AI assistant
ILUKA RESOURCES LIMITED Major Shareholding Notification 2014
65116_rns_2014-04-22_5ede36f6-d7d5-4df2-a4be-77f09554d620.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
MFS Investment Management Service Center PO Box 55824 Boston, MA 02205-5824 617-954-5000
Facsimile Cover Sheet
Date: Tuesday, April 22, 2014 11:48:18 AM
To: Australian Securities Exchange
Company: Australian Securities Exchange
Fax Number: 901161297780999
Sender's Name:
Sender's Phone: 54320
Sender's Fax:
Total Pages: 08 (Including cover sheet)
Subject:
THE INFORMATION CONTAINED IN THIS FACSIMILE MESSAGE IS ATTORNEY PRIVILEGED AND CONFIDENTIAL INFORMATION INTENDED ONLY FOR THE USE OF THE INDIVIDUAL OR ENTITY NAMED ABOVE. IF THE READER OF THIS MESSAGE IS NOT THE INTENDED RECIPIENT, YOU ARE HEREBY NOTIFIED THAT ANY UNAUTHORIZED DISSEMINATION, DISTRIBUTION OR COPY OF THIS COMMUNICATION IS STRICTLY PROHIBITED. IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR, PLEASE IMMEDIATELY NOTIFY US BY TELEPHONE. THANK YOU.
DATE: April 22, 2014
FROM: Robert Flaherty VP, Compliance Officer MFS Investment Management, Boston, MA, USA
PHONE: (617)-954-5000
$(617)$ 210-8935 FAX:
TOTAL NUMBER OF PAGES TRANSMITTED INCLUDING COVER: 7
TRANSMISSION BEING SENT TO:
Australian Securities Exchange NAMF:
RE: FORM 604-NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL SHAREHOLDER
FAX NUMBER: +61 2 9778 0999
COMMENTS:
Please find attached Form 604- Notice of change of interests of substantial shareholder for Iluka Resources Limited from the Massachusetts Financial Services Company on behalf of Sun Life Financial, Inc.
Please do not hesitate to contact me at (617)-954-5000 should you have any questions
page 1/2 15 July 2001 $\mathcal{R}A$
Form 604
Corporations Act 2001 Sentino 8718
Notice of change of interests of substantial holder
| To Company Name/Scheme | Huka Resources Limited --------------------------------------- |
|---|---|
| ACN/ARSN | 008 675 018 |
1. Details of substantial holder(1)
| $N$ arae | 11 Management on behalf of Sun Life Financial ALCOHOL રત ARC. |
|---|---|
| ACNIARSN . ammano |
----- |
| There was a change in the interests of the substantial bolder on |
17/04/14 |
|---|---|
| The previous notice was given to the company on | 06/05/13 ,,,,,,,,,,,,,,,,,,,,,,,, |
| The previous notice was dated | 03/05/13 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) In when last required, and when now required, to give a substantial holding notice to the company or scheme, ere as follows:
| Class of securities (4) | Previous notice | Present natice | ||
|---|---|---|---|---|
| Person's votes 1 Voting power (St. | Person's votest | Vedna power (S) | ||
| See Annexure A | ||||
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest. changed |
Nature of change (5) |
Consideration aiven in relation to change $(i)$ |
Class and number of SACIS Hies affected |
Person's wies affected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Prasant relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (5) |
Nature of relevant interest (L) |
Class and number of secrities |
Person's vates |
|---|---|---|---|---|---|
| See Annexure A | |||||
page 2/2 15 July 2001 $-31.8$
5. Changes in association
The persons who have become associates (2) of, caased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are an follows:
| Name and ACN/ARSN (if applicable). | Nature of association. |
|---|---|
| See Annexure A | |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure A | ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, |
Signature
See Amexure A print name
capacity
date
See Annexure A
See Annexure A
sign hare
ORRECTIONS
See Annexure A
- If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an $\langle \cdot \rangle$ equity aust), the names could be included in an amexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- $\circ$ See the definition of "associate" in section 9 of the Comprations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(?) of the Corporations Act 2001. $\langle \cdot \rangle$
- $\langle 4 \rangle$ The voting strares of a company constitute one dass unless divided into separate classes.
