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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2016
Sep 29, 2016
65116_rns_2016-09-29_7f251c6b-5f98-471d-bbc4-a43d770e01c6.pdf
Major Shareholding Notification
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i.
Form 604
Corporations Act 2001 Section 671B
Notice of Change of Interests of Substantial Holder
| To Company Name/Scheme: | Iluka Resources Limited (ASX code: ILU AU) |
|---|---|
| ACN/ARSN: | 008 675 018 |
1. Details of Substantial Holder
| Name: ACN/ARSN (if applicable) |
Sumitomo Mitsui Trust Holdings, Inc. (SMTH) and its Subsidiaries as listed in Annexure 3 n/a |
|
|---|---|---|
| There was a change in the Interests of the Substantial Holder on: |
27 September 2016 | |
| The previous notice was given to the company on: | 27 June 2016 | |
| The previous notice was dated: | 22 June 2016 |
2. Previous & Present Voting Power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that
the substantial holder or an associate had a relevant interest in when last required, and when now required, a substantial holding notice to the company or scheme, are as follows:
| Class of Securities | Previous Notice | Present Notice | ||
|---|---|---|---|---|
| Person's Votes Voting Power | Person's Votes | Voting Power | ||
| Fully Paid Ordinarv |
26,056,475 | $6.22\%$ | 30,326,071 | 7.24% |
3. Changes in Relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an
associate in voting securities of the company or scheme, since the substantial holder was last required to give
| Date of Change |
Person whose Relevant Interest Changed |
Nature of Change |
Consideration Given in Relation to Change |
Class & Number of Securities Affected |
Person's Votes Affected |
|---|---|---|---|---|---|
| Refer Annexure 1 |
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of Relevant Interest |
Registered Holder of Securities |
Persons Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities. |
Persons Votes |
|---|---|---|---|---|---|
| Refer Annexure 2 |
$\mathbf{r}$
5. Changes in Association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their
association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name & ACN/ARSN (if applicable) -------- __ |
Nature of Association |
|---|---|
| n/a ____ ------- ------ |
---------- . ---- |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Nikko AM Limited(NAML) | Level 31, 420 George Street, Sydney NSW |
| 2000 | |
| Nikko Asset | Midtown Tower 9-7-1 Akasaka, Minato-ku |
| Management Co., Ltd(NAM) | Tokyo 107-6242 Japan |
| SMTH subsidiaries | As set out in Annexure 3. |
Signature
| Print Name: | Kiwafumi Shimizu |
|---|---|
| ٠ | |
| Signed: | inatunni Shinnagen |
Capacity: Senior Manager, Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
Date:
30/09/2016
ANNEXURE 1
$\sim$ $\sim$
Part 3 - Changes in Relevant Interests
This is Annexure 1 of 1 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder
Signed by me and dated 30 Sep 2016
$2 - c$ v sui
Kiwafumi Shimizu Senior Manager, Risk Management Dept.Sumitomo Mitsui Trust Holdings, Inc.
| Date Range of Change | Person whose Relevant Interest Changed |
Nature of Change | Consideration Given in Relation to Change |
Class & Number of Securities Affected |
Person's Votes Affected |
|---|---|---|---|---|---|
| 23 June 2016 Τo 27 September 2016 |
Nikko AM Limited | Purchase of Shares | \$34,841,349.13 | Fully Paid Ordinary & 5 344,638 |
5,344,638 |
| 23 June 2016 То 27 September 2016 |
Nikko AM Limited | Sale of Shares | \$7,586,525.00 | Fully Paid Ordinary & 1.077.175 |
1,077,175 |
| 23 June 2016 Τo 27 September 2016 |
Nikko Asset Management Co., Ltd |
Purchase of Shares | \$136,395.97 | Fully Paid Ordinary & 19,983 |
19,983 |
| 23 June 2016 То 27 September 2016 |
Nikko Asset Management Co., Ltd |
Sale of Shares | \$123,757.00 | Fully Paid Ordinary & 17,850 |
17,850 |
$_{\circ}^{\circ}$ $\frac{8}{6}$ $\frac{1}{10}$ $\circ$ 4
$\circ$
ANNEXURE 2
Part 4 - Present Relevant Interest
This is Annexure 2 of 3 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder
Signed by me and dated 30 Sep 2016
Finate ni $\zeta$ i miter
Kiwafumi Shimizu Senior Manager , Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 158,088 |
158,088 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 165,130 |
165,130 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 175,090 |
175,090 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 159.854 |
159,854 |
| Nikko AM Limited | BNP Paribas Security | Investment Manager | Fully Paid Ordinary & | 161,994 |
$\mathbf{b}$
$\circ$
