ILUKA RESOURCES LIMITED — Major Shareholding Notification 2014

Nov 18, 2014

		Form603
		Corporations Act 2001
Notice of initial substantial holder		Section 671B
		ILU
To:Company Name/Scheme	The Secretary
	Iluka Resources Limited
	Level 23
	140 St Georges Terrace
	Perth WA 6000
	PH: (08) 9360 4700
	Fax: (08) 9360 4777
ACN	008 675 018
1. Details of substantial
shareholder
Name	National Australia Bank Limited and its associated entities listed in Annexure A
ACN (if applicable)	(ACN 004 044 937)
	The holder became a substantial holder on 14/11/2014
2. Details of voting power
The total number of votes attached to all the voting shares in the company		or voting interests in the scheme that the substantial
holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial
holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
	Class of securities	Number of Persons’ votes		Voting power
		securities
	Fully paid ordinary	21,073,478 21,073,478		5.033%
	shares
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the
substantial holder became a substantial holder are as follows:
	Holder of relevant interest Nature of relevant interest			Class and number of
				securities
	MLC Investments Limited Power to control the voting			Fully paid ordinary
		and /or disposal of securities		shares
		pursuant to its position as the		7,965,025
		responsible entity or trustee of
		various managed investment
		schemes and trusts
	MLC Limited	Power to control the voting		Fully paid ordinary
		and /or disposal of securities		shares
		pursuant to position held as		1,078
		manager under investment
		mandate.

stantial holder are as follows:
Holder of relevant interest	Nature of relevant interest	Class and number of
		securities
MLC Investments Limited	Power to control the voting	Fully paid ordinary
	and /or disposal of securities	shares
	pursuant to its position as the	7,965,025
	responsible entity or trustee of
	various managed investment
	schemes and trusts
MLC Limited	Power to control the voting	Fully paid ordinary
	and /or disposal of securities	shares
	pursuant to position held as	1,078
	manager under investment
	mandate.
MLC Wealth Management Limited	Power to exercise voting	Fully paid ordinary
	rights pursuant to position	shares
	held as the Registrable	174,197
	Superannuation Entity
	licensee for the
	superannuation products it
	issues.
National Australia Bank Limited	Relevant interest arising as a	Fully paid ordinary
	result of National Australia	shares
	Bank Limited having voting	16,746
	power above 20% in Pengana
	Holdings Pty Ltd who controls
	Pengana Capital Limited, an
	investment manager of
	various unit trusts.
National Australia Bank Limited	Power to control the voting	Fully paid ordinary
	and /or disposal of securities	shares
	pursuant to securities lending	7,954,311
	agreements.
Antares Capital Partners Limited	Power to control the voting	Fully paid ordinary
	and /or disposal of securities	shares
	pursuant to its position as the	3,714,166
	responsible entity or trustee of
	various managed investment
	schemes or trusts.

	Antares Capital Partners Limited	Power to control the voting	Fully paid ordinary
		and /or disposal of securities	shares
		pursuant to its position as an	1,247,955
		investment manager in
		accordance with investment
		mandates and as an
		investment manager of
		Antares Capital Partners
		Limited trusts.
	TOTAL		21,073,478
	red holders
	rs of the securities referred to in paragraph 3 above are as follows:

	Antares Capital Partners Limited	Power to control the voting and /or disposal of securities pursuant to its position as an investment manager in accordance with investment mandates and as an investment manager of Antares Capital Partners Limited trusts.	Power to control the voting and /or disposal of securities pursuant to its position as an investment manager in accordance with investment mandates and as an investment manager of Antares Capital Partners Limited trusts.	Fully paid ordinary shares 1,247,955
	TOTAL			21,073,478
4. Details of present registe The persons registered as holde	red holders rs of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder	Class and number of securities
MLC Investments Limited	National Nominees Limited (ACN 004 278 899)		Fully paid ordinary shares 7,965,025
MLC Limited	Navigator Australia Limited (ACN 006 302 987)		Fully paid ordinary shares 1,078
MLC Wealth Management Limited	Navigator Australia Limited (ACN 006 302 987)		Fully paid ordinary shares 174,197
National Australia Bank Limited	BNP Paribas Nominees Pty Limited (ACN 084 150 023)		Fully paid ordinary shares 16,746
National Australia Bank Limited	National Nominees Limited (ACN 004 278 899)		Fully paid ordinary shares 7,954,311
Antares Capital Partners Limited	National Nominees Limited (ACN 004 278 899)		Fully paid ordinary shares 3,714,166
Antares Capital Partners Limited	UBS Nominees Pty Limited (ACN 001 450 522) Citicorp Nominees Pty Limited (ACN 000 809 030) BNP Paribas Nominees Pty Limited (ACN 084 150 023)		Fully paid ordinary shares 1,000,000 Fully paid ordinary shares 146,910 Fully paid ordinary shares 101,045
		TOTAL	21,073,478

