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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2014
Oct 15, 2014
65116_rns_2014-10-15_ea96006e-6292-4dd2-8d0f-9ff25ec785db.pdf
Major Shareholding Notification
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MFS Investment Management Servke Cents PO Box 55824 Boston, MA 02205-5824 617-954-5000
Facsimile Cover Sheet
DEte: Wednesday, October 16, 2014 2:24:14 PM
To: Australian Securities Exchange
Compaq:
Fax Number: 901 161297780999
Sender's Name: Fax Sender
Sender's Phone:
Sender's Fax:
To al Pages: 08 (Indndlng coversheet)
Subject:
THE NE MATION CONFAINED IN THIS FACSIMILE MEESAGE 18 ATrORNEY INFORMATION INTENDED ONLY Fl THE USE OF nIE INDIVIDUAL OR ENTInr NAMED ABOVE. IF THE READER OF mm MESSAGE IS NOT THZ INIENIED , *1 1 + , YOU ARE HERIBY NOTIPTIm THAT ANY KINAUTHOR,ZF.n I i:·:, i, 1 Hag 1 1: ' 1 OR COPY OF 7NIS COMMUNICATION E SIECILY PRO IF YOU HAVE RECEIVED THIS COMMUNICATION IN ERROR:P!;ICARRIM UNATELYNOINYIBBY M : ,1 TRIANKYOU
MFS Investment Mgmt 10/15/2014 2:24:27 PM PAGE 2/008 Fax Server

DATE: October 15, 2014
FROM: Lori Najjar AVP, Sr. Compliance Manager MFS Investment Management, Boston, MA, USA
PHONE: (617)-954-5000
$(617)$ 210-8935 FAX:
TOTAL NUMBER OF PAGES TRANSMITTED INCLUDING COVER: 7
TRANSMISSION BEING SENT TO:
Australian Securities Exchange NAME:
FORM 605-NOTICE OF CEASING TO BE A RE: SUBSTANTIAL HOLDER
FAX NUMBER: +61 2 9778 0999
COMMENTS:
Please find attached Form 604- Notice of change of interests of substantial shareholder for Huka Resources Limited from the Massachusetts Financial Services Company on behalf of Sun Life Financial, Inc.
Please do not hesitate to contact me at (617)-954-5000 should you have any questions
605 page 1/2 15 July 2001
| Corporations Act 2001 Section 671B |
||
|---|---|---|
| Notice of ceasing to be a substantial holder | ||
| To Company Name/Scheme | Iluka Resources Limited | |
| ACN/ARSN | 008 675 018 | |
| 1. Details of substantial holder(1) | ||
| Name ACN/ARSN (if applicable) |
MFS Investment Management on behalf of Sun Life Financial Inc. N/A |
|
| The holder ceased to be a substantial holder on |
14/10/14 | |
| The previous notice was given to the company on The previous notice was dated |
17/4/14 17/4/14 |
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the
substantial holder was last required
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes aftected |
|---|---|---|---|---|---|
| See Annexure A | |||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| See A $\cdot$ inexure $\wedge$ |
|
| --------------------------------------- |
4. Addresses
The addresses of persons named in this form are as follows:
| ______ ______ --------------------------------------- Name -------------------------------------- -------------------------------------- |
--------------------------------------- ----------- Address -------------------------------------- |
|
|---|---|---|
| ______ ______ |
******** ____ -------------------------------------- _______ ______ ______ -------------------------------------- |
Signature
print name See Annexure A
capacity See Annexure A
sign here See Annexure A
See Annexúre A date
605 GUIDE page 1/1 13 March 2000

ANNEXURE A
This is Annexure A of 4 pages referred to in Form 605 Notice of change of interests of Substantial
Holder lodged on behalf of MFS investment Management in relation to ILUKA RESOURCES LIMITED
Lori A. Najjar NAME:
SIGN:
CAPACITY:
INVESTMENT COMPLIANCE SENIOR MANAGER
ASSISTANT VICE PRESIDENT
15-Oct-2014
DATE:
1. PREVIOUS AND PRESENT VOTING POWER
