| 10/10/2016 | Return Security | -8000 | ORD | (a) | |
| 10/10/2016 | Return Security | -2600 | ORD | (a) | |
| 10/10/2016 | Return Security | -42644 | ORD | (f) | |
| 10/10/2016 | Return Security | -52608 | ORD | (f) | |
| 10/10/2016 | Return Security | -10000 | ORD | ( g ) |
| 11/10/2016 | Settle Sec Loan | 10000 | ORD | ( g ) | |
|---|---|---|---|---|---|
| 11/10/2016 | Settle Sec Loan | 20000 | ORD | (e) | |
| 12/10/2016 | Settle Sec Loan | 20000 | ORD | (a) | |
| 12/10/2016 | Settle Sec Loan | 50000 | ORD | (a) | |
| 12/10/2016 | Settle Sec Loan | 20000 | ORD | (a) | |
| 13/10/2016 | Settle Sec Loan | 20000 | ORD | (a) | |
| 13/10/2016 | Return Security | -235782 | ORD | (f) | |
| 13/10/2016 | Return Security | -14616 | ORD | (f) | |
| 13/10/2016 | Settle Sec Loan | 4000 | ORD | (f) | |
| 13/10/2016 | Return Security | -10000 | ORD | ( g ) | |
| 14/10/2016 | Return Security | -22700 | ORD | (a) | |
| 14/10/2016 | Return Security | -77400 | ORD | (a) | |
| 14/10/2016 | Return Security | -50000 | ORD | (a) | |
| 14/10/2016 | Settle Sec Loan | 100000 | ORD | (a) | |
| 14/10/2016 | Settle Sec Loan | 580 | ORD | (f) | |
| 14/10/2016 | Settle Sec Loan | 20000 | ORD | (h) | |
| 17/10/2016 | Settle Sec Loan | 20000 | ORD | (a) | |
| 17/10/2016 | Return Security | -4000 | ORD | (f) | |
| 18/10/2016 | Return Security | -11700 | ORD | (a) | |
| 18/10/2016 | Return Security | -22000 | ORD | (a) | |
| 18/10/2016 | Return Security | -30000 | ORD | (a) | |
| 18/10/2016 | Return Security | -20000 | ORD | (a) | |
| 18/10/2016 | Return Security | -20000 | ORD | (a) | |
| 18/10/2016 | Return Security | -20000 | ORD | (a) | |
| 18/10/2016 | Return Security | -100000 | ORD | (a) | |
| 18/10/2016 | Return Security | -20000 | ORD | (a) | |
| 18/10/2016 | Settle Sec Loan | 200000 | ORD | (h) | |
| 19/10/2016 | Settle Sec Loan | 13000 | ORD | (a) | |
| 19/10/2016 | Return Security | -580 | ORD | (f) | |
| 19/10/2016 | Settle Sec Loan | 180000 | ORD | (h) | |
| 21/10/2016 | Return Security | -20000 | ORD | (e) | |
| 26/10/2016 | Settle Sec Loan | 60000 | ORD | (f) | |
| 26/10/2016 | Settle Sec Loan | 105000 | ORD | (h) | |
| 27/10/2016 | Settle Sec Loan | 86000 | ORD | (c) | |
| 31/10/2016 | Settle Sec Loan | 249000 | ORD | (f) | |
| 31/10/2016 | Settle Sec Loan | 171785 | ORD | (b) | |
| 2/11/2016 | Return Security | -171785 | ORD | (b) | |
| 3/11/2016 | Settle Sec Loan | 10000 | ORD | ( g ) | |
| 3/11/2016 | Settle Sec Loan | 275000 | ORD | (b) | |
| 4/11/2016 | Settle Sec Loan | 70000 | ORD | (c) | |
| 4/11/2016 | Return Security | -275000 | ORD | (b) | |
| 7/11/2016 | Return Security | -10000 | ORD | ( g ) | |
| 10/11/2016 | Settle Sec Loan | 10000 | ORD | (a) | |
| 10/11/2016 | Settle Sec Loan | 5000 | ORD | (a) | |
| 17/11/2016 | Return Security | -13000 | ORD | (a) | |
| 17/11/2016 | Return Security | -10000 | ORD | (a) | |
| 17/11/2016 | Return Security | -5000 | ORD | (a) | |
| 17/11/2016 | Settle Sec Loan | 245000 | ORD | (a) | |
| 17/11/2016 | Settle Sec Loan | 6000 | ORD | (f) | |
| 21/11/2016 | Settle Sec Loan | 32000 | ORD | (f) |
| 21/11/2016 | Settle Sec Loan | 23000 | ORD | (d) | |
|---|---|---|---|---|---|
| 22/11/2016 | Settle Sec Loan | 5000 | ORD | (a) | |
| 22/11/2016 | Return Security | -1300 | ORD | (f) | |
| 22/11/2016 | Return Security | -86000 | ORD | (c) | |
| 22/11/2016 | Return Security | -70000 | ORD | (c) | |
| 22/11/2016 | Return Security | -23000 | ORD | (d) | |
| 24/11/2016 | Settle Sec Loan | 15000 | ORD | (a) | |
| 24/11/2016 | Settle Sec Loan | 74000 | ORD | (d) | |
| 25/11/2016 | Settle Sec Loan | 70000 | ORD | (a) | |
| 29/11/2016 | Return Security | -110700 | ORD | (a) | |
| 29/11/2016 | Settle Sec Loan | 100000 | ORD | (a) | |