- $\langle S \rangle$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $\langle \cdot \rangle$ include details of:
- any relevant agreement or other circumstances because of which the charge in relevant interest occurred. If subsection 6718(4) applier, a copy of any $\mathcal{L}$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or errangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement, and
- $\mathcal{M}$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
${2}$ Details of the consideration must include any and all benefits, money and other. that any person from whom a relevant interest was augulied has, or may, becomile entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the squisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
$\left\langle \mathbf{S}\right\rangle$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an optical write "unknown".
$\langle \cdot \rangle$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
AMMEXURE A
This is Annexure A of 4 pages referred to in Form 604 Notice of change of interests of Substantial Holder lodged on behalf of MFS Investment Management in relation to ILLIKA RESOVACES LIMITED
ROBERT R. FLAHERTY NAME
САРАСНУ:
DATE.
$StGIN$ .
Compliance officer
Vice President
1. PREVIOUS AND PRESENT VOTING POWER
voting interests in the subgme that that substantial holder or an associate (2) had The total number of votes attached to all the voting shares in the company or to give a substantial halding notice of the company or scheme, are as follows: a relavant interest (3) in when last reequired, and when now required,
| ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, | _________ | ||
|---|---|---|---|
| CLASS OF SECURITIES: PREVIOUS NOTICE | NURRER OF SECURITIES | STORE WORKS | VOTING POWER |
| DRD (MES MB - MES MCLEAN BUDDED LIMITED) | ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, 639,44.100 |
639.441.00 | ă Bi |
| DRO (MAS - MASSACHUSETTS FINANCIAL SERVICES ,我们的人们就是我们的人们,我们的人们都会不能在这里的人们,我们的人们都会不能在这里的人们,我们的人们都会不能在这里的人们的人们,我们也不能在这里的人们的人们,我 |
24,393,418.00 _________ |
--------------------------------------- 24.393.418.00 |
ĺ - 85% |
| JOMPANY) JND (MESHE - MFS HERITAGE TRUST COMPANY) |
1,055,542.00 | 1,085,642.00 | 0.26% |
| DRD (MFSI - MFS INSTITUTIONAL ADVISORS, INC.) | 3,274,569.00 | ******** 5.274,569.00 |
: : : _________ : : : : : : 0.78 |
| 380 (MILUK - MFS INTERNATIONAL (U.K) LTD. | -------------------------------------- 317,263.00 |
317,163.00 | 0.08% |
| DTAL: | 29,710,433.00 | 7.10% |
- PREVIOUS AND PRESENT VOTING POWIER (continued)
CLASS OF SECURITIES: PRESSIMIT NOTICE |
MURABLE OF SECURITIES | 的复数的复数的复数 医皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮肤性皮 SICA 5,NOSB34 |
VOTING POWER |
|---|---|---|---|
| DRED (MISS BRUENT MAANGEMEERT (LUX) S.A.) -------------------------------------- |
54,823.00 | 54,372.00 | $0.01\%$ |
| ORD (MESC - MIS CANADA UMITED (FORMERLY MES | 910,431.00 | 910,431.00 | 0.22% |
| i Samundar --------------------------------------- IMCLEAN BUDDEN)) JORD (MES - MASSACHUSETTS FINANCIAL SERVICES) JORD (MES - MASSACHUSETTS FINANCIAL SERVICES) |
22,898,593.00 | 22.898.993.00 | 5.47% |
| (COMPANY) ORD (MFSHE - MFS HERITAGE TRUST COMPANY) ORD (MFSHE - MFS HERITAGE TRUST COMPANY) |
373,285.00 | 373,285.00 | $0.09\%$ |
| ORD (MESI - MES INSTITUTIONAL ADVISORS, INC.) וי או אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אי די אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אינטי אוינט אינטי אוינט אינטי אוינט אינטי אינטי אוינט אינטי |
1,215,130.00 | 1,215,130.00 -------------------------------------- |