voting interersts in the scheme that that substantial holder or an associate (2) had The total number of votes attached to all the voting shares in the company or to give a substantial holding notice ot the compnay or scheme, are as follows: a relevant interest (3) in when last reequired, and when now required,
| CLASS OF SECURITIES: PREVIOUS NOTICE | NUMBER OF SECURITIES | PERSON'S VOTE | VOTING POWER |
|---|---|---|---|
| ORD (MFS INVESTMENT MANAGEMENT (LUX) S.A.) | 54,828.00 | 54828.00 | 001% |
| ORD (MFS INVESTMENT MANAGEMENT CANADA LIMITED | 910,431.00 | 910,431.00 | 0.22% |
| ORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) | 22,898,593.00 | 22,898,593.00 | 547% |
| ORD (MFS HERITAGE TRUST COMPANY) | 373,285.00 | 373,285.00 | 0.09% |
| ORD (MFS INSTITUTIONAL ADVISORS, INC.) | 1,215,130.00 | 1,215,130.00 | 0.29% |
| LRIO | 25,452,267.00 | 6.08% |
2. PREVIOUS AND PRESENT VOTING POWER (continued)
| CLASS OF SECURITIES: PRESENT NOTICE | MUNISIPER OF SECURITIES | PERSON'S ÓTÉ |
NOTING POWER |
|---|---|---|---|
| DRD (MFS INVESTMENT MANAGEMENT (LUX) S.a.r.L) | 17,458.00 | 17,458.00 | 9600% |
| ORD (MFS INVESTMENT MANAGEMENT CANADA LIMITED) | 714,503.00 | 714,503.00 | 2.17% |
| EORD (MASSACHUSETTS FINANCIAL SERVICES COMPANY) | 18,309,823.00 | 18,309,823.00 | 4.37% |
| ORD (MFS HERITAGE TRUST COMPANY) | 262,091.00 | 262,091.00 | 0.06% |
| ORD (MFS INSTITUTIONAL ADVISORS, INC.) | 1,033,962.00 | 1,033,962.00 | 96520 |
| ORD (MFS INTERNATIONAL (U.K.) LTD.) | 114,199.00 | 114,199.00 | 0.03% |
| TOTAL | 20,452,036.00 | 4.88% |
3. CHANGES IN RELEVANT INTERESTS
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate
in voting securities of the company or scheme, since the substantial holder was last required to give
| 1.20% | ORD (5,000,231) | ||||
|---|---|---|---|---|---|
| e G∩⊅ |
PT/OT/PT | ||||
| %E00 | ORD 114,199 | ORD Average price of 8.6639 | Market Purchase | MES INTERNATIONAL (U.K.) LTD. | 17/04/14 to |
| d∩∀ | 14/10/14 | ||||
| -0.04% | ORD (181,168) | ORD Average price of 8.6639 | Market Sale | MFS INSTITUTIONAL ADVISORS, INC. | 17/04/14 to |
| JΩ | 14/10/14 | ||||
| ASSO. | ORD (111,194) | ORD Average price of 8.6639 | Market Sale | INFS HEREITAGE TRUST COMPANY | 17/04/14 to |
| anvi | 14/10/14 | ||||
| %01T | ORD (4,588,770) | ORD Average price of 8.6639 | Market Sale | IMASSACHUSETTS FINANCIAL SERVICES COMPANY | 17/04/14 to |
| POP | 14/10/14 | ||||
| %50'0" | ORD (195,928 | ORD Average price of 8.6639 | Market Sale | MFS INVESTMENT MANAGEMT CAMADA LIMITED | 17/04/14 to |
| CED | 14/10/14 | ||||
| 9610.0- | ORD (37,370) | ORD Average price of 8.6639 | Market Sale | MFS INVESTMENT MANAGEMENT (LUX) S.a.r.L | 17/04/14 to |
| AFFECTED | RELATION TO CHANGE | CHANGE | |||
| PERSON'S VOTES AFFECTED | CLASS AND NUMBER OF SECURITIES | CONSIDERATION GIVEN IN | NATURE OF CHANGE | PERSON NHORE KEISTEN INTERFEST CHANGED | DATE OF |
4. PRESENT RELEVANT INTERESTS
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
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| 48884 | ORD 20,452,036 00 | TOTAL: | |||
|---|---|---|---|---|---|
| and/or institutional accounts) | Products | ||||
| and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | Custodian Banks (Citents and/or Pooled | ||||
| 2.03% | CRD 114,199 | Each "Holder of Relevant interest" has the capacity to exercise the power to vote | Various Institutional | Various | MES INTERNATIONAL (U.K.) LTD. |
| and/or institutional accounts) | Products | ||||
| and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | Custodian Banks [Clients and/or Pooled | ||||
