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ILUKA RESOURCES LIMITED Major Shareholding Notification 2016

Jun 13, 2016

65116_rns_2016-06-13_b61d0f06-0357-45fb-82bb-f2ebeb8c7d9b.pdf

Major Shareholding Notification

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Form 603
Corporations Act 2001
Section 671B

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Notice of initial substantial holder

To Company Name/Scheme Iluka Resources Limited (ASX code: ILU)
ACN/ARSN 008 675 018
1. Details of substantial holder (1)
Name Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure C
ACN/ARSN (if applicable)
The holder became a substantial holder on 9 Jun 2016
2. Details of voting power relevant interest in on the date the substantial holder became a substantial holder are as follows: The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a
Class of securities Number of securities Person's votes Voting power
Ordinary Shares 21,130,872 21,130,872 5.05%
substantial holder are as follows: Holder of relevant interest Nature of relevant interest The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a Class and number of securities
Nikko AM Limited (NAML) Under section 608(1) and 608(3) of the Corporations
Act in its capacity as fund manager.
21,117,028 fully paid ordinary shares
Nikko Asset Management Co., Ltd. (NAM) capacity as fund manager. Under section 608(1) and 608(3) of the Corporations
Act by virtue of direct control of NAML and in its
13,844 fully paid ordinary shares
Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
linterest
securities Registered holder of
Person entitled to be
registered as holder
Class and number
of securities
Each person named in section 3 above As set out in Annexure A
5. Consideration
became a substantial holder is as follows:
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
Holder of relevant Date of acquisition . Class and number
interest Consideration lof securities
As set out in Annexure B _____

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6. Associates

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The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Nikko AM Limited (NAML)
ABN: 99 003 376 252
Ultimately a subsidiary of SMTH
Nikko Asset Management Co., Ltd. (NAM) Ultimate parent company of NAML and subsidiary of SMTH.
SMTH's subsidiaries as set out in Annexure C Each subsidiary is a related body corporate of SMTH.

7. Addresses

The addresses of persons named in this form are as follows:
Name Address
NAML Level 31, 420 George Street, Sydney NSW 2000
INAM Midtown Tower 9-7-1 Akasaka, Minato-ku Tokyo 107-6242 Japan
ISMTH 14-4-1 Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan

Signature

print name Kiwafumi Shimizu, capacity Senior Manager, Risk
Management Dept. Sumitomo
Mitsul Trust Holdings, Inc.
sign here ) himi z iv
Klma
date 14/06/2016

Annexure A - Details of present registered holders

This is Annexure A of 1 page referred to in the Form 603 Notice of initial substantial holder

Signed by me and dated 14/06/2016

rimizu vani $-$ ነµ^

Kiwafumi Shimizu,

Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.

Details of present registered holders

Holder of relevant interest and the Registered holder of securities Registration details and the state and Person's
$\sim$ votes
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
103,534
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
107,095
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
114,450
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
131,260
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
.159,351
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
170,762
Nikko AM Limited National Australia Bank Limited
(NAB Custodian Services)

National Australia Bank Limited (NAB
Custodian Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
184,321
Nikko AM Limited Citicorp Nominees Pty Limited
Citicorp Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
236,211
Nikko AM Limited National Australia Bank Limited
(NAB Custodian Services)

National Australia Bank Limited (NAB
Custodían Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
269,835
Nikko AM Limited National Australia Bank Limited
(NAB Custodian Services)

National Australia Bank Limited (NAB
Custodian Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
272,049
Nikko AM Limited JP Morgan Nominees Australia Ltd
JP Morgan Nominees Australia Ltd
Level 26, Grosvenor Place,
255 George Street
Sydney NSW 2000
404.951
Nikko AM Limited National Australia Bank Limited
(NAB Custodian Services)

National Australia Bank Limited (NAB
Custodian Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
419,882
Nikko AM Limited Citicorp Nominees Pty Limited
Citicorp Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
422.522
Nikko AM Limited National Australia Bank Limited 867,415

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Holder of relevant interest Registered holder of securities Registration details Person's *
votes
(NAB Custodian Services) National Australia Bank Limited (NAB
Custodian Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
1,368,239
Nikko AM Limited JP Morgan Nominees Australia Ltd
JP Morgan Nominees Australia Ltd
Level 26, Grosvenor Place.
255 George Street
Sydney NSW 2000
1,522,917
Nikko AM Limited National Australia Bank Limited
(NAB Custodian Services)

National Australia Bank Limited (NAB
Custodian Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
2,019,300
Nikko AM Limited National Australia Bank Limited
(NAB Custodian Services)

National Australia Bank Limited (NAB
Custodian Services)
Level 23, 255 George St, Sydney NSW
2000 Australia
2,659,211
Nikko AM Limited Citicorp Nominees Pty Limited
Citicorp Nominees Pty Limited
Level 25
2 Park Street
SYDNEY NSW 2000
4,254,017
Nikko AM Limited BNP Paribas Security Services Pty
Ltd

BNP Paribas Security Services Pty Ltd
60 Castlereagh Street
Sydney NSW 2000
5,429,706
Nikko Asset Management Co., Ltd. Mizuho Trust & Banking Co., Ltd. 1-2-1 Yaesu, Chuo-ku, Tokvo 13,844
TOTAL UNITS 21.130,872

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Annexure B - Consideration

This is Annexure B of 1 page referred to in the Form 603 Notice of initial substantial holder Signed by me and dated 14/06/2016.