0.29% |
| ra da da da da da da da da da da da da da ia S |
,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, | 25.452.267.00 | 6.08% |
- CHANGES IN RELEVANT INTERESTS
Parkulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate
in voting securities of the company or scheme, since the substantial indider was last required to give
| CATE OF | PERSON WHOSE RELEVANT INTEREST CHANGED | BARYZO SO BARYZON | CONSIDERATION GEVEN IN | CLASS AND NUMBER OF SECURITIES | PERSON'S VOTES AFFECTED |
|---|---|---|---|---|---|
| CHANGE | RELATION TO CHANGE | AFFECTED | |||
| 06/05/13 to | MFS MB-MFSINVESTMENT MANAGEMENT (LUX) S.A. | Market Purchase | ORD Average price of 10.4055 | ORO 54,828.00 | $0.01\%$ |
| 17/04/14 | ទ្ធ | ||||
| 06/03/23 to | MFSC - MFS CANADA LIMITED (FORMERLY MFS MCLEAN | Market Purchase | ORD Average price of 10.4055 | CAD 270,990.00 | X SS |
| 17/08/14 | Ş | ||||
| $0.6/0.5/13$ to | RUDDEN) MFS - MASSACHUSETTS FRANCIAL SERVICES COMPANY MFS - MASSACHUSETTS FRANCIAL SERVICES COMPANY |
Market Sale | ORD Average price of 10.4056 | ORD (1,494,825.00) | 38X |
| 17/04/14 | ş | ||||
| 06/05/13 to | MESHE - MES HEHITAGE TRUST COMPANY | Market Sale | ORD Average price of 10.4055 | ORD (712,357.00) | 0.77% |
| 17/04/14 | a ∂ |
||||
| 06/05/13 to | MESI - MES INSTITUTIONAL ADVISORS, INC. | Market Sale | ORD Average price of 10.4056 | ORO (2.059.539.00) | 0.43% |
| 17/04/18 | ş | ||||
| $06/05/13$ to | MILUK - MFS INTERNATIONAL (U.K) | Market Sale | ORD Average price of 10.4055 | DRD (317,263.00) | * Q00 |
| 17/04/14 | -------------------------------------- | Ş | |||
| iotal: | 0804258166 | .3.0.7 |
| HOIDER OF REI EVANT |
REGISTERED NOTOROS |
PERSON ENTITLED TO BE REGISTERED AS HOLDER |
NATURE OF RELEVANT INTEREST | WUMSER OF CLASS AND |
PERSON'S VOTES | |
|---|---|---|---|---|---|---|
| INTEREST | SECURITIES | SECURITIES | ||||
| 1.0X - MASS INVESTIMENT MANAGEMENT (LUX) S.A. | Various | Various Institutional | Each "Holder of Belevant Interest" has the capacity to exercise the power to vote | CHED 54,828.00 | 0.01% | |
| Custodian Banks Clients and/or Poolec | and/or dispose of the shares on behalf of its client particulos (e.g., pooled products | |||||
| Products | and/or institutional accounts) | |||||
| MISC - MIS CANADA LIMITED (FORMIERLY MISS MCLEAN | Wario is | Various Institutional | Each "Holder of Relevant Interest" has the capacity to exercise the power to vote | CRD 910/331/2 | Q SZM | |
| BUDDEN | Custodian Banks Clients and/or Poolec | and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | ||||
| Products | and/or institutional accounts). | |||||
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | Various | Various Institutional | Each "Holder of Relevant Interest" has the capacity to exercise the power to vote | CRD 22.898,593.00 | ž výzk | |
| Custodian Banks Clients and/or Poolec | and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | |||||
| Products | and/or institutional accounts). | |||||
| MESHE - MPS HERITAGE TRUST COMPANY | Various | Various Institutional | Each "Holder of Relevant Interest" has the capacity to exercise the power to vote | ORD 373,285.00 | 0.09% | |
| Custodian Banks Chents and/or Problem | and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | |||||
| Products | and/or institutional accounts). | |||||
| MESI - MES INSTITUTIONAL ADVISORS, INC. | Vario IS | Various Institutional | Each "Holder of Referent Interest" has the capacity to exercise the power to vote | ORD 1,215 130.00 | 4660 | |