| 30/11/2016 | Settle Sec Loan | 50000 | ORD | (a) | |
| 1/12/2016 | Settle Sec Loan | 16000 | ORD | (d) | |
| 5/12/2016 | Settle Sec Loan | 25000 | ORD | (a) | |
| 5/12/2016 | Settle Sec Loan | 10000 | ORD | ( g ) | |
| 6/12/2016 | Settle Sec Loan | 105000 | ORD | (a) | |
| 6/12/2016 | Settle Sec Loan | 41000 | ORD | (d) | |
| 7/12/2016 | Settle Sec Loan | 200000 | ORD | (a) | |
| 7/12/2016 | Settle Sec Loan | 21000 | ORD | (d) | |
| 8/12/2016 | Settle Sec Loan | 200000 | ORD | (a) | |
| 8/12/2016 | Settle Sec Loan | 10000 | ORD | (e) | |
| 9/12/2016 | Return Security | -1200 | ORD | (a) | |
| 9/12/2016 | Settle Sec Loan | 100000 | ORD | (a) | |
| 9/12/2016 | Settle Sec Loan | 150000 | ORD | (a) | |
| 9/12/2016 | Return Security | -30184 | ORD | (f) | |
| 9/12/2016 | Settle Sec Loan | 21000 | ORD | (c) | |
| 9/12/2016 | Return Security | -20000 | ORD | (h) | |
| 9/12/2016 | Return Security | -159847 | ORD | (h) | |
| 9/12/2016 | Return Security | -32087 | ORD | (h) | |
| 12/12/2016 | Return Security | -66500 | ORD | (a) | |
| 12/12/2016 | Return Security | -10000 | ORD | ( g ) | |
| 12/12/2016 | Return Security | -8066 | ORD | (h) | |
| 12/12/2016 | Return Security | -180000 | ORD | (h) | |
| 12/12/2016 | Return Security | -105000 | ORD | (h) | |
| 13/12/2016 | Return Security | -67300 | ORD | (a) | |
| 13/12/2016 | Return Security | -16000 | ORD | (d) | |
| 13/12/2016 | Return Security | -41000 | ORD | (d) | |
| 14/12/2016 | Return Security | -84900 | ORD | (a) | |
| 15/12/2016 | Return Security | -58500 | ORD | (a) | |
| 15/12/2016 | Return Security | -21000 | ORD | (c) | |
| 19/12/2016 | Return Security | -49400 | ORD | (a) | |
| 19/12/2016 | Return Security | -5000 | ORD | (a) | |
| 19/12/2016 | Return Security | -15000 | ORD | (a) | |
| 19/12/2016 | Return Security | -70000 | ORD | (a) | |
| 19/12/2016 | Return Security | -32700 | ORD | (a) | |
| 19/12/2016 | Return Security | -50000 | ORD | (a) | |
| 19/12/2016 | Return Security | -23800 | ORD | (a) | |
| 19/12/2016 | Return Security | -133500 | ORD | (a) | |
| 19/12/2016 | Return Security | -105000 | ORD | (a) | |
| 19/12/2016 | Return Security | -141500 | ORD | (a) |
| 19/12/2016 | Return Security | -100000 | ORD | (a) | |
|---|---|---|---|---|---|
| 19/12/2016 | Return Security | -150000 | ORD | (a) | |
| 19/12/2016 | Settle Sec Loan | 100000 | ORD | (a) | |
| 19/12/2016 | Return Security | -74000 | ORD | (d) | |
| 19/12/2016 | Return Security | -21000 | ORD | (d) | |
| 20/12/2016 | Collateral Settle Sec Loan | 500000 | ORD | (b) | |
| 22/12/2016 | Return Security | -350000 | ORD | (e) | |
| 22/12/2016 | Return Security | -10000 | ORD | (e) | |
| 23/12/2016 | Return Security | -100000 | ORD | (a) | |
| 23/12/2016 | Settle Sec Loan | 24000 | ORD | (d) | |
| 23/12/2016 | Settle Sec Loan | 54000 | ORD | (d) | |
| 28/12/2016 | Settle Sec Loan | 11000 | ORD | (a) | |
| 28/12/2016 | Settle Sec Loan | 50000 | ORD | (d) | |
| 29/12/2016 | Settle Sec Loan | 35000 | ORD | (a) | |
| 30/12/2016 | Settle Sec Loan | 10000 | ORD | (a) | |
| 4/01/2017 | Settle Sec Loan | 1000 | ORD | (f) | |
| 5/01/2017 | Return Security | -9000 | ORD | (a) | |
| 5/01/2017 | Settle Sec Loan | 100000 | ORD | (a) | |
| 6/01/2017 | Return Security | -11000 | ORD | (a) | |
| 6/01/2017 | Return Security | -1000 | ORD | (a) | |
| 6/01/2017 | Settle Sec Loan | 35000 | ORD | (f) | |
| 9/01/2017 | Settle Sec Loan | 300000 | ORD | (a) | |
| 9/01/2017 | Settle Sec Loan | 36000 | ORD | (f) | |
| 9/01/2017 | Settle Sec Loan | 70000 | ORD | (d) | |
| 10/01/2017 | Settle Sec Loan | 4000 | ORD | (f) | |
| 11/01/2017 | Settle Sec Loan | 100000 | ORD | (a) | |
| 11/01/2017 | Settle Sec Loan | 194000 | ORD | (f) | |
