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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2017
May 22, 2017
65116_rns_2017-05-22_cf9fdd0c-4b11-45a9-831d-73d5f5220405.pdf
Major Shareholding Notification
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Section 671B
Notice of Change of Interests of Substantial Holder
| To Company Name/Scheme: Iluka Resources Limited (ASX code: ILU AU) | |
|---|---|
| ACN/ARSN: | 008 675 018 |
1. Details of Substantial Holder
| Name: ACN/ARSN (if applicable) |
Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure 3 n/a |
||||
|---|---|---|---|---|---|
| There was a change in the Interests of the Substantial Holder on: |
18 May 2017 $\ddot{\phantom{1}}$ |
||||
| The previous notice was given to the company on: | 30 September 2016 | ||||
| The previous notice was dated: | 27 September 2016 |
2. Previous & Present Voting Power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that
the substantial holder or an associate had a relevant interest in when last required, and when now required, a substantial holding notice to the company or scheme, are as follows:
| Previous Notice | Present Notice | ||||||
|---|---|---|---|---|---|---|---|
| Class of Securities | Person's Votes ' | Voting Power | Person's Votes | Voting Power | |||
| Fully Paid Ordinarv |
30,326,071 | 7.24% | 25,794,175 | 6.16% |
3. Changes in Relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
$\ddotsc$
| Date of Change |
Person whose Relevant Interest Changed |
Nature of Change |
Consideration Given in Relation to Change |
Class & Number of Securities Affected |
Person's Votes Affected |
|---|---|---|---|---|---|
| Refer Annexure 1 |
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of Relevant Interest |
Registered Holder of Securities |
Persons Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Persons Votes |
|---|---|---|---|---|---|
| Refer Annexure 2 |
5. Changes in Association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their
association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| 10000000000000000000000000000000000000
_
$\bullet$
$\cdots$
MARSN
i (if applicable)
Nama<br>-81<br>ж.<br>$\sim$<br>.<br>.<br>_______________________________________<br>-------<br> | ______________________________________<br>ation<br>ure of .
ASSOCIA
_____ |
|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------|
| m fr
. . |
______
----- |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Level 31, 420 George Street, Sydney NSW | |
| Nikko AM Limited (NAML) | 2000 |
| Nikko Asset | Midtown Tower 9-7-1 Akasaka, Minato-ku |
| Management Co., Ltd (NAM) | Tokyo 107-6242 Japan |
| SMTH subsidiaries | As set out in Annexure 3. |
Signature
Print Name: Kabasawa Junichi Capacity: Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
Signed:
Junidi Fahasawa
23/05/2017
Date:
$\ddotsc$
$\Omega$ $\overline{z}$ 孟
ANNEXURE 1
Part 3 - Changes in Relevant Interests
This is Annexure 1 of 1 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder
Signed by me and dated 23 May 2017
Junichi Kabasawa
Kabasawa Junichi Senior Manager , Risk Management Dept.Sumitomo Mitsui Trust Holdings, Inc.
| Date Range of Change | Person whose Relevant Interest Changed |
Nature of Change | Consideration Given in Relation to Change |
Class & Number of Securities Affected |
Person's Votes Affected |
|---|---|---|---|---|---|
| 28 September 2016 Тο 18 May 2017 |
Nikko AM Limited | Purchase of Shares | \$28,574,831.40 | Fully Paid Ordinary & 4,224,758 |
4,224,758 |
| 28 September 2016 Τo 18 May 2017 |
Nikko AM Limited | Sale of Shares | \$64,613,896.16 | Fully Paid Ordinary & 8,740,677 |
8,740,677 |
| 28 September 2016 To 18 May 2017 |
Nikko Asset Management Co., Ltd |
Purchase of Shares | \$41,603.03 | Fully Paid Ordinary & 6.975 |
6,975 |
| 28 September 2016 То 18 May 2017 |
Nikko Asset Management Co., Ltd |
Sale of Shares | \$156,284.45 | Fully Paid Ordinary & 22,952 |
22.952 |
ANNEXURE 2
Part 4 - Present Relevant Interest
TobloH luitnstedu2 s to aterration of the from 684 Notice of Changes of the lettersts of a Substantial Holder
Signed by me and dated 23 May 2011
Tuniclui Kalasaura
indinut swssedsX
Senior Manager , Risk Management Dept.Sumotomo Mitsui Trust Holdings, Inc.