| Interest Securities Registered as Holder Interest Securities Votes Services Pty Ltd BNP Paribas Security 161,994 Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 Nikko AM Limited BNP Paribas Security Investment Manager Fully Paid Ordinary & 254,053 Services Pty Ltd BNP Paribas Security 254,053 Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 Nikko AM Limited BNP Paribas Security Investment Manager Fully Paid Ordinary & 181,121 BNP Paribas Security Services Pty Ltd 181,121 Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 Nikko AM Limited National Australia Bank Investment Manager Fully Paid Ordinary & 362,753 National Australia Bank Limited (NAB Custodian 362,753 Limited (NAB Custodian Services) Services) Level 23, 255 George St, Sydney NSW 2000 Australia Nikko AM Limited Citicorp Nominees Pty Investment Manager Fully Paid Ordinary & 291,737 Limited Citicorp Nominees Pty 291,737 Limited Level 25 2 Park Street SYDNEY NSW 2000 National Australia Bank Nikko AM Limited Investment Manager Fully Paid Ordinary & 263,105 Limited (NAB Custodian National Australia Bank 263,105 Services) Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Holder of Relevant | Registered Holder of | Person Entitled to be | Nature of Relevant | Class & Number of | Person's |
|---|---|---|---|---|---|---|
$\sim 10^{11}$ km s $^{-1}$
$\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L$
$\sim$
$\sim$ $\sim$
$\mathcal{L}^{\text{max}}_{\text{max}}$
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Nikko AM Limited | JP Morgan Nominees Australia Ltd |
JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place. 255 George Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 567,305 |
567,305 |
| Nikko AM Limited | Citicorp Nominees Pty Limited |
Citicorp Nominees Pty Limited Level 25 2 Park Street SYDNEY NSW 2000 |
Investment Manager | Fully Paid Ordinary & 567,436 |
567,436 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 562,231 |
562,231 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 625,362 |
625,362 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 1,148,636 |
1,148,636 |
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security |
Investment Manager | Fully Paid Ordinary & 1,639,739 |
1,639,739 |
$\mathcal{L}(\mathcal{L}(\mathcal{L}))$ and $\mathcal{L}(\mathcal{L}(\mathcal{L}))$ . The set of $\mathcal{L}(\mathcal{L})$
$\cdot$
$\mathcal{L}^{\text{max}}_{\text{max}}$
$\mathcal{L}^{\text{max}}_{\text{max}}$
$\mathcal{L}^{\mathcal{L}}$ , $\mathcal{L}^{\mathcal{L}}$ , $\mathcal{L}^{\mathcal{L}}$
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
|||||
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 1,800,626 |
1,800,626 |
| Nikko AM Limited | JP Morgan Nominees Australia Ltd |
JP Morgan Nominees Australia Ltd Level 26, Grosvenor Place, 255 George Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 2,118,736 |
2,118,736 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 2,504,326 |
2,504,326 |
| Nikko AM Limited | National Australia Bank Limited (NAB Custodian Services) |
National Australia Bank Limited (NAB Custodian Services) · Level 23, 255 George St, Sydney NSW 2000 Australia |
Investment Manager | Fully Paid Ordinary & 3,524,048 |
3,524,048 |
| Nikko AM Limited | Citicorp Nominees Pty Limited |
Citicorp Nominees Pty Limited Level 25 2 Park Street |
Investment Manager | Fully Paid Ordinary & 5,619,550 |
5,619,550 |
$\mathcal{L}(\mathcal{A})$ and $\mathcal{L}(\mathcal{A})$
$\vec{O}$
$\mathcal{A}^{\mathcal{A}}$
| Holder of Relevant Interest |
Registered Holder of Securities |
Person Entitled to be Registered as Holder SYDNEY NSW 2000 |
Nature of Relevant Interest |
Class & Number of Securities |
Person's Votes |
|---|---|---|---|---|---|
| Nikko AM Limited | BNP Paribas Security Services Pty Ltd |
BNP Paribas Security Services Pty Ltd 60 Castlereagh Street Sydney NSW 2000 |
Investment Manager | Fully Paid Ordinary & 7,459,174 |
7,459,174 |
| Nikko Asset Management Co.,Ltd |
Mizuho Trust & Banking Co.,Ltd |
Trust of Fund1 | Investment Manager | Fully Paid Ordinary & 15.977 |
15,977 |
| TOTAL UNIT | 30,326,071 |
$\label{eq:2.1} \mathcal{L}{\mathcal{A}}(x,y) = \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}{\mathcal{A}}(x,y) + \mathcal{L}_{\$
$\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}})$ and $\mathcal{L}^{\mathcal{L}}(\mathcal{L}^{\mathcal{L}})$ . In the contract of the contract of $\mathcal{L}^{\mathcal{L}}$
$\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$
$\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{L}(\mathcal{$
$\mathcal{L}(\mathcal{L}(\mathcal{L}))$ and $\mathcal{L}(\mathcal{L}(\mathcal{L}))$ . The contribution of the contribution of $\mathcal{L}(\mathcal{L})$
$\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$
$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^3}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^2.$
$\label{eq:2.1} \frac{1}{2} \sum_{i=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{$
Annexure 3 Sumitomo subsidiaries
This is Annexure 3 of 2 pages referred to in the Form 604 Notice of Changes of Interests of a Substantial Holder
Signed by me and dated 30 Sep 2016
inations Shimizy
Kiwafumi Shimizu
Senior Manager , Risk Management Dept. Sumitomo Mitsui Trust Holdings, Inc.
