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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2016
Jun 13, 2016
65116_rns_2016-06-13_b61d0f06-0357-45fb-82bb-f2ebeb8c7d9b.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
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Notice of initial substantial holder
| To Company Name/Scheme | Iluka Resources Limited (ASX code: ILU) | ||||||
|---|---|---|---|---|---|---|---|
| ACN/ARSN | 008 675 018 | ||||||
| 1. Details of substantial holder (1) | |||||||
| Name | Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure C | ||||||
| ACN/ARSN (if applicable) | nа | ||||||
| The holder became a substantial holder on 9 Jun 2016 | |||||||
| 2. Details of voting power | relevant interest in on the date the substantial holder became a substantial holder are as follows: | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a | |||||
| Class of securities | Number of securities | Person's votes | Voting power | ||||
| Ordinary Shares | 21,130,872 | 21,130,872 | 5.05% | ||||
| substantial holder are as follows: | Holder of relevant interest | Nature of relevant interest | The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a | Class and number of securities | |||
| Nikko AM Limited (NAML) | Under section 608(1) and 608(3) of the Corporations Act in its capacity as fund manager. |
21,117,028 fully paid ordinary shares | |||||
| Nikko Asset Management Co., Ltd. (NAM) | capacity as fund manager. | Under section 608(1) and 608(3) of the Corporations Act by virtue of direct control of NAML and in its |
13,844 fully paid ordinary shares | ||||
| Details of present registered holders | The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | ||||||
| Holder of relevant linterest |
securities | Registered holder of Person entitled to be registered as holder |
Class and number of securities |
||||
| Each person named in section 3 above | As set out in Annexure A | ||||||
| 5. Consideration became a substantial holder is as follows: |
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder |
| Holder of relevant | Date of acquisition | . | Class and number |
|---|---|---|---|
| interest | Consideration | lof securities | |
| As set out in Annexure B | _____ |
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6. Associates
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| The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: | |||||
|---|---|---|---|---|---|
| Name and ACN/ARSN (if applicable) | Nature of association | ||||
| Nikko AM Limited (NAML) ABN: 99 003 376 252 |
Ultimately a subsidiary of SMTH | ||||
| Nikko Asset Management Co., Ltd. (NAM) | Ultimate parent company of NAML and subsidiary of SMTH. | ||||
| SMTH's subsidiaries as set out in Annexure C | Each subsidiary is a related body corporate of SMTH. |
7. Addresses
| The addresses of persons named in this form are as follows: | ||
|---|---|---|
| Name | Address | |
| NAML | Level 31, 420 George Street, Sydney NSW 2000 | |
| INAM | Midtown Tower 9-7-1 Akasaka, Minato-ku Tokyo 107-6242 Japan | |
| ISMTH | 14-4-1 Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan |
Signature
| print name | Kiwafumi Shimizu, | capacity | Senior Manager, Risk Management Dept. Sumitomo Mitsul Trust Holdings, Inc. |
|---|---|---|---|
| sign here | ) himi z iv Klma |
date | 14/06/2016 |
Annexure A - Details of present registered holders
This is Annexure A of 1 page referred to in the Form 603 Notice of initial substantial holder
Signed by me and dated 14/06/2016
rimizu vani $-$ ነµ^
Kiwafumi Shimizu,
Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
Details of present registered holders
| Holder of relevant interest and the | Registered holder of securities | Registration details and the state and | Person's $\sim$ votes |
|---|---|---|---|
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
103,534 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
107,095 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
114,450 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
131,260 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
.159,351 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
170,762 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
184,321 |
| Nikko AM Limited | Citicorp Nominees Pty Limited | Citicorp Nominees Pty Limited Level 25 2 Park Street SYDNEY NSW 2000 |
236,211 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodían Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
269,835 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
272,049 |
| Nikko AM Limited | JP Morgan Nominees Australia Ltd | JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place, 255 George Street Sydney NSW 2000 |
404.951 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
419,882 |
| Nikko AM Limited | Citicorp Nominees Pty Limited | Citicorp Nominees Pty Limited Level 25 2 Park Street SYDNEY NSW 2000 |
422.522 |
| Nikko AM Limited | National Australia Bank Limited | 867,415 |
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| Holder of relevant interest | Registered holder of securities | Registration details | Person's * votes |
|---|---|---|---|
| (NAB Custodian Services) | National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
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| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
1,368,239 |
| Nikko AM Limited | JP Morgan Nominees Australia Ltd | JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place. 255 George Street Sydney NSW 2000 |
1,522,917 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
2,019,300 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
2,659,211 |
| Nikko AM Limited | Citicorp Nominees Pty Limited | Citicorp Nominees Pty Limited Level 25 2 Park Street SYDNEY NSW 2000 |
4,254,017 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
5,429,706 |
| Nikko Asset Management Co., Ltd. | Mizuho Trust & Banking Co., Ltd. | 1-2-1 Yaesu, Chuo-ku, Tokvo | 13,844 |
| TOTAL UNITS | 21.130,872 |
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Annexure B - Consideration
This is Annexure B of 1 page referred to in the Form 603 Notice of initial substantial holder Signed by me and dated 14/06/2016.
