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ILUKA RESOURCES LIMITED Major Shareholding Notification 2017

May 22, 2017

65116_rns_2017-05-22_cf9fdd0c-4b11-45a9-831d-73d5f5220405.pdf

Major Shareholding Notification

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Section 671B

Notice of Change of Interests of Substantial Holder

To Company Name/Scheme: Iluka Resources Limited (ASX code: ILU AU)
ACN/ARSN: 008 675 018

1. Details of Substantial Holder

Name:
ACN/ARSN (if applicable)
Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its
Subsidiaries as listed in Annexure 3
n/a
There was a change in the Interests
of the Substantial Holder on:
18 May 2017
$\ddot{\phantom{1}}$
The previous notice was given to the company on: 30 September 2016
The previous notice was dated: 27 September 2016

2. Previous & Present Voting Power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that
the substantial holder or an associate had a relevant interest in when last required, and when now required, a substantial holding notice to the company or scheme, are as follows:

Previous Notice Present Notice
Class of Securities Person's Votes ' Voting Power Person's Votes Voting Power
Fully Paid
Ordinarv
30,326,071 7.24% 25,794,175 6.16%

3. Changes in Relevant Interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

$\ddotsc$

Date of
Change
Person whose
Relevant
Interest
Changed
Nature of
Change
Consideration
Given in
Relation to
Change
Class &
Number of
Securities
Affected
Person's
Votes Affected
Refer Annexure 1

4. Present Relevant Interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
Relevant
Interest
Registered
Holder of
Securities
Persons
Entitled to be
Registered as
Holder
Nature of
Relevant
Interest
Class &
Number of
Securities
Persons Votes
Refer Annexure 2

5. Changes in Association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their
association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

| 10000000000000000000000000000000000000
_
$\bullet$
$\cdots$
MARSN
i (if applicable)
Na
ma<br>-81<br>ж.<br>$\sim$<br>.<br>.<br>_______________________________________<br>-------<br> | ______________________________________<br>ation<br>ure of .
ASSOCIA
_____ |
|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|
| m fr
. . |

______

----- |

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Level 31, 420 George Street, Sydney NSW
Nikko AM Limited (NAML) 2000
Nikko Asset Midtown Tower 9-7-1 Akasaka, Minato-ku
Management Co., Ltd (NAM) Tokyo 107-6242 Japan
SMTH subsidiaries As set out in Annexure 3.

Signature

Print Name: Kabasawa Junichi Capacity: Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.

Signed:

Junidi Fahasawa

23/05/2017

Date:

$\ddotsc$

$\Omega$ $\overline{z}$ 孟

ANNEXURE 1

Part 3 - Changes in Relevant Interests

This is Annexure 1 of 1 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder

Signed by me and dated 23 May 2017

Junichi Kabasawa

Kabasawa Junichi Senior Manager , Risk Management Dept.Sumitomo Mitsui Trust Holdings, Inc.

Date Range of Change Person whose
Relevant Interest
Changed
Nature of Change Consideration Given
in Relation to Change
Class & Number of
Securities Affected
Person's Votes
Affected
28 September 2016
Тο
18 May 2017
Nikko AM Limited Purchase of Shares \$28,574,831.40 Fully Paid Ordinary &
4,224,758
4,224,758
28 September 2016
Τo
18 May 2017
Nikko AM Limited Sale of Shares \$64,613,896.16 Fully Paid Ordinary &
8,740,677
8,740,677
28 September 2016
To
18 May 2017
Nikko Asset
Management Co., Ltd
Purchase of Shares \$41,603.03 Fully Paid Ordinary &
6.975
6,975
28 September 2016
То
18 May 2017
Nikko Asset
Management Co., Ltd
Sale of Shares \$156,284.45 Fully Paid Ordinary &
22,952
22.952

ANNEXURE 2

Part 4 - Present Relevant Interest

TobloH luitnstedu2 s to aterration of the from 684 Notice of Changes of the lettersts of a Substantial Holder

Signed by me and dated 23 May 2011

Tuniclui Kalasaura

indinut swssedsX

Senior Manager , Risk Management Dept.Sumotomo Mitsui Trust Holdings, Inc.