Sumitomo Mitsui Trust Holdings Inc. Subsidiaries: Sumitomo Mitsui Trust Bank, Limited SBI Sumishin Net Bank, Ltd. SBI Sumishin Net Bank Card Co., Ltd. SBI Card Co., Ltd. Sumitomo Mitsui Trust General Service Co., Ltd. Sumitomo Mitsui Trust Career Partners Co., Ltd. HR One Corporation HR One Shanghai Co., Ltd. Sumitomo Mitsui Trust Business Service Co., Ltd. Sumitomo Mitsui Trust Systems & Services Co., Ltd. Sumitomo Mitsui Trust Guarantee Co., Ltd. Sumishin Guaranty Company Limited Sumitomo Mitsui Trust Wealth Partners Co., Ltd. Sumitomo Mitsui Trust Card Co., Ltd. Sumitomo Mitsui Trust Club Co., Ltd. Sumitomo Mitsui Trust Loan & Finance Co., Ltd. Sumitomo Mitsui Trust Panasonic Finance Co., Ltd. Japan Machinery Leasing and Sales Co., Ltd. Sumitomo Mitsul Trust Leasing (SINGAPORE) Pte.Ltd. FA Leasing Ltd. Co., Ltd. Sumishin Life Card Company, Limited Sumitomo Mitsui Trust Investment Co., Ltd. Sumitomo Mitsui Trust(Hong Kong) Limited Zijin Trust Co., Ltd Sumitomo Mitsui Trust Bank(Thai) Public Company Limited Tokyo Securities Transfer Agent Co., Ltd. Japan Securities Agents, Ltd. Sumitomo Mitsul Trust TA Solution, Ltd. Japan Stockholders Data Service Company, Limited Sumitomo Mitsui Trust Research Institute Co., Ltd. Sumitomo Mitsul Trust Realty Co., Ltd. Sumitomo Mitsui Trust Real Estate Investment Management Co., Ltd. Top REIT Asset Management Co., Ltd. Mitsul & Co., Logistics Partners Ltd. Sumitomo Mitsul Trust Asset Management Co., Ltd. Nikko Asset Management Co., Ltd. Nikko Asset Management Americas, Inc. Nikko Asset Management Asia Limited Nikko Asset Management Australia Limited Nikko Asset Management Europe Ltd Nikko AM Limited Nikko Asset Management International Limited Asian Islamic Investment Management Sdn. Bhd. Nikko Asset Management New Zealand Limited SIM Funds Management Limited
$\mathcal{L}^{\text{max}}{\text{max}}$ and $\mathcal{L}^{\text{max}}{\text{max}}$
| Nikko AM Global Holdings Limited |
|---|
| Nikko Asset Management Hong Kong Limited |
| Ambit Mauritius Investment Managers Private Limited |
| Nikko AM Global Cayman Limited |
| Nikko AM (Cayman) Ltd |
| Nikko Asset Management Luxembourg S.A. |
| Nikko AM Equities Australia Pty Limited |
| Affin Hwang Asset Management Berhad |
| Rongtong Fund Management Co., Ltd. |
| Ambit Investment Advisors Private Limited |
| Shen Zhen Rongtong Capital Management Co., Ltd. |
| Treasury Asia Asset Management Limited |
| Rongtong Global Investment Limited |
| Affin Capital Services Berhad |
| Nikko AM Japan Property Fund I Pte. Ltd. |
| Nikko AM Japan Property I-I Pte. Ltd. |
| Nikko AM Japan Property I-II Pte, Ltd. |
| Nikko AM Japan Property 1-2 SPC |
| Sky Ocean Asset Management Co, Ltd. |
| JP Asset Management Co., Ltd. |
| Sumitomo Mitsui Trust International Limited |
| NS Holdings LLP |
| NS Asset Management LLP |
| NewSmith US LP |
| NewSmith US GP LLC |
| Japan Trustee Services Bank, Ltd. |
| Sumitomo Mitsui Trust Bank (Luxembourg)S.A. |
| Sumitomo Mitsui Trust Bank (U.S.A.) Limited |
| Sumitomo Mitsui Trust (Ireland) Limited |
| SMT Fund Services (Ireland) Limited |
| SMT Trustees (Ireland) Limited |
| G.A.S. (Cayman) Limited |
| Sumitomo Mitsui Trust (UK) Limited |
| SMT Fund Services (UK) Limited |
| Japan Pension Operation Service, Ltd. OIF(PANAMA) S.A. |
| STL AIRCRAFT S.A. Maritime International Oceanus S.A. |
| Lucid Rainbow S.A. |
| SILVER SAIL (PANAMA) S.A. |
$\label{eq:2.1} \frac{1}{2} \sum_{i=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{1}{2} \sum_{j=1}^n \frac{$
$\mathcal{L}(\mathcal{L})$ and $\mathcal{L}(\mathcal{L})$ . The set of $\mathcal{L}(\mathcal{L})$
$\label{eq:2.1} \mathcal{L}{\text{max}} = \mathcal{L}{\text{max}} + \mathcal{L}{\text{max}} + \mathcal{L}{\text{max}}$