| 11/01/2017 | Collateral Return Security | -500000 | ORD | (b) | |
| 12/01/2017 | Settle Sec Loan | 97000 | ORD | (f) | |
| 12/01/2017 | Return Security | -24000 | ORD | (d) | |
| 12/01/2017 | Return Security | -43500 | ORD | (d) | |
| 12/01/2017 | Return Security | -70000 | ORD | (d) | |
| 13/01/2017 | Return Security | -3200 | ORD | (a) | |
| 16/01/2017 | Return Security | -400 | ORD | (a) | |
| 16/01/2017 | Settle Sec Loan | 40000 | ORD | (f) | |
| 17/01/2017 | Return Security | -31400 | ORD | (a) | |
| 17/01/2017 | Settle Sec Loan | 300000 | ORD | (h) | |
| 17/01/2017 | Collateral Settle Sec Loan | 3000000 | ORD | (b) | |
| 17/01/2017 | PendingLoan | 108052 | ORD | (b) | |
| 18/01/2017 | Settle Sec Loan | 200000 | ORD | (e) | |
| 18/01/2017 | PendingLoan | 100000 | ORD | (a) |
Appendix 1- ILU
| Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
Date Nature of Change Consideration No. of Securities Class SBA Counterparty |
|---|---|---|---|---|---|
| 16/09/2016 | Settle Sec Loan | 85000 | ORD | (xi) | |
| 16/09/2016 | Re-Alloc Rtn | -71960 | ORD | (iv) | |
| 16/09/2016 | Re-Alloc Loan | 71960 | ORD | (xi) | |
| 19/09/2016 | Return Security | -60000 | ORD | (v) | |
| 19/09/2016 | Return Security | -10000 | ORD | (v) | |
| 19/09/2016 | Return Security | -50000 | ORD | (v) | |
| 20/09/2016 | Settle Sec Loan | 120000 | ORD | (v) | |
| 20/09/2016 | Settle Sec Loan | 766048 | ORD | (xi) | |
| 20/09/2016 | Settle Sec Loan | 31426 | ORD | (iv) | |
| 20/09/2016 | Settle Sec Loan | 52526 | ORD | (vii) | |
| 21/09/2016 | Re-Alloc Rtn | -12099 | ORD | (iv) | |
| 21/09/2016 | Re-Alloc Loan | 12099 | ORD | (vii) | |
| 21/09/2016 | Settle Sec Loan | 20000 | ORD | (xi) | |
| 22/09/2016 | Settle Sec Loan | 60000 | ORD | (vii) | |
| 22/09/2016 | Re-Alloc Rtn | -17079 | ORD | (iv) | |
| 22/09/2016 | Re-Alloc Loan | 17079 | ORD | (vii) | |
| 22/09/2016 | Return Security | -20000 | ORD | (xi) | |
| 23/09/2016 | Return Security | -39262 | ORD | (iv) | |
| 26/09/2016 | Return Security | -120000 | ORD | (v) | |
| 26/09/2016 | Return Security | -19488 | ORD | (xi) | |
| 26/09/2016 | Settle Sec Loan | 20000 | ORD | (xi) | |
| 26/09/2016 | Settle Sec Loan | 65000 | ORD | (vii) | |
| 26/09/2016 | Re-Alloc Rtn | -101513 | ORD | (iv) | |
| 26/09/2016 | Re-Alloc Loan | 29970 | ORD | (iv) | |
| 26/09/2016 | Re-Alloc Loan | 71543 | ORD | (vii) | |
| 27/09/2016 | Return Security | -71404 | ORD | (xi) | |
| 27/09/2016 | Return Security | -60000 | ORD | (vii) | |
| 27/09/2016 | Settle Sec Loan | 9292 | ORD | (iv) | |
| 27/09/2016 | Settle Sec Loan | 708 | ORD | (vii) | |
| 27/09/2016 | Return Security | -119870 | ORD | (vii) | |
| 27/09/2016 | Return Security | -28868 | ORD | (iv) | |
| 27/09/2016 | Return Security | -78089 | ORD | (xi) | |
| 27/09/2016 | Return Security | -7181 | ORD | (vii) | |
| 28/09/2016 | Return Security | -38047 | ORD | (xi) | |
| 28/09/2016 | Re-Alloc Rtn | -2764 | ORD | (iv) | |
| 28/09/2016 | Re-Alloc Loan | 2764 | ORD | (vii) | |
| 29/09/2016 | Return Security | -284165 | ORD | (xi) | |
| 29/09/2016 | Return Security | -52526 | ORD | (vii) | |
| 29/09/2016 | Return Security | -43185 | ORD | (x) | |
| 29/09/2016 | Return Security | -29970 | ORD | (iv) | |
| 29/09/2016 | Return Security | -64362 | ORD | (vii) | |
| 30/09/2016 | Settle Sec Loan | 4000 | ORD | (vii) | |
| 30/09/2016 | Return Security | -7641 | ORD | (xi) | |
| 30/09/2016 | Settle Sec Loan | 25000 | ORD | (vii) | |
| 30/09/2016 | Return Security | -94213 | ORD | (x) | |
| 4/10/2016 | Return Security | -4000 | ORD | (vii) | |
| 4/10/2016 | Return Security | -31079 | ORD | (xi) |
| 4/10/2016 | Settle Sec Loan | 13000 | ORD | (vii) | |
|---|---|---|---|---|---|
| 5/10/2016 | Settle Sec Loan | 100000 | ORD | (iv) | |