| Person's | Class & Number of | Nature of Relevant | Person Entitled to be | Registered Holder of | Holder of Relevant |
|---|---|---|---|---|---|
| зә1о∧ | Settlinges | Jaerest | Registered as Holder | Seitings | Jaerest |
| ZLI'ZEL | B visnibiO bis I viluary | loganeM Jnemizevni | $<$ /2 $\mu$ noppers | BNP Paribas Security | Nikko AM Limited |
| ZLI'ZEI | BNP Paribas Security | Services Pty Ltd | |||
| Services Pty Ltd | |||||
| fo Castlereagh Street | |||||
| 000Z MSN AaupAS | |||||
| 142,462 | B visnibiO bis I yllua | Investment Manager | <2S 1000005> | WP Paribas Security | Nikko AM Limited |
| 794,SPI | BNP Paribas Security | Services Pty Ltd | |||
| bij yiq zebivnez | |||||
| 50 Castlereagh Street | |||||
| 000Z MSN APUPAS | |||||
| 979'0ST | Fully Paid Ordinary & | Investment Manager | Nitions section | Nikko AM Limited | |
| 979'0ST | BNP Paribas Security | Services Pty Ltd | |||
| Services Pty Ltd | |||||
| 60 Castlereagh Street | |||||
| 000Z MSN APUPAS | |||||
| E9S'tSI | & visnibiO bis9 vllu- | Investment Manager | <9S 1unoppe> | SAP Paribas Security | Nikko AM Limited |
| E9S DST | WP Paribas Security | Services Pty Ltd | |||
| biJ yi9 zebivie2 | |||||
| 000Z MSN AaupAs 60 Castlereagh Street |
|||||
| Subsetibas Security | Nikko AM Limited | ||||
| 680'ZOL | S ynsnibhO bis 9 ylluH | 19ganaM Jnomizevni |
$\circ$ $\frac{1}{2}$
$\Diamond$
| Person's Votes |
215,438 | 339,348 | 321,045 | 503,207 | 466,650 | ||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Class & Number of Securities |
102,089 | Fully Paid Ordinary & | 215,438 | Fully Paid Ordinary & | 339,348 | Fully Paid Ordinary & | 321,045 | Fully Paid Ordinary & | 503,207 | Fully Paid Ordinary & | 466,650 | ||||||||||||||||||
| Nature of Relevant Interest |
Investment Manager | Investment Manager | Investment Manager | Investment Manager | Investment Manager | ||||||||||||||||||||||||
| Person Entitled to be Registered as Holder |
BNP Paribas Security | Services Pty Ltd | 60 Castlereagh Street Sydney NSW 2000 |
BNP Paribas Security | Services Pty Ltd | 60 Castlereagh Street Sydney NSW 2000 |
National Australia Bank | Limited (NAB Custodian Services) |
Level 23, 255 George St, | Sydney NSW 2000 | Australia | Citicorp Nominees Pty | Limited | Level 25 | SYDNEY NSW 2000 2 Park Street |
JP Morgan Nominees | Australia Ltd | Level 26, Grosvenor | Place, | 255 George Street | Sydney NSW 2000 | Citicorp Nominees Pty Limited |
Level 25 | 2 Park Street | |||||
| Registered Holder of Securities |
Services Pty Ltd | BNP Paribas Security | Services Pty Ltd | National Australia Bank | Limited (NAB Custodian | Services) | Citicorp Nominees Pty | Limited | JP Morgan Nominees | Australia Ltd | Citicorp Nominees Pty | Limited | |||||||||||||||||
| Holder of Relevant Interest |
Nikko AM Limited | Nikko AM Limited | Nikko AM Limited | Nikko AM Limited | Nikko AM Limited |
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
$\Delta \sim 10^4$
$\sim$
| Person's Votes |
715,467 | 1,337,425 | 1,330,931 | 2,019,091 | 1,935,132 | 1,787,942 | |
|---|---|---|---|---|---|---|---|
