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ILUKA RESOURCES LIMITED Major Shareholding Notification 2016
65116_rns_2016-08-11_da890f4f-76c7-4c96-8024-259f54f237b8.pdf
Major Shareholding Notification
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Level 25, 1 O'Connell Street
Sydney NSW 2000 Australia
GPO Box 3909 Sydney NSW 2001 DX 69 Sydney
T +61 2 8248 5800
F +61 2 8248 5899
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Our ref DRZ:HHJ:3624165
12 August 2016
The Company Secretary Iluka Resources Limited By facsimile: +61 8 9360 4777
Companies Announcements Office Australian Securities Exchange By facsimile: 1300 135 638
Dear Sir/Madam
ASIC Form 604: Notice of change of Interests of substantial holder Iluka Resources Limited (ASX:ILU)
Please find enclosed an ASIC Form 604 for lodgement by SailingStone Capital Partners LLC.
Yours faithfully THOMSON GEER
7ء David Zwi Partner
+61 2 8248 3414 т M 0419 284 143 E [email protected]
encl
$2/$ 4
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Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | lluka Resources Limited |
|---|---|
| ACN/ARSN | 008 675 018 |
| 1. Details of substantial holder (1) Name |
SailingStone Capital Partners LLC |
| ACN/ARSN (if applicable) | N/A |
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
10/08/2016 25/02/2016 25/02/2016 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Pravious notice . |
Present notice ______ |
||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary shares | 137.979.189 | 9.07% . |
32.910.017 | .86% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 10/8/2016 | SallingStone Capital Partners LLC (SallingStone) |
Sale of Shares |
513,513,912.45 | 1,962,235 ordinary shares |
1,962,235 ordinary shares |
| 9/08/2016 | SailingStone | Sale of Shares |
\$4,584,325.58 | 664,301 ordinary shares | 664,301 ordinary shares |
| 8/08/2016 | SailingStone | Sale of Shares |
\$2,949,625.12 | 425,000 ordinary shares | 425,000 ordinary shares |
| 2/08/2016 | SailingStone | Sale of Shares |
\$3,336,825,57 | 479,716 ordinary shares | 479,716 ordinary shares |
| 1/08/2016 | SailingStone | Sale of Shares |
\$839,655,55 | 116,989 ordinary shares | 116,989 ordinary shares |
| 29/07/2016 | SallingStone | Sale of Shares |
\$2,195,503.09 | 315,000 ordinary shares | 315,000 ordinary shares |
| 28/07/2016 | SailingStone | Sale of Shares |
\$121.252.69 | 17,310 ordinary shares | 17,310 ordinary shares |
| 27/07/2016 | SallingStone | Sale of Shares |
5688,563.36 | 100,870 ordinary shares | 100,870 ordinary shares |
| 26/07/2016 | SailingStone | Sale of Shares |
\$433,373,18 | 64,359 ordinary shares | 64,359 ordinary shares |
| 19/07/2016 | SailingStone | Sale of Shares |
\$925,822.45 | 131,570 ordinary shares | 131,570 ordinary shares |
| 14/07/2016 | SailingStone | Sale of Shares |
\$189,199.03 | 26,072 ordinary shares | 26,072 ordinary shares |
| 20/06/2016 | SailingStone | Sale of Shares |
\$1,567,815.64 | 233,330 ordinary shares | 233,330 ordinary shares |
| 16/06/2016 | SallingStone | Sale of Shares |
\$1,059,670,22 | 157,490 ordinary shares | 157,490 ordinary shares |
| 14/06/2016 | SallingStone | Acquisition of further shares |
\$3,012,243.26 | 448.166 ordinary shares | 448,166 ordinary shares |
| 7/06/2016 | SailingStone | Sale of Shares |
\$695,186,06 | 108,120 ordinary shares | 108,120 ordinary shares |
| 1/06/2016 | SailingStone | Acquisition of further |
\$2,082,446.30 | 323,530 ordinary shares | 323,530 ordinary shares |
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| 604 | page 2/2 15 July 2001 |
||||
|---|---|---|---|---|---|
| shares | |||||
| 23/05/2016 | SallingStone | Sale of Shares |
\$361,217.31 | 60,040 ordinary shares | 60,040 ordinary shares |