| 5/10/2016 | Return Security | -54058 | ORD | (v) | |
| 5/10/2016 | Return Security | -29178 | ORD | (vii) | |
| 5/10/2016 | Return Security | -2764 | ORD | (vii) | |
| 5/10/2016 | Return Security | -85000 | ORD | (xi) | |
| 5/10/2016 | Return Security | -20000 | ORD | (xi) | |
| 5/10/2016 | Return Security | -65000 | ORD | (vii) | |
| 5/10/2016 | Return Security | -25000 | ORD | (vii) | |
| 5/10/2016 | Settle Sec Loan | 1513 | ORD | (iv) | |
| 5/10/2016 | Settle Sec Loan | 45251 | ORD | (xii) | |
| 5/10/2016 | Settle Sec Loan | 12236 | ORD | (v) | |
| 5/10/2016 | Settle Sec Loan | 39000 | ORD | (v) | |
| 6/10/2016 | Settle Sec Loan | 10000 | ORD | (v) | |
| 6/10/2016 | Settle Sec Loan | 30000 | ORD | (v) | |
| 6/10/2016 | Return Security | -13000 | ORD | (vii) | |
| 6/10/2016 | Return Security | -1513 | ORD | (iv) | |
| 6/10/2016 | Return Security | -45251 | ORD | (xii) | |
| 6/10/2016 | Return Security | -12236 | ORD | (v) | |
| 6/10/2016 | Return Security | -39000 | ORD | (v) | |
| 7/10/2016 | Return Security | -65600 | ORD | (iv) | |
| 7/10/2016 | Settle Sec Loan | 80000 | ORD | (v) | |
| 7/10/2016 | Settle Sec Loan | 30000 | ORD | (v) | |
| 10/10/2016 | Return Security | -10000 | ORD | (v) | |
| 10/10/2016 | Return Security | -8000 | ORD | (v) | |
| 10/10/2016 | Return Security | -2600 | ORD | (v) | |
| 10/10/2016 | Return Security | -42644 | ORD | (xi) | |
| 10/10/2016 | Return Security | -52608 | ORD | (xi) | |
| 10/10/2016 | Return Security | -9292 | ORD | (iv) | |
| 10/10/2016 | Return Security | -708 | ORD | (vii) | |
| 11/10/2016 | Settle Sec Loan | 10000 | ORD | (x) | |
| 11/10/2016 | Settle Sec Loan | 20000 | ORD | (v) | |
| 12/10/2016 | Settle Sec Loan | 20000 | ORD | (v) | |
| 12/10/2016 | Settle Sec Loan | 50000 | ORD | (v) | |
| 12/10/2016 | Settle Sec Loan | 20000 | ORD | (x) | |
| 13/10/2016 | Settle Sec Loan | 20000 | ORD | (x) | |
| 13/10/2016 | Return Security | -204356 | ORD | (xi) | |
| 13/10/2016 | Return Security | -31426 | ORD | (iv) | |
| 13/10/2016 | Return Security | -14616 | ORD | (xi) | |
| 13/10/2016 | Settle Sec Loan | 4000 | ORD | (x) | |
| 13/10/2016 | Return Security | -10000 | ORD | (x) | |
| 14/10/2016 | Return Security | -22700 | ORD | (iv) | |
| 14/10/2016 | Return Security | -77400 | ORD | (v) | |
| 14/10/2016 | Return Security | -50000 | ORD | (v) | |
| 14/10/2016 | Settle Sec Loan | 83398 | ORD | (x) | |
| 14/10/2016 | Settle Sec Loan | 16602 | ORD | (v) | |
| 14/10/2016 | Settle Sec Loan | 580 | ORD | (x) | |
| 14/10/2016 | Settle Sec Loan | 9420 | ORD | (x) | |
| 14/10/2016 | Settle Sec Loan | 10580 | ORD | (vii) | |
| 17/10/2016 | Settle Sec Loan | 20000 | ORD | (vii) |
| 17/10/2016 | Return Security | -4000 | ORD | (x) | |
|---|---|---|---|---|---|
| 18/10/2016 | Return Security | -11700 | ORD | (iv) | |
| 18/10/2016 | Return Security | -22000 | ORD | (v) | |
| 18/10/2016 | Return Security | -30000 | ORD | (v) | |
| 18/10/2016 | Return Security | -20000 | ORD | (v) | |
| 18/10/2016 | Return Security | -20000 | ORD | (x) | |
| 18/10/2016 | Return Security | -20000 | ORD | (x) | |
| 18/10/2016 | Return Security | -83398 | ORD | (x) | |
| 18/10/2016 | Return Security | -16602 | ORD | (v) | |
| 18/10/2016 | Return Security | -20000 | ORD | (vii) | |
| 18/10/2016 | Settle Sec Loan | 200000 | ORD | (vii) | |
| 19/10/2016 | Settle Sec Loan | 13000 | ORD | (v) | |
| 19/10/2016 | Return Security | -580 | ORD | (x) | |
| 19/10/2016 | Settle Sec Loan | 67667 | ORD | (vii) | |
| 19/10/2016 | Settle Sec Loan | 112333 | ORD | (v) | |
| 21/10/2016 | Return Security | -20000 | ORD | (v) | |
| 26/10/2016 | Settle Sec Loan | 60000 | ORD | (vii) | |
| 26/10/2016 | Settle Sec Loan | 105000 | ORD | (vii) | |