| 0.25% | CRD 1,033,962 | Each "Holder of Relevant interest" has the capacity to exercise the power to vote | Various Institutional | Various | MPS INSTITUTIONAL ADVISORS, INC. |
| and/or institutional accounts). | Products | ||||
| and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | Custodian Banks (Clients and/or Pooled | ||||
| 0.06% | ORD 262,091 | Each "Holder of Relevant Interest" has the capacity to exercise the power to vote | Various Institutional | snoue N | MFS HERITAGE TRUST COMPANY |
| and/or institutional accounts) | Products | ||||
| and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | Custodian Banks (Cifents and/or Pooled | ||||
| 4.37% | ORD 18,309,823 | Each "Holder of Relevant Interest" has the capacity to exercise the power to vote | Various Institutional | Various | IMASSACHUSETTS FINANCIAL SERVICES COMPANY |
| and/or institutional accounts). | Products | ||||
| and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | Custodian Banks Clients and/or Pooled | ||||
| 0.17% | COS 714,503 | Each "Hotder of Relevant Interest" has the capacity to exercise the power to vote | Various Institutional | Various | IMFS INVESTMENT MANAGEMENT CANADA LIMITED |
| and/i or institutional accounts) |
Products | ||||
| and/or dispose of the shares on behalf of its client portfolios (e.g., pooled products | Custodian Banks Clients and/or Pooled | ||||
| AOO.O | ORD 17,458 | Each "Holder of Relevant interest" has the capacity to exercise the power to vote | Various lestitutional | Various | IMFS INVESTMENT MANAGEMENT (LUX) S.a.r.L |
| SECURITIES | SECURITIES | INIFRESI | |||
| NUMBER OF | REGISTER CD AS HOLDER | HOLDER OF | RELEVANT | ||
| SERSON S.NOSHER | CIASS AND | INATURE OF RELEVANT INTEREST | PERSON ENTITLED TO BE | REGISTERED | HOLDER OF |
,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,
5. CHANGES IN ASSOCIATION
The persons who have become associates(2) of, ceased to be associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fol
| NAME AND CAN/ARSN (IF APPLICABLE) | NATURE OF ASSOCIATION |
|---|---|
| ISSUE EVALUATING CONSTRUCTION | Sun Life is a related Body Corporate of MFS and its Subsidiaries. |
| IMASSACHUSETTS FINANCIAL SERVICES COMPANY | MFS is a related Body Corporate of Sun Life Financial, Inc. |
| INFSHERITAGE TRUST CONPANY | MFSHE is a related Body Corporate of MFS |
| IMPS INSTITUTIONAL ADVISORS, INC. | |
| INFS INTERNATIONAL (U.K) LTD. | MFSI is a related Body Corporate of MFS MILUK is a related Body Corporate of MFS MILUK is a related Body Corporate of MFS MPSC is a related Body Corporate of MFS |
| MES INVESTMENT MANAGEMENT CANADA LIMITED | |
| IMES INVESTMENT MANAGEMENT (LUX) S.a.r.L | LUX is a related Body Corporate |
6. ADDRESSES
The addresses of persons named in this form are as follows:
| NAME AND CAN/ARSN (IF APPLICABLE) | ATURE OF ASSOCIATION |
|---|---|
| SUN LIFE FINANCIAL INC. | 150 King Street West, Toronto, ON M5H 1J9 Canada |
| MFS INVESTMENT MANAGEMENT (LUX) S.a.r.L | 19, Rue de Bibourg, L-1273 Luxembourg, incorporated in Luxembourg |
| IMASSACHUSETTS FINANCIAL SERVICES COMPANY | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS HERITAGE TRUST COMPANY | 1111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS INSTITUTIONAL ADVISORS, INC. | 111 Huntington Avenue, Boston, Massachusetts 02199 U.S.A. |
| IMFS INTERNATIONAL (U.K) LTD. | One Carter Lane, London EC4V 5ER; incorporated in England and Whales |
| IMFS INVESTMENT MANAGEMT CANADA LIMITED | Canada 77 King Street West, 35th floor, Toronto, ON M5K 187, Canada; amalgamated in |