Person's Class & Number of Nature of Relevant Person Entitled to be Registered Holder of Holder of Relevant
зә1о∧ Settlinges Jaerest Registered as Holder Seitings Jaerest
ZLI'ZEL B visnibiO bis I viluary loganeM Jnemizevni $<$ /2 $\mu$ noppers BNP Paribas Security Nikko AM Limited
ZLI'ZEI BNP Paribas Security Services Pty Ltd
Services Pty Ltd
fo Castlereagh Street
000Z MSN AaupAS
142,462 B visnibiO bis I yllua Investment Manager <2S 1000005> WP Paribas Security Nikko AM Limited
794,SPI BNP Paribas Security Services Pty Ltd
bij yiq zebivnez
50 Castlereagh Street
000Z MSN APUPAS
979'0ST Fully Paid Ordinary & Investment Manager Nitions section Nikko AM Limited
979'0ST BNP Paribas Security Services Pty Ltd
Services Pty Ltd
60 Castlereagh Street
000Z MSN APUPAS
E9S'tSI & visnibiO bis9 vllu- Investment Manager <9S 1unoppe> SAP Paribas Security Nikko AM Limited
E9S DST WP Paribas Security Services Pty Ltd
biJ yi9 zebivie2
000Z MSN AaupAs
60 Castlereagh Street
Subsetibas Security Nikko AM Limited
680'ZOL S ynsnibhO bis 9 ylluH 19ganaM Jnomizevni

$\circ$ $\frac{1}{2}$

$\Diamond$

Person's
Votes
215,438 339,348 321,045 503,207 466,650
Class & Number of
Securities
102,089 Fully Paid Ordinary & 215,438 Fully Paid Ordinary & 339,348 Fully Paid Ordinary & 321,045 Fully Paid Ordinary & 503,207 Fully Paid Ordinary & 466,650
Nature of Relevant
Interest
Investment Manager Investment Manager Investment Manager Investment Manager Investment Manager
Person Entitled to be
Registered as Holder
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street
Sydney NSW 2000
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street
Sydney NSW 2000
National Australia Bank Limited (NAB Custodian
Services)
Level 23, 255 George St, Sydney NSW 2000 Australia Citicorp Nominees Pty Limited Level 25 SYDNEY NSW 2000
2 Park Street
JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place, 255 George Street Sydney NSW 2000 Citicorp Nominees Pty
Limited
Level 25 2 Park Street
Registered Holder of
Securities
Services Pty Ltd BNP Paribas Security Services Pty Ltd National Australia Bank Limited (NAB Custodian Services) Citicorp Nominees Pty Limited JP Morgan Nominees Australia Ltd Citicorp Nominees Pty Limited
Holder of Relevant
Interest
Nikko AM Limited Nikko AM Limited Nikko AM Limited Nikko AM Limited Nikko AM Limited

$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$

$\Delta \sim 10^4$

$\sim$

Person's
Votes
715,467 1,337,425 1,330,931 2,019,091 1,935,132 1,787,942
Class & Number of
Securities
Fully Paid Ordinary &
715,467
Fully Paid Ordinary &
1,337,425
Fully Paid Ordinary &
1,330,931
Fully Paid Ordinary &
2,019,091
Fully Paid Ordinary &
1,935,132
Fully Paid Ordinary &
1,787,942
Nature of Relevant
nterest
Investment Manager Investment Manager Investment Manager Investment Manager Investment Manager Investment Manager
Person Entitled to be
Registered as Holder
SYDNEY NSW 2000 Level 23, 255 George St,
Limited (NAB Custodian
National Australia Bank
Sydney NSW 2000

Australia
Services
60 Castlereagh Street
BNP Paribas Security
Sydney NSW 2000
Services Pty Ltd
Level 23, 255 George St,
Limited (NAB Custodian
National Australia Bank
Sydney NSW 2000