| 27/10/2016 | Settle Sec Loan | 86000 | ORD | (vii) | |
| 31/10/2016 | Settle Sec Loan | 249000 | ORD | (xi) | |
| 31/10/2016 | Settle Sec Loan | 171785 | ORD | (vii) | |
| 2/11/2016 | Return Security | -171785 | ORD | (vii) | |
| 3/11/2016 | Settle Sec Loan | 10000 | ORD | (ix) | |
| 3/11/2016 | Settle Sec Loan | 275000 | ORD | (ix) | |
| 4/11/2016 | Settle Sec Loan | 70000 | ORD | (v) | |
| 4/11/2016 | Return Security | -275000 | ORD | (ix) | |
| 7/11/2016 | Return Security | -10000 | ORD | (ix) | |
| 10/11/2016 | Settle Sec Loan | 10000 | ORD | (v) | |
| 10/11/2016 | Settle Sec Loan | 5000 | ORD | (v) | |
| 17/11/2016 | Return Security | -13000 | ORD | (v) | |
| 17/11/2016 | Return Security | -10000 | ORD | (v) | |
| 17/11/2016 | Return Security | -5000 | ORD | (v) | |
| 17/11/2016 | Settle Sec Loan | 245000 | ORD | (xi) | |
| 17/11/2016 | Settle Sec Loan | 6000 | ORD | (iv) | |
| 21/11/2016 | Settle Sec Loan | 32000 | ORD | (iv) | |
| 21/11/2016 | Settle Sec Loan | 23000 | ORD | (iv) | |
| 22/11/2016 | Settle Sec Loan | 5000 | ORD | (iv) | |
| 22/11/2016 | Return Security | -1300 | ORD | (vii) | |
| 22/11/2016 | Return Security | -86000 | ORD | (vii) | |
| 22/11/2016 | Return Security | -70000 | ORD | (v) | |
| 22/11/2016 | Return Security | -23000 | ORD | (iv) | |
| 24/11/2016 | Settle Sec Loan | 15000 | ORD | (xi) | |
| 24/11/2016 | Settle Sec Loan | 74000 | ORD | (xi) | |
| 25/11/2016 | Settle Sec Loan | 70000 | ORD | (v) | |
| 29/11/2016 | Return Security | -110700 | ORD | (xi) | |
| 29/11/2016 | Settle Sec Loan | 100000 | ORD | (vii) | |
| 30/11/2016 | Settle Sec Loan | 50000 | ORD | (vii) | |
| 1/12/2016 | Settle Sec Loan | 16000 | ORD | (vii) | |
| 5/12/2016 | Settle Sec Loan | 25000 | ORD | (xii) | |
| 5/12/2016 | Settle Sec Loan | 10000 | ORD | (v) |
| 6/12/2016 | Settle Sec Loan | 105000 | ORD | (v) | |
|---|---|---|---|---|---|
| 6/12/2016 | Settle Sec Loan | 41000 | ORD | (v) | |
| 7/12/2016 | Settle Sec Loan | 200000 | ORD | (v) | |
| 7/12/2016 | Settle Sec Loan | 21000 | ORD | (v) | |
| 8/12/2016 | Settle Sec Loan | 200000 | ORD | (v) | |
| 8/12/2016 | Settle Sec Loan | 10000 | ORD | (v) | |
| 9/12/2016 | Return Security | -1200 | ORD | (xii) | |
| 9/12/2016 | Settle Sec Loan | 100000 | ORD | (ix) | |
| 9/12/2016 | Settle Sec Loan | 150000 | ORD | (ix) | |
| 9/12/2016 | Return Security | -30184 | ORD | (iv) | |
| 9/12/2016 | Settle Sec Loan | 21000 | ORD | (xi) | |
| 9/12/2016 | Return Security | -9420 | ORD | (x) | |
| 9/12/2016 | Return Security | -10580 | ORD | (vii) | |
| 9/12/2016 | Return Security | -159847 | ORD | (vii) | |
| 9/12/2016 | Return Security | -32087 | ORD | (vii) | |
| 12/12/2016 | Return Security | -66500 | ORD | (v) | |
| 12/12/2016 | Return Security | -10000 | ORD | (v) | |
| 12/12/2016 | Return Security | -8066 | ORD | (vii) | |
| 12/12/2016 | Return Security | -67667 | ORD | (vii) | |
| 12/12/2016 | Return Security | -112333 | ORD | (v) | |
| 12/12/2016 | Return Security | -105000 | ORD | (vii) | |
| 13/12/2016 | Return Security | -67300 | ORD | (vii) | |
| 13/12/2016 | Return Security | -16000 | ORD | (vii) | |
| 13/12/2016 | Return Security | -41000 | ORD | (v) | |
| 14/12/2016 | Return Security | -84900 | ORD | (xi) | |
| 15/12/2016 | Return Security | -58500 | ORD | (v) | |
| 15/12/2016 | Return Security | -21000 | ORD | (xi) | |
| 19/12/2016 | Return Security | -49400 | ORD | (xi) | |
| 19/12/2016 | Return Security | -5000 | ORD | (iv) | |
| 19/12/2016 | Return Security | -15000 | ORD | (xi) | |
| 19/12/2016 | Return Security | -70000 | ORD | (v) | |
| 19/12/2016 | Return Security | -32700 | ORD | (vii) | |
| 19/12/2016 | Return Security | -50000 | ORD | (vii) | |
| 19/12/2016 | Return Security | -23800 | ORD | (xii) | |