| Class & Number of Securities |
Fully Paid Ordinary & 715,467 |
Fully Paid Ordinary & 1,337,425 |
Fully Paid Ordinary & 1,330,931 |
Fully Paid Ordinary & 2,019,091 |
Fully Paid Ordinary & 1,935,132 |
Fully Paid Ordinary & 1,787,942 |
|
| Nature of Relevant nterest |
Investment Manager | Investment Manager | Investment Manager | Investment Manager | Investment Manager | Investment Manager | |
| Person Entitled to be Registered as Holder |
SYDNEY NSW 2000 | Level 23, 255 George St, Limited (NAB Custodian National Australia Bank Sydney NSW 2000 Australia Services |
60 Castlereagh Street BNP Paribas Security Sydney NSW 2000 Services Pty Ltd |
Level 23, 255 George St, Limited (NAB Custodian National Australia Bank Sydney NSW 2000 Australia Services) |
60 Castlereagh Street BNP Paribas Security Sydney NSW 2000 Services Pty Ltd |
60 Castlereagh Street BNP Paribas Security Sydney NSW 2000 Services Pty Ltd |
JP Morgan Nominees Australia Ltd |
| Registered Holder of Securities |
Limited (NAB Custodian National Australia Bank Services) |
BNP Paribas Security Services Pty Ltd |
Limited (NAB Custodian National Australia Bank Services) |
BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd |
JP Morgan Nominees Australia Ltd |
|
| Holder of Relevant Interest |
Nikko AM Limited | Nikko AM Limited | Nikko AM Limited | Nikko AM Limited | Nikko AM Limited | Nikko AM Limited |
23-05-17;04:23PM;NIKKO AM AUSTRALIA
$\ddot{\phantom{1}}$
$\ddot{\phantom{0}}$
$\ddot{\phantom{0}}$
$\ddot{\phantom{0}}$
$\ddot{\phantom{0}}$
l,
$\ddot{\phantom{a}}$
$\hat{\mathbf{r}}$
$\hat{\mathbf{v}}$
| Person's Votes |
2,689,891 | 301,300 | 5,041,877 | 6,107,519 | 25,794,175 | |
|---|---|---|---|---|---|---|
| Class & Number of Securities |
Fully Paid Ordinary & 2,689,891 |
Fully Paid Ordinary & 301,300 |
Fully Paid Ordinary & 5,041,877 |
Fully Paid Ordinary & 6,107,519 |
TOTAL UNIT | |
| Nature of Relevant Interest |
Investment Manager | Investment Manager | Investment Manager | Investment Manager | ||
| Person Entitled to be Registered as Holder |
Level 26, Grosvenor 255 George Street Sydney NSW 2000 Place, |
Level 23, 255 George St, Limited (NAB Custodian National Australia Bank Sydney NSW 2000 Australia Services) |
Level 23, 255 George St, Limited (NAB Custodian National Australia Bank Sydney NSW 2000 Australia Services) |
Citicorp Nominees Pty SYDNEY NSW 2000 2 Park Street Level 25 Limited |
60 Castlereagh Street BNP Paribas Security Sydney NSW 2000 Services Pty Ltd |
|
| Registered Holder of Securities |
Limited (NAB Custodian National Australia Bank Services) |
Limited (NAB Custodian National Australia Bank Services) |
Citicorp Nominees Pty Limited |
BNP Paribas Security Services Pty Ltd |
||
| Holder of Relevant Interest |
Nikko AM Limited | Nikko AM Limited | Nikko AM Limited | Nikko AM Limited |
$\sim 10^{-11}$
$\hat{\boldsymbol{\alpha}}$
$\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\bar{\$
$\tilde{\phantom{a}}$
$\hat{\mathcal{A}}$
$\ddot{\phantom{0}}$
$\ddot{\phantom{1}}$
$\ddot{\phantom{0}}$
$\mathcal{A}$
$\bar{\mathcal{A}}$
______________________________________
L.