Australia
Services)
60 Castlereagh Street
BNP Paribas Security
Sydney NSW 2000
Services Pty Ltd
60 Castlereagh Street
BNP Paribas Security
Sydney NSW 2000
Services Pty Ltd
JP Morgan Nominees

Australia Ltd
Registered Holder of
Securities
Limited (NAB Custodian
National Australia Bank
Services)
BNP Paribas Security
Services Pty Ltd
Limited (NAB Custodian
National Australia Bank
Services)
BNP Paribas Security
Services Pty Ltd
BNP Paribas Security
Services Pty Ltd
JP Morgan Nominees
Australia Ltd
Holder of Relevant
Interest
Nikko AM Limited Nikko AM Limited Nikko AM Limited Nikko AM Limited Nikko AM Limited Nikko AM Limited

23-05-17;04:23PM;NIKKO AM AUSTRALIA

$\ddot{\phantom{1}}$

$\ddot{\phantom{0}}$

$\ddot{\phantom{0}}$

$\ddot{\phantom{0}}$

$\ddot{\phantom{0}}$

l,

$\ddot{\phantom{a}}$

$\hat{\mathbf{r}}$

$\hat{\mathbf{v}}$

Person's
Votes
2,689,891 301,300 5,041,877 6,107,519 25,794,175
Class & Number of
Securities
Fully Paid Ordinary &
2,689,891
Fully Paid Ordinary &
301,300
Fully Paid Ordinary &
5,041,877
Fully Paid Ordinary &
6,107,519
TOTAL UNIT
Nature of Relevant
Interest
Investment Manager Investment Manager Investment Manager Investment Manager
Person Entitled to be
Registered as Holder
Level 26, Grosvenor
255 George Street
Sydney NSW 2000
Place,
Level 23, 255 George St,
Limited (NAB Custodian
National Australia Bank
Sydney NSW 2000

Australia
Services)
Level 23, 255 George St,
Limited (NAB Custodian
National Australia Bank
Sydney NSW 2000

Australia
Services)
Citicorp Nominees Pty
SYDNEY NSW 2000

2 Park Street
Level 25
Limited
60 Castlereagh Street
BNP Paribas Security
Sydney NSW 2000
Services Pty Ltd
Registered Holder of
Securities
Limited (NAB Custodian
National Australia Bank
Services)
Limited (NAB Custodian
National Australia Bank
Services)
Citicorp Nominees Pty
Limited
BNP Paribas Security
Services Pty Ltd
Holder of Relevant
Interest
Nikko AM Limited Nikko AM Limited Nikko AM Limited Nikko AM Limited

$\sim 10^{-11}$

$\hat{\boldsymbol{\alpha}}$

$\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\$

$\tilde{\phantom{a}}$

$\hat{\mathcal{A}}$

$\ddot{\phantom{0}}$

$\ddot{\phantom{1}}$

$\ddot{\phantom{0}}$

$\mathcal{A}$

$\bar{\mathcal{A}}$

______________________________________

L.

Annexure 3 Sumitomo subsidiaries

Part 3 - Changes in Relevant Interests

This is Annexure 3 of 2 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder

Signed by me and dated 23 May 2017

Junielii Kalvasawa

Kabasawa Junichi

Senior Manager , Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.