| 19/12/2016 | Return Security | -133500 | ORD | (v) | |
| 19/12/2016 | Return Security | -105000 | ORD | (v) | |
| 19/12/2016 | Return Security | -141500 | ORD | (v) | |
| 19/12/2016 | Return Security | -100000 | ORD | (ix) | |
| 19/12/2016 | Return Security | -150000 | ORD | (ix) | |
| 19/12/2016 | Settle Sec Loan | 100000 | ORD | (v) | |
| 19/12/2016 | Return Security | -74000 | ORD | (xi) | |
| 19/12/2016 | Return Security | -21000 | ORD | (v) | |
| 22/12/2016 | Return Security | -24570 | ORD | (v) | |
| 22/12/2016 | Return Security | -325430 | ORD | (x) | |
| 22/12/2016 | Return Security | -10000 | ORD | (v) | |
| 23/12/2016 | Return Security | -100000 | ORD | (v) | |
| 23/12/2016 | Settle Sec Loan | 24000 | ORD | (v) | |
| 23/12/2016 | Settle Sec Loan | 54000 | ORD | (iv) | |
| 28/12/2016 | Settle Sec Loan | 11000 | ORD | (ix) | |
| 28/12/2016 | Settle Sec Loan | 48862 | ORD | (iv) |
| 28/12/2016 | Settle Sec Loan | 1138 | ORD | (v) | |
|---|---|---|---|---|---|
| 29/12/2016 | Settle Sec Loan | 35000 | ORD | (ix) | |
| 30/12/2016 | Settle Sec Loan | 10000 | ORD | (ix) | |
| 4/01/2017 | Settle Sec Loan | 1000 | ORD | (v) | |
| 5/01/2017 | Return Security | -9000 | ORD | (ix) | |
| 5/01/2017 | Settle Sec Loan | 100000 | ORD | (v) | |
| 6/01/2017 | Return Security | -11000 | ORD | (ix) | |
| 6/01/2017 | Return Security | -1000 | ORD | (ix) | |
| 6/01/2017 | Settle Sec Loan | 35000 | ORD | (v) | |
| 9/01/2017 | Settle Sec Loan | 300000 | ORD | (ix) | |
| 9/01/2017 | Settle Sec Loan | 12000 | ORD | (ix) | |
| 9/01/2017 | Settle Sec Loan | 24000 | ORD | (v) | |
| 9/01/2017 | Settle Sec Loan | 28597 | ORD | (ix) | |
| 9/01/2017 | Settle Sec Loan | 371 | ORD | (iv) | |
| 9/01/2017 | Settle Sec Loan | 41032 | ORD | (v) | |
| 10/01/2017 | Settle Sec Loan | 4000 | ORD | (iv) | |
| 11/01/2017 | Settle Sec Loan | 92964 | ORD | (iv) | |
| 11/01/2017 | Settle Sec Loan | 7036 | ORD | (xii) | |
| 11/01/2017 | Settle Sec Loan | 38667 | ORD | (xii) | |
| 11/01/2017 | Settle Sec Loan | 155333 | ORD | (xi) | |
| 12/01/2017 | Settle Sec Loan | 97000 | ORD | (xi) | |
| 12/01/2017 | Return Security | -24000 | ORD | (v) | |
| 12/01/2017 | Return Security | -43500 | ORD | (iv) | |
| 12/01/2017 | Return Security | -28597 | ORD | (ix) | |
| 12/01/2017 | Return Security | -371 | ORD | (iv) | |
| 12/01/2017 | Return Security | -41032 | ORD | (v) | |
| 13/01/2017 | Return Security | -3200 | ORD | (ix) | |
| 16/01/2017 | Return Security | -400 | ORD | (ix) | |
| 16/01/2017 | Settle Sec Loan | 40000 | ORD | (vii) | |
| 17/01/2017 | Return Security | -31400 | ORD | (ix) | |
| 17/01/2017 | Settle Sec Loan | 38247 | ORD | (vii) | |
| 17/01/2017 | Settle Sec Loan | 261753 | ORD | (xi) | |
| 17/01/2017 | PendingLoan | 108052 | ORD | (xi) | |
| 18/01/2017 | Settle Sec Loan | 200000 | ORD | (vii) | |
| 18/01/2017 | PendingLoan | 41592 | ORD | (xi) | |
| 18/01/2017 | PendingLoan | 58408 | ORD | (x) |
APPENDIX 2 – ILU
| Type of agreement and parties to agreement |
National Australia Bank Limited and Securities Borrowing Agreement clients AMSLA Counterparties Citigroup Global Markets Australia Pty Limited |
|---|---|
| Transfer dates | 16 September 2016 to 18 January 2017 |
| Holder of voting rights | Registered owner |
| Are there any restrictions on voting |
No |
| Scheduled date of return (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes – at notice |
| Does the lender have the right to recall early? |
Yes – at notice |
| Will the securities be returned on settlement? |
Yes, or equivalent protection under Securities Borrowing Agreement /AMSLA |
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreements to the company, responsible entity or ASIC.