Annexure 3 Sumitomo subsidiaries
Part 3 - Changes in Relevant Interests
This is Annexure 3 of 2 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder
Signed by me and dated 23 May 2017
Junielii Kalvasawa
Kabasawa Junichi
Senior Manager , Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
| Sumitomo Mitsui Trust Holdings Inc. Subsidiaries: | |
|---|---|
| Sumitomo Mitsui Trust Bank, Limited | |
| SBI Sumishin Net Bank, Ltd. | |
| SBI Sumishin Net Bank Card Co., Ltd. | |
| SBI Card Co., Ltd. | |
| Sumitomo Mitsui Trust General Service Co., Ltd. | |
| Sumitomo Mitsui Trust Career Partners Co., Ltd. | |
| HR One Corporation | |
| HR One Shanghai Co., Ltd. | |
| Sumitomo Mitsui Trust Systems & Services Co., Ltd. | |
| Sumitomo Mitsui Trust Guarantee Co., Ltd. | |
| Sumishin Guaranty Company Limited | |
| Sumitomo Mitsui Trust Wealth Partners Co., Ltd. | |
| Sumitomo Mitsui Trust Card Co., Ltd. | |
| Sumitomo Mitsui Trust Club Co., Ltd. | |
| Sumitomo Mitsui Trust Business Service Co., Ltd. | |
| Sumitomo Mitsui Trust Loan & Finance Co., Ltd. | |
| Sumitomo Mitsui Trust Panasonic Finance Co., Ltd. | |
| Japan Machinery Leasing and Sales Co., Ltd. | |
| Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd. | |
| FA Leasing Ltd. Co., Ltd. | |
| Sumishin Life Card Company, Limited | |
| Enex Asset Management Co., Ltd. | |
| Zijin Trust Co., Ltd | |
| Nanjing Zijin Financial Leasing Co., Ltd. | |
| Marubeni SumiT Rail Transport Inc. | |
| Midwest Rail Corporation | |
| Sumitomo Mitsui Trust Bank(Thai) Public Company Limited | |
| Sumitomo Mitsui Trust Investment Co., Ltd. | |
| Sumitomo Mitsui Trust(Hong Kong) Limited | |
| Tokyo Securities Transfer Agent Co.,Ltd. | |
| Japan Securities Agents, Ltd. | |
| Sumitomo Mitsui Trust TA Solution, Ltd. | |
| Japan Stockholders Data Service Company, Limited | |
| Sumitomo Mitsui Trust Research Institute Co., Ltd. | |
| Sumitomo Mitsui Trust Realty Co., Ltd. | |
| Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd. | |
| Top REIT Asset Management Co., Ltd. | |
| Mitsui & Co., Logistics Partners Ltd. | |
| Sumitomo Mitsui Trust Asset Management Co., Ltd. | |
| Nikko Asset Management Co., Ltd. | |
| Nikko Asset Management Americas, Inc. | |
$\sim 10^{11}$ km s $^{-1}$
$\sim 400$
$\label{eq:2.1} \frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\frac{1}{\sqrt{2}}\right)^{2} \left(\$
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
$\label{eq:2.1} \mathcal{L}(\mathcal{L}^{\text{max}}{\mathcal{L}}(\mathcal{L}^{\text{max}}{\mathcal{L}})) \leq \mathcal{L}(\mathcal{L}^{\text{max}}{\mathcal{L}}(\mathcal{L}^{\text{max}}{\mathcal{L}}))$
$\sim$
$\sim 10^{-1}$
| Nikko Asset Management Asia Limited |
|---|
| Nikko Asset Management Australia Limited |
| Nikko Asset Management Europe Ltd |
| Nikko AM Limited |
| Nikko Asset Management International Limited |
| Asian Islamic Investment Management Sdn. Bhd. |
| Nikko Asset Management New Zealand Limited |
| SIM Funds Management Limited |
| Nikko AM Americas Holding Co., Inc. |
| Nikko AM Global Holdings Limited |
| Nikko Asset Management Hong Kong Limited |
| Ambit Mauritius Investment Managers Private Limited |
| Nikko AM Global Cayman Limited |
| Nikko AM (Cayman) Ltd |
| Nikko Asset Management Luxembourg S.A. |
| Nikko AM Equities Australia Pty Limited |
| Affin Hwang Asset Management Berhad |
| Rongtong Fund Management Co., Ltd. |
| Ambit Investment Advisors Private Limited |
| Shen Zhen Rongtong Capital Management Co., Ltd. |
| Rongtong Global Investment Limited |
| Affin Capital Services Berhad |
| Nikko AM Japan Property Fund I Pte. Ltd. |
| Sky Ocean Asset Management Co, Ltd. |
| JP Asset Management Co., Ltd. |
| Sumitomo Mitsul Trust International Limited |
| NS Holdings LLP |
| NS Asset Management LLP |
| $\blacksquare$ Japan Trustee Services Bank, Ltd. |
| Sumitomo Mitsul Trust Bank (Luxembourg)S.A. |
| Sumitomo Mitsui Trust Bank (U.S.A.) Limited |
| Sumitomo Mitsui Trust (Ireland) Limited |
| ò. SMT Fund Services (Ireland) Limited |
| SMT Trustees (Ireland) Limited |
| G.A.S. (Cayman) Limited |
| Sumitomo Mitsui Trust (UK) Limited |
| Japan Pension Operation Service, Ltd. |
| OIF(PANAMA) S.A. |
| STL AIRCRAFT S.A. |
| Maritime International Oceanus S.A. |
| Lucid Rainbow S.A. |
| SILVER SAIL (PANAMA) S.A. |
| SLOC(PANAMA) S.A. |
$\mathcal{L}^{\text{max}}_{\text{max}}$