Sumitomo Mitsui Trust Holdings Inc. Subsidiaries:
Sumitomo Mitsui Trust Bank, Limited
SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank Card Co., Ltd.
SBI Card Co., Ltd.
Sumitomo Mitsui Trust General Service Co., Ltd.
Sumitomo Mitsui Trust Career Partners Co., Ltd.
HR One Corporation
HR One Shanghai Co., Ltd.
Sumitomo Mitsui Trust Systems & Services Co., Ltd.
Sumitomo Mitsui Trust Guarantee Co., Ltd.
Sumishin Guaranty Company Limited
Sumitomo Mitsui Trust Wealth Partners Co., Ltd.
Sumitomo Mitsui Trust Card Co., Ltd.
Sumitomo Mitsui Trust Club Co., Ltd.
Sumitomo Mitsui Trust Business Service Co., Ltd.
Sumitomo Mitsui Trust Loan & Finance Co., Ltd.
Sumitomo Mitsui Trust Panasonic Finance Co., Ltd.
Japan Machinery Leasing and Sales Co., Ltd.
Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd.
FA Leasing Ltd. Co., Ltd.
Sumishin Life Card Company, Limited
Enex Asset Management Co., Ltd.
Zijin Trust Co., Ltd
Nanjing Zijin Financial Leasing Co., Ltd.
Marubeni SumiT Rail Transport Inc.
Midwest Rail Corporation
Sumitomo Mitsui Trust Bank(Thai) Public Company Limited
Sumitomo Mitsui Trust Investment Co., Ltd.
Sumitomo Mitsui Trust(Hong Kong) Limited
Tokyo Securities Transfer Agent Co.,Ltd.
Japan Securities Agents, Ltd.
Sumitomo Mitsui Trust TA Solution, Ltd.
Japan Stockholders Data Service Company, Limited
Sumitomo Mitsui Trust Research Institute Co., Ltd.
Sumitomo Mitsui Trust Realty Co., Ltd.
Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd.
Top REIT Asset Management Co., Ltd.
Mitsui & Co., Logistics Partners Ltd.
Sumitomo Mitsui Trust Asset Management Co., Ltd.
Nikko Asset Management Co., Ltd.
Nikko Asset Management Americas, Inc.

$\sim 10^{11}$ km s $^{-1}$

$\sim 400$

$\label{eq:2.1} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\$

$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$

$\label{eq:2.1} \mathcal{L}(\mathcal{L}^{\text{max}}{\mathcal{L}}(\mathcal{L}^{\text{max}}{\mathcal{L}})) \leq \mathcal{L}(\mathcal{L}^{\text{max}}{\mathcal{L}}(\mathcal{L}^{\text{max}}{\mathcal{L}}))$

$\sim$

$\sim 10^{-1}$

Nikko Asset Management Asia Limited
Nikko Asset Management Australia Limited
Nikko Asset Management Europe Ltd
Nikko AM Limited
Nikko Asset Management International Limited
Asian Islamic Investment Management Sdn. Bhd.
Nikko Asset Management New Zealand Limited
SIM Funds Management Limited
Nikko AM Americas Holding Co., Inc.
Nikko AM Global Holdings Limited
Nikko Asset Management Hong Kong Limited
Ambit Mauritius Investment Managers Private Limited
Nikko AM Global Cayman Limited
Nikko AM (Cayman) Ltd
Nikko Asset Management Luxembourg S.A.
Nikko AM Equities Australia Pty Limited
Affin Hwang Asset Management Berhad
Rongtong Fund Management Co., Ltd.
Ambit Investment Advisors Private Limited
Shen Zhen Rongtong Capital Management Co., Ltd.
Rongtong Global Investment Limited
Affin Capital Services Berhad
Nikko AM Japan Property Fund I Pte. Ltd.
Sky Ocean Asset Management Co, Ltd.
JP Asset Management Co., Ltd.
Sumitomo Mitsul Trust International Limited
NS Holdings LLP
NS Asset Management LLP
$\blacksquare$
Japan Trustee Services Bank, Ltd.
Sumitomo Mitsul Trust Bank (Luxembourg)S.A.
Sumitomo Mitsui Trust Bank (U.S.A.) Limited
Sumitomo Mitsui Trust (Ireland) Limited
ò.
SMT Fund Services (Ireland) Limited
SMT Trustees (Ireland) Limited
G.A.S. (Cayman) Limited
Sumitomo Mitsui Trust (UK) Limited
Japan Pension Operation Service, Ltd.
OIF(PANAMA) S.A.
STL AIRCRAFT S.A.
Maritime International Oceanus S.A.
Lucid Rainbow S.A.
SILVER SAIL (PANAMA) S.A.
SLOC(PANAMA) S.A.

$\mathcal{L}^{\text{max}}_{\text{max}}$