| 2/05/2016 | SallingStone | Acquisition of funner shares |
\$165,130.91 | 25,786 ordinary shares | 25,786 ordinary shares |
| 29/04/2016 | SallingStone | Sale of Shares |
52,779,264.37 | 434,960 ordinary shares | 434,960 ordinary shares |
| 22/04/2016 | SailingStone | Sale of Shares |
\$2,447,566.45 | 390.817 ordinary shares | 390,817 ordinary shares |
| 21/04/2016 | SailingStone | Sale of Shares |
\$292,680.69 | 46,360 ordinary shares | 46,360 ordinary shares |
| 15/04/2016 | SailingStone | Acquisition of further shares |
\$965,139.34 | 165,700 ordinary shares | 165,700 ordinary shares |
| 1/04/2016 | SailingStone | Acquisition of further snares |
\$965,048.01 | 145,720 ordinary shares | 145,720 ordinary shares |
| 29/03/2016 | SailingStone C | Sale of Shares |
\$250,240.79 | 37,932 ordinary shares | 37,932 ordinary shares |
| 21/03/2016 | SallingStone | Acquisition of further shares |
\$631,365.37 | 85,070 ordinary shares | 85,070 ordinary shares |
| 18/03/2016 | SailingStone | Sale of Shares |
\$1,285,211.98 | 173,910 ordinary shares | 173.910 ordinary shares |
| 14/03/2016 | SailingStone | Acquisition of further shares |
\$1,409,582.55 | 184,500 ordinary shares | 184,500 ordinary shares |
| 11/03/2016 | SailingStone | Acquisition of further shares |
\$1,216,983.89 | 161 120 ordinary shares | 161,120 ordinary shares |
| 10/03/2016 | SailingStone | Acquisition of further shares |
\$2,960,921.15 | 392,100 ordinary shares | 392,100 ordinary shares |
| 9/03/2016 | SailingStone | Acquisition of further shares |
\$1,299,765.50 | 177,590 ordinary shares | 177,590 ordinary shares |
| 7/03/2016 | SallingStone | Sale of Shares |
\$2,678,021.55 | 339,540 ordinary shares | 339,540 ordinary shares |
| 26/02/2016 | SallingStone | Sale of Shares |
\$4,046,149.05 | 623,771 ordinary shares | 623,771 ordinary shares |
| 24/02/2016 | SallingStone | Sale of Shares |
\$2,276,938.02 | 346,175 ordinary shares | 346,175 ordinary shares |
| 22/02/2016 | SailingStone | Acquisition of further shares |
\$639,943.07 | 97,202 ordinary shares | 97,202 ordinary shares |
| 22/02/2016 | SailingStone | Sale of Shares |
\$324,148.16 | 48,707 ordinary shares | 48.707 ordinary shares |
| 19/02/2016 | SailingStone | Acquisition of further shares |
\$192,943.59 | 28,918 ordinary shares | 28,918 ordinary shares |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
|---|---|---|---|---|---|
| relevant | holder of | to be realstered | relevant | number of | |
| interest | securities | as holder (8) | interest (6) | securities | |
| ISallingStone | IBMO Harris Bank: IBNY Mellon; Credit Suisse: JP Morgan: Northern Trust: RBC: State Street: UBS |
SallingStone holds lits relevant interest lin its capacity as linvestment manager for a Irange of client loonfolios. |
SailingStone holds its relevant interest by having the power to exercise. control the exercise of or disposal of the securities to which the relevant linterest relations in the ordinary course of Investment management ibusiness. |
32,910,017 ordinary 7,86% Ishares |
5. Changes In association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ΠACN/ARSN Name and applicable) ____ $\overline{\phantom{a}}$ |
Nature of association -- - |
|---|---|
| ---- | |
| ᅮ |
604
$4/$ $\overline{4}$
- Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| SailingStone Capital Partners LLC | One California Street, 30th Floor, San Francisco, CA 94111 USA . |
Signature
| print name | Kathivne Kiale | capacity | Chief Compliance Officer |
|---|---|---|---|
| sign here | Kathline Lare | dato | 12/08/2016 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. - $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,
- $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown".
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$