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Kiwafumi Shimizu,

Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.

Nikko AM Limited
\$56,659,983.69
10 February
Fully Paid Ordinary
9.182.592
$2016 - 9$ June
2016
Holder of relevant interest Date of Consideration Cass Class Number of securities acquisition

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Annexure $C-Sumitomo$ subsidiaries
This is Annexure C of 2 pages referred to in the Form 603 Notice of initial substantial holder

Signed by me and dated 14/06/2016

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Kiwafumi Shimizu,

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Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.

Sumitomo Mitsui Trust Holdings Inc. Subsidiaries:
Sumitomo Mitsui Trust Bank, Limited
SBI Sumishin Net Bank, Ltd.
SBI Sumishin Net Bank Card Co., Ltd.
Sumitomo Mitsui Trust General Service Co., Ltd.
Sumitomo Mitsui Trust Career Partners Co., Ltd.
HR One Corporation
Aon Hewitt HR One
HR One Shanghai Co., Ltd.
Sumitomo Mitsui Trust Business Service Co., Ltd.
Sumitomo Mitsui Trust Systems & Services Co., Ltd.
Sumitomo Mitsul Trust Guarantee Co., Ltd.
Sumishin Guaranty Company Limited
Sumitomo Mitsui Trust Wealth Partners Co., Ltd.
Sumitomo Mitsui Trust Card Co., Ltd.
Sumitomo Mitsui Trust Loan & Finance Co., Ltd.
Sumitomo Mitsul Trust Panasonic Finance Co., Ltd.
Japan Machinery Leasing and Sales Co., Ltd.
Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd.
Sumishin Life Card Company, Limited
Sumitomo Mitsui Trust Investment Co., Ltd.
Sumitomo Mitsui Trust(Hong Kong) Limited
Zijin Trust Co., Ltd
Sumitomo Mitsul Trust Bank(Thai) Public Company Limited
Tokyo Securities Transfer Agent Co.,Ltd.
Japan Securities Agents, Ltd.
Sumitomo Mitsui Trust TA Solution, Ltd.
Japan Stockholders Data Service Company, Limited
Sumitomo Mitsui Trust Research Institute Co., Ltd.
Sumitomo Mitsui Trust Realty Co., Ltd.
Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd.
Top REIT Asset Management Co., Ltd.
Mitsul & Co., Logistics Partners Ltd.
Sumitomo Mitsui Trust Asset Management Co., Ltd.
Nikko Asset Management Co., Ltd.
Nikko Asset Management Americas, Inc.
Nikko Asset Management Asia Limited
Nikko Asset Management Australia Limited
Nikko Asset Management Europe Ltd
Nikko AM Limited
Nikko Asset Management International Limited
Asian Islamic Investment Management Sdn. Bhd.
Nikko Asset Management New Zealand Limited
SIM Funds Management Limited
Nikko AM Americas Holding Co., Inc.
Nikko AM Global Holdings Limited
Nikko Asset Management Hong Kong Limited

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Ambit Mauritius Investment Managers Private Limited
Nikko AM Global Cayman Limited
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Nikko AM (Cayman) Ltd
Nikko Asset Management Luxembourg S.A.
Nikko AM Equities Australia Pty Limited
Singapore Consortium Investment Management Limited
Affin Hwang Asset Management Berhad
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Rongtong Fund Management Co., Ltd.
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Ambit Investment Advisors Private Limited
Shen Zhen Rongtong Capital Management Co., Ltd.
Treasury Asia Asset Management Limited
TAAM (Singapore) Pte.Ltd.
Rongtong Global Investment Limited
Affin Capital Services Berhad
Nikko AM Japan Property Fund I Pte. Ltd.
Nikko AM Japan Property I-I Pte. Ltd.
Nikko AM Japan Property I-II Pte. Ltd.
Nikko AM Japan Property 1-2 SPC
Sky Ocean Asset Management Co, Ltd.
SNJ Preparatory Company Limited
Sumitomo Mitsui Trust International Limited
NS Holdings LLP
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NS Asset Management LLP
NSS Serv Limited
NewSmith US LP
NewSmith US GP LLC
Japan Trustee Services Bank, Ltd.
Sumitomo Mitsui Trust Bank (Luxembourg)S.A.
Sumitomo Mitsui Trust Bank (U.S.A.) Limited
Sumitomo Mitsui Trust (Ireland) Limited
SMT Fund Services (Ireland) Limited
SMT Trustees (Ireland) Limited
G.A.S. (Cayman) Limited
$\cdot$
Sumitomo Mitsui Trust (UK) Limited
SMT Fund Services (UK) Limited
Japan Pension Operation Service, Ltd.
OIF(PANAMA) S.A.
STL AIRCRAFT S.A.
Maritime International Oceanus S.A.
Lucid Rainbow S.A.
SILVER SAIL (PANAMA) S.A.
SLOC(PANAMA) S.A.

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14-06-16;04:52PM;NIKKO AM AUSTRALIA 10280726304 8/ 8