| Custoclian Banks Chents and/or Poolec | and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | |||||
| Products | and/or institutional accounts). | |||||
| INGELUR - MES (NTERNATIONAL (U.K) LTD. | Various | Various Institutional | Each "Holder of Relevant Interest" has the capacity to exercise the power to vote | ORD 0.00 | 0.00% | |
| Custodian Banks (Clients and/or Proties | and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | |||||
| Products | and/or institutional accounts) | |||||
| TOIOL | ORO 25,452,267.00 | 6.8% | ||||
Particulars of each relevant interest of the substantial incider in voting securities after the change are as follows:
- PRESENT RELEVANT INTERESTS
| Ï |
|---|
The persons who have become associates(2) of, ceased to be associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo
| 。「そのか、そして、そのことに、その後には、その後には、そのとしては、そのとしては、そのとしては、そのとしては、そのとしては、そのとしては、そのとしては、そのでしたのかでしょうかでしょうかでしょうかでし としては、そのかし、そのかしていたいかかいかかいかかいかかいかかいかかいかいかかいかいかいかいかいかいかいか riane and can african use |
1. 化自动电压电压 医血管性血管 医血管内障 医血管内障 医血管切除术 医血管切除术 "有所有的有所有的有所有的有所有的有所有的有所有的有的有所有的有的有的有所有的有的有的有的有的有的有的有的有的有的有的有的有的有的有的有的有的有的有的人。 NATURE OF ASSOCIATION |
|---|---|
| 11. 12. 12. 12. 12. 12. 12. 12. 12. 12. | --------------------------------------- |
| GUN LIFE FINANCIAL INCREASE MEDIA | JSun Life is a related Body Corporate of MFS and its Subsidiaries. |
| ,我们的一个人,我们的人们就是我们的时候,我们就会在我们的人们,我们就会在我们的人们,我们就会在我们的人们,我们就会在我们的人们,我们就会在我们的人们,我们就会 | . 1919-1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 - 1920 |
| AASSACNUSETTS FINANCIAL SERVICES COMMAN (MFS) | MF5 is a related Body Corporate of Sun Life Financial, Inc. |
| MFS HERITAGE TRUST COMPANY (MFSHE) | --------------------------------------- |
| a wa masana na matanga a masana na masana na masana na masana na masana na masana na masana na masana na masan | Vitalis is a related body Corporate of MES |
| . | ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, |
| ran da da da da da da da da da da da da da | MFSI is a refated Body Corporate of MFS |
| MES INSTITUTIONAL ADVISORS, INC. IMPSI | waa ka maa maa maa maa maa maa maa maa ma |
| WES INTERNATIONAL (U.K) LTD. (MILUK) . |
的第三人称单数 医二十二指肠 医二十二指肠 医二十二指肠 医二十二指肠 医二十二指肠 医二十二指肠 医二十二指肠 医二十二指肠 医阿斯特氏菌属 医阿斯特氏菌属 医阿斯特氏菌属 医阿斯特氏菌属 医阿斯特氏试验检尿道检查检尿道检尿 MiLUK is a related Body Corporate of MFS |
| ********* MFS CANADA LINAITED (FORMERLY MFS MCLEAN BUDDEN) 1.1.2.4.4.4.4.4.4.4.4.4.4.4.4.4.4.4.4.4. |
MFSC is a related body Comporate of MFS , |
| , , , , , , , , , , , , , , , , , , , MES INVESTMENT MANAGEMENT (LUX) S.A. |
LUX is a related Body Corporate of MFS |
6. ADDRESSES
The addresses of persons named in this form are as follows:
| ARSN (IF APPLICABLE) NAME AND OAN) . |
--------------------------------------- MATURE OF ASSOCIATION |
|---|---|
| SUN LIFE FINANCIAL INC. | 150 King Street West, Toronto, ON MSH 1J9 Canada |
| MF5 WVESTMENT MANAGEMENT (LUX) S.A. | 119, Rue de Bibourg, 1-1273 Luxembourg, incorporated in Luxembourg |
| (MR) MASSACHUSETTS FINANCIAL SERVICES COMPANY ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, |
111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MAS HERITAGE TRUST COMPANY (MFSHE) | 111 Numington Avenue, Boston, Mussachusetts 02199 U.S.A. |
| MFS INSTITUTIONAL ADVISORS, INC. (MFSI) | 1111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| MFS INTERNATIONAL (U.K) LTD. (MILUK) | Paternoster House, 65 St. Paul's Churchyard, London EC4M 8AB, U.K. |
| SUGGENI -------------------------------------- MFS CANADA LINATED (FORMERLY MFS MCLEAN |
77 King Street West, 35th Roor, Toronto, ON M5K 187, Canada; amalgamated in Canada |