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Kiwafumi Shimizu,
Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
| Nikko AM Limited \$56,659,983.69 10 February Fully Paid Ordinary 9.182.592 $2016 - 9$ June 2016 |
Holder of relevant interest Date of Consideration Cass Class Number of securities | acquisition | ||
|---|---|---|---|---|
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Annexure $C-Sumitomo$ subsidiaries
This is Annexure C of 2 pages referred to in the Form 603 Notice of initial substantial holder
Signed by me and dated 14/06/2016
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Kiwafumi Shimizu,
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Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
| Sumitomo Mitsui Trust Holdings Inc. Subsidiaries: | |
|---|---|
| Sumitomo Mitsui Trust Bank, Limited | |
| SBI Sumishin Net Bank, Ltd. | |
| SBI Sumishin Net Bank Card Co., Ltd. | |
| Sumitomo Mitsui Trust General Service Co., Ltd. | |
| Sumitomo Mitsui Trust Career Partners Co., Ltd. | |
| HR One Corporation | |
| Aon Hewitt HR One | |
| HR One Shanghai Co., Ltd. | |
| Sumitomo Mitsui Trust Business Service Co., Ltd. | |
| Sumitomo Mitsui Trust Systems & Services Co., Ltd. | |
| Sumitomo Mitsul Trust Guarantee Co., Ltd. | |
| Sumishin Guaranty Company Limited | |
| Sumitomo Mitsui Trust Wealth Partners Co., Ltd. | |
| Sumitomo Mitsui Trust Card Co., Ltd. | |
| Sumitomo Mitsui Trust Loan & Finance Co., Ltd. | |
| Sumitomo Mitsul Trust Panasonic Finance Co., Ltd. | |
| Japan Machinery Leasing and Sales Co., Ltd. | |
| Sumitomo Mitsui Trust Leasing (SINGAPORE) Pte.Ltd. Sumishin Life Card Company, Limited |
|
| Sumitomo Mitsui Trust Investment Co., Ltd. | |
| Sumitomo Mitsui Trust(Hong Kong) Limited | |
| Zijin Trust Co., Ltd | |
| Sumitomo Mitsul Trust Bank(Thai) Public Company Limited | |
| Tokyo Securities Transfer Agent Co.,Ltd. | |
| Japan Securities Agents, Ltd. | |
| Sumitomo Mitsui Trust TA Solution, Ltd. | |
| Japan Stockholders Data Service Company, Limited | |
| Sumitomo Mitsui Trust Research Institute Co., Ltd. | |
| Sumitomo Mitsui Trust Realty Co., Ltd. | |
| Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd. | |
| Top REIT Asset Management Co., Ltd. Mitsul & Co., Logistics Partners Ltd. |
|
| Sumitomo Mitsui Trust Asset Management Co., Ltd. | |
| Nikko Asset Management Co., Ltd. | |
| Nikko Asset Management Americas, Inc. | |
| Nikko Asset Management Asia Limited | |
| Nikko Asset Management Australia Limited | |
| Nikko Asset Management Europe Ltd | |
| Nikko AM Limited | |
| Nikko Asset Management International Limited | |
| Asian Islamic Investment Management Sdn. Bhd. | |
| Nikko Asset Management New Zealand Limited | |
| SIM Funds Management Limited | |
| Nikko AM Americas Holding Co., Inc. | |
| Nikko AM Global Holdings Limited | |
| Nikko Asset Management Hong Kong Limited |
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| Ambit Mauritius Investment Managers Private Limited |
|---|
| Nikko AM Global Cayman Limited $\lambda$ |
| Nikko AM (Cayman) Ltd |
| Nikko Asset Management Luxembourg S.A. |
| Nikko AM Equities Australia Pty Limited |
| Singapore Consortium Investment Management Limited |
| Affin Hwang Asset Management Berhad $\mathbf{r}$ |
| Rongtong Fund Management Co., Ltd. |
| $\bullet$ Ambit Investment Advisors Private Limited |
| Shen Zhen Rongtong Capital Management Co., Ltd. |
| Treasury Asia Asset Management Limited |
| TAAM (Singapore) Pte.Ltd. |
| Rongtong Global Investment Limited |
| Affin Capital Services Berhad |
| Nikko AM Japan Property Fund I Pte. Ltd. |
| Nikko AM Japan Property I-I Pte. Ltd. |
| Nikko AM Japan Property I-II Pte. Ltd. |
| Nikko AM Japan Property 1-2 SPC |
| Sky Ocean Asset Management Co, Ltd. |
| SNJ Preparatory Company Limited |
| Sumitomo Mitsui Trust International Limited |
| NS Holdings LLP $\epsilon$ |
| NS Asset Management LLP |
| NSS Serv Limited |
| NewSmith US LP |
| NewSmith US GP LLC |
| Japan Trustee Services Bank, Ltd. |
| Sumitomo Mitsui Trust Bank (Luxembourg)S.A. |
| Sumitomo Mitsui Trust Bank (U.S.A.) Limited |
| Sumitomo Mitsui Trust (Ireland) Limited |
| SMT Fund Services (Ireland) Limited |
| SMT Trustees (Ireland) Limited |
| G.A.S. (Cayman) Limited |
| $\cdot$ Sumitomo Mitsui Trust (UK) Limited |
| SMT Fund Services (UK) Limited |
| Japan Pension Operation Service, Ltd. |
| OIF(PANAMA) S.A. |
| STL AIRCRAFT S.A. |
| Maritime International Oceanus S.A. |
| Lucid Rainbow S.A. |
| SILVER SAIL (PANAMA) S.A. |
| SLOC(PANAMA) S.A. |
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