This is Annexure A of 9 pages referred to in the Form 603 Notice of initial substantial holder signed by me and dated 23/01/2017
Elizabeth Melville-Jones, Company Secretary
MLC INVESTMENTS LIMITED
W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24 ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD
AFSH NOMINEES PTY LTD
ALIGN COMMERCE CORPORATION
ALTERNATIVE ASSETS AIRPORTS TRUST
ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST
ALTERNATIVE ASSETS INFRASTRUCTURE TRUST
ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST
ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST
ALTERNATIVE EQUITY BACL TRUST
ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD
ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED
ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED
AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED
AUSTRALIAN PAYMENTS CLEARING ASSOCIATION LIMITED AUSTRALIAN SHARES INDEX FUND
BANK OF NEW ZEALAND
BASTION INFRASTRUCTURE GROUP INC. BIG SISTER FOODS PTY LTD BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 BPAY GROUP LIMITED BPAY PTY LTD C.B.C. PROPERTIES LIMITED (IN LIQUIDATION) CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CAPGEN FINANCIAL GROUP CARDS NZ LIMITED CASH ACCOUNT INCOME FUND CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED (IN LIQUIDATION) CHOICE LEND PTY LTD
CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DATA REPUBLIC PTY LTD DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EQUITY MANAGEMENT UNIT HOLDINGS (NO. 2) PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EXPERIAN AUSTRALIA CREDIT SERVICES PTY LTD FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD FASTLEND PTY LTD FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD GODFREY PEMBROKE LIMITED GUIDESTAR FINANCIAL GROUP LIMITED( IN LIQUIDATION) GWM ADVISER SERVICES LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO HORIZON 5 GROWTH PORTFOLIO HORIZON 6 SHARE PORTFOLIO HORIZON 7 ACCELERATED GROWTH PORTFOLIO INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST INTEGRATED SEPARATELY MANAGED ACCOUNT INTERMEDE INVESTMENT PARTNERS LIMITED INVIA CUSTODIAN PTY LIMITED JANA AUSTRALIAN SHARE LONG SHORT TRUST JANA CASH TRUST JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA CORPORATE INVESTMENT SERVICES LIMITED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST JANA TRIPLEPOINT FUND
JBWERE (NZ) HOLDINGS LIMITED JBWERE (NZ) NOMINEES LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LONG - TERM ABSOLUTE RETURN PORTFOLIO
LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED MARGIN LENDING (NZ) LIMITED MEDFIN AUSTRALIA PTY LIMITED MEDIPASS SOLUTIONS PTY LTD MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD METRICS CREDIT PARTNERS PTY LTD
MLC (NCIT) AUSTRALIAN SHARE TRUST
MLC (NCIT) DIVERSIFIED DEBT TRUST
MLC (NCIT) GLOBAL SHARE TRUST
MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST
MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND MLC HEDGED GLOBAL SHARE FUND
MLC HOLDINGS LIMITED
MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD
MLC INVESTMENT TRUST PLATINUM GLOBAL FUND
MLC LIFETIME COMPANY LIMITED
MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO
MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND
MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO MLC MASTERKEY UNIT TRUST BOND PORTFOLIO
MLC MASTERKEY UNIT TRUST CASH FUND MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO
MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO
MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO
MLC MASTERKEY UNIT TRUST INCOMEBUILDER
MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND MLC MASTERKEY UNIT TRUST SHARE INDEX FUND MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO
MLC NOMINEES PTY LTD
MLC PE EVERGREEN TRUST
MLC PROPERTIES PTY. LIMITED
MLC VC TRUST
MLC VINTAGE YEAR TRUST (2008)
MLC VINTAGE YEAR TRUST (2009)
MLC VINTAGE YEAR TRUST (2010)
MLC WEALTH MANAGEMENT LIMITED
MLC WHOLESALE AUSTRALIAN SHARE FUND
MLC WHOLESALE DIVERSIFIED DEBT FUND
MLCI HORIZON 7 TRUST
MLCI POOL - PRIVATE EQUITY TRUST
MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1
MLCIC TAILORED TRUST NO.3
MONDEX AUSTRALIA PTY LTD (IN LIQUIDATION)
MORTGAGE SUPPORT SERVICES PTY LTD
MSS MF PTY LTD
MSS MFA PTY LTD
MUDCHUTE PTY LIMITED NAB ASSET MANAGEMENT LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC NAB PRIVATE WEALTH ADVISORY LIMITED NAB PROPERTIES AUSTRALIA LIMITED NAB VENTURES PTY LIMITED NABCAPITAL LEASING (NO.2) PTY LIMITED NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST OXLEY SINGAPORE PTE LTD NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BALANCED FUND NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA BANK SUPERANNUATION FUND PTY LTD (IN LIQUIDATION) NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA DIVIDEND IMPUTATION FUND NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (ASSET LEASING) LLP (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EQUIPMENT LEASING) LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED
NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.3) LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA MONTHLY INCOME FUND NATIONAL AUSTRALIA PKI HOLDINGS LLC NATIONAL AUSTRALIA PROPERTY FUND NATIONAL AUSTRALIA TRUSTEES LIMITED NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL FUNDING (UK) LIMITED (IN LIQUIDATION) NATIONAL CAPITAL HOLDINGS I INC. NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 2 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 1 NATIONAL CAPITAL INSTRUMENTS II LLC 2 NATIONAL CAPITAL INSTRUMENTS II LLC1 NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 1 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 2 NATIONAL CAPITAL TRUST I NATIONAL CAPITAL TRUST III NATIONAL EQUITIES LIMITED NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL FUNDING TRUST I NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE PTE LIMITED NAUTILUS NAB LIMITED NAVIGATOR AUSTRALIA LIMITED NAVIGATOR INCOME TRUST NBA LEASING PTY. LIMITED (IN LIQUIDATION) NBA PROPERTIES LIMITED
NCIT- PROPERTY SECURITIES TRUST
NCP-CAPITAL INTERNATIONAL GLOBAL EQUITY TRUST WITH CURRENCY NMS NOMINEES PTY LIMITED NORTHWARD CAPITAL AUSTRALIAN EQUITY NSIM ENHANCED CASH TRUST NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PAYMARK LIMITED PAYMENTS NZ LIMITED PEANUT COMPANY OF AUSTRALIA PENGANA HOLDINGS PTY LTD PENNLEY PTY LTD PFS NOMINEES PTY LIMITED PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY LTD PLUM FINANCIAL SERVICES LIMITED PMJI INC. PRE SELECT AUSTRALIAN EQUITY FUND PRE SELECT AUSTRALIAN SMALL COMPANIES FUND PRE SELECT BALANCED FUND PRE SELECT BOUTIQUE AUSTRALIAN EQUITY FUND PRE SELECT CONSERVATIVE FUND PRE SELECT GROWTH FUND PRE SELECT HIGH GROWTH FUND PRE SELECT INTERNATIONAL EQUITY FUND PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PROPERTY EXCHANGE AUSTRALIA LIMITED PROQUO PTY LTD PUGET LIMITED (IN LIQUIDATION) QW RAIL LEASING LIMITED RAPTIS GROUP LIMITED REDPOINT INVESTMENT MANAGEMENT PTY LTD SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION STARFISH COMPANY LIMITED TASOVAC PTY LIMITED TEMPCO NO.1 THE DEEP IN HULL LIMITED THE TRUSTEE FOR NCIT - GLOBAL EQUITIES TRUST NO 2 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 35 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 36 THE TRUSTEE FOR WM POOL - LTAR PART 1 NS TRUST TOP 200 FUND VALEWIN PTY. LIMITED VIPRO PTY LTD VIRGIN AUSTRALIA INTERNATIONAL HOLDINGS LTD
W M POOL - EQUITIES NO. 23 TRUST WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WHOLESALE INCOME BUILDER WHOLESALE AUSTRALIAN SHARE GROWTH STYLE FUND WHOLESALE AUSTRALIAN SHARE VALUE STYLE FUND
WHOLESALE CAPITAL INTERNATIONAL GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE FUND
WHOLESALE GLOBAL SHARE GROWTH STYLE FUND WHOLESALE GLOBAL SHARE VALUE STYLE FUND WHOLESALE PROPERTY SECURITIES FUND
WM LIFE AUSTRALIA LIMITED
WM POOL - BANK OF IRELAND GLOBAL EQUITIES TRUST
WM POOL - BEM AGGRESSIVE AUSTRALIAN EQUITIES TRUST WM POOL - BEM AUSTRALIAN EQUITIES TRUST
WM POOL - BLACKROCK GLOBAL FIXED INTEREST (S) TRUST WM POOL - BRIDGEWATER GLOBAL FIXED INTEREST TRUST
WM POOL - CAPITAL INTERNATIONAL GLOBAL EQUITIES TRUST WM POOL - CONCORD AUSTRALIAN EQUITIES TRUST
WM POOL - CONTANGO AUSTRALIAN EQUITIES TRUST WM POOL - DIMENSIONAL AUSTRALIAN EQUITIES TRUST WM POOL - EQUITIES TRUST NO 14
WM POOL - EQUITIES TRUST NO 20
WM POOL - EQUITIES TRUST NO. 15
WM POOL - EQUITIES TRUST NO. 16
WM POOL - EQUITIES TRUST NO. 17
WM POOL - EQUITIES TRUST NO. 18 WM POOL - EQUITIES TRUST NO. 19 WM POOL - EQUITIES TRUST NO. 21 WM POOL - EQUITIES TRUST NO. 22 WM POOL - EQUITIES TRUST NO. 26 WM POOL - EQUITIES TRUST NO. 27 WM POOL - EQUITIES TRUST NO. 28 WM POOL - EQUITIES TRUST NO. 31 WM POOL - EQUITIES TRUST NO. 32 WM POOL - EQUITIES TRUST NO. 33 WM POOL - EQUITIES TRUST NO. 34 WM POOL - EQUITIES TRUST NO.1 WM POOL - EQUITIES TRUST NO.11 WM POOL - EQUITIES TRUST NO.2 WM POOL - EQUITIES TRUST NO.9 WM POOL - FIXED INTEREST TRUST NO 1 WM POOL - FIXED INTEREST TRUST NO. 15 WM POOL - FIXED INTEREST TRUST NO. 3 WM POOL - FIXED INTEREST TRUST NO. 5 WM POOL - FIXED INTEREST TRUST NO. 6 WM POOL - FIXED INTEREST TRUST NO. 7 WM POOL - FIXED INTEREST TRUST NO. 8 WM POOL - FIXED INTEREST TRUST NO. 9
WM POOL - GLOBAL EQUITIES TRUST NO 1 WM POOL - GLOBAL EQUITIES TRUST NO. 4 WM POOL - GLOBAL PROPERTIES TRUST WM POOL - HIGH YIELD FIXED INTEREST TRUST WM POOL - INFLATION LINKED SECURITIES TRUST WM POOL - JARDINE FLEMING AUSTRALIAN EQUITIES TRUST WM POOL - LAZARD AUSTRALIAN EQUITIES TRUST WM POOL - LTAR PART 1 TRUST WM POOL - MARVIN & PALMER EMERGING MARKETS TRUST WM POOL - MBA AUSTRALIAN EQUITIES TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - NSIM CASH TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (A) TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (S) TRUST WM POOL - PROPERTY SECURITIES TRUST NO 1 WM POOL - RESOLUTION CAPITAL PROPERTY SECURITIES TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - VANGUARD AUSTRALIAN EQUITIES INDEX TRUST WM POOL - VANGUARD GLOBAL EQUITIES INDEX TRUST WM POOL - WALLARA AUSTRALIAN EQUITIES TRUST WM POOL - WELLINGTON GLOBAL EQUITIES TRUST WM POOL EQUITIES TRUST NO 12 WM POOL GLOBAL EQUITIES TRUST NO 5 WM SECTOR - AUSTRALIAN EQUITIES GROWTH TRUST WM SECTOR - AUSTRALIAN EQUITIES TRUST WM SECTOR - AUSTRALIAN EQUITIES VALUE TRUST WM SECTOR - AUSTRALIAN FIXED INTEREST TRUST WM SECTOR - DIVERSIFIED DEBT (ALL) TRUST WORKING CAPITAL SERVICES PTY LIMITED (IN LIQUIDATION) YIELDBROKER PTY LIMITED