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the daythat the substantial holder became a substantial holder is as follows:	5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the daythat the substantial holder became a substantial holder is as follows:	5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the daythat the substantial holder became a substantial holder is as follows:	5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the daythat the substantial holder became a substantial holder is as follows:	5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the daythat the substantial holder became a substantial holder is as follows:	5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the daythat the substantial holder became a substantial holder is as follows:
Holder of relevant interest	Date of acquisition	Consideration		Class and number of securities
		Cash	Non-cash	Fully paid ordinary shares
MLC Investments Limited	12/08/2014	$70,049.63		8,100
MLC Investments Limited	21/08/2014	$31,993.39		3,718
MLC Investments Limited	21/08/2014	$242,739.85		28,071
MLC Investments Limited	25/09/2014	$183,591.56		21,830
MLC Investments Limited	30/09/2014	$61,201.31		7,752
MLC Investments Limited	2/10/2014	$187,955.35		24,500
MLC Investments Limited	8/10/2014	$703,993.24		93,875
MLC Investments Limited	13/11/2014	$27,557.40		4,000
MLC Investments Limited	14/11/2014	$126,022.12		18,170
Antares Capital Partners Limited	16/07/2014	$726.50		85
Antares Capital Partners Limited	21/07/2014	$16,971.45		1,905
Antares Capital Partners Limited	21/07/2014	$836.79		94
Antares Capital Partners Limited	24/07/2014	$409.41		46
Antares Capital Partners Limited	30/07/2014	$5,263.44		586
Antares Capital Partners Limited	18/08/2014	$2,502.99		292
Antares Capital Partners Limited	22/08/2014	$12,900.59		1,450
Antares Capital Partners Limited	26/08/2014	$255.84		29
Antares Capital Partners Limited	1/09/2014	$581.23		65
Antares Capital Partners Limited	3/09/2014	$319.27		35
Antares Capital Partners Limited	5/09/2014	$1,414.57		162
Antares Capital Partners Limited	10/09/2014	$513.99		58
Antares Capital Partners Limited	19/09/2014	$1,670.92		197
Antares Capital Partners Limited	24/09/2014	$179,052.70		21,183
Antares Capital Partners Limited	24/09/2014	$339,788.48		40,199
Antares Capital Partners Limited	24/09/2014	$61,188.81		7,239
Antares Capital Partners Limited	24/09/2014	$10,219.27		1,209
Antares Capital Partners Limited	24/09/2014	$281,372.15		33,288
Antares Capital Partners Limited	24/09/2014	$109,622.55		12,969
Antares Capital Partners Limited	24/09/2014	$51,949.38		6,145
Antares Capital Partners Limited	24/09/2014	$15,679.68		1,855
Antares Capital Partners Limited	26/09/2014	$186,811.85		22,847

Antares Capital Partners Limited	26/09/2014	$339,927.73		41,573
Antares Capital Partners Limited	26/09/2014	$82,445.13		10,083
Antares Capital Partners Limited	26/09/2014	$10,637.81		1,301
Antares Capital Partners Limited	26/09/2014	$295,847.43		36,182
Antares Capital Partners Limited	26/09/2014	$109,959.54		13,448
Antares Capital Partners Limited	26/09/2014	$48,323.05		5,909
Antares Capital Partners Limited	26/09/2014	$14,431.79		1,765
Antares Capital Partners Limited	30/09/2014	$180,679.42		22,889
Antares Capital Partners Limited	30/09/2014	$320,998.24		40,665
Antares Capital Partners Limited	30/09/2014	$61,201.31		7,752
Antares Capital Partners Limited	30/09/2014	$79,979.20		10,132
Antares Capital Partners Limited	30/09/2014	$10,482.86		1,328
Antares Capital Partners Limited	30/09/2014	$285,886.96		36,217
Antares Capital Partners Limited	30/09/2014	$104,410.27		13,227
Antares Capital Partners Limited	30/09/2014	$48,040.49		6,085
Antares Capital Partners Limited	30/09/2014	$13,995.57		1,773
Antares Capital Partners Limited	9/10/2014	$406.21		52
Antares Capital Partners Limited	13/10/2014	$688.31		92
Antares Capital Partners Limited	14/10/2014	$288,104.14		37,072
Antares Capital Partners Limited	21/10/2014	$2,907.39		385
Antares Capital Partners Limited	24/10/2014	$791.88		105
Antares Capital Partners Limited	29/10/2014	$645.18		88
Antares Capital Partners Limited	31/10/2014	$356,727.83		49,053
Antares Capital Partners Limited	5/11/2014	$890.95		129
Antares Capital Partners Limited	10/11/2014	$910.83		125
Antares Capital Partners Limited	10/11/2014	$4,231,341.36		580,000
Antares Capital Partners Limited	11/11/2014	$2,997,894.06		420,000
Antares Capital Partners Limited	12/11/2014	$23,917.45		3,486
Antares Capital Partners Limited	13/11/2014	$27,557.40		4,000
Antares Capital Partners Limited	13/11/2014	$250,200.48		36,317
Antares Capital Partners Limited	14/11/2014	$126,022.12		18,170

Antares Capital Partners Limited	14/11/2014	$5,627,598.79		811,393
Antares Capital Partners Limited	14/11/2014	$115,174.66		16,606
Antares Capital Partners Limited	14/11/2014	$1,016.38		146
Antares Capital Partners Limited	14/11/2014	$68,615.13		9,893
Antares Capital Partners Limited	14/11/2014	$43,445.39		6,264
Antares Capital Partners Limited	14/11/2014	$16,347.51		2,357
MLC Limited	16/07/2014	$50.88		6
MLC Limited	25/07/2014	$17.51		2
MLC Limited	12/08/2014	$34.92		4
MLC Limited	14/08/2014	$8.55		1
MLC Limited	14/08/2014	$128.25		15
MLC Limited	19/08/2014	$17.18		2
MLC Limited	1/10/2014	$208.98		27
MLC Limited	9/10/2014	$1,678.44		213
MLC Limited	16/10/2014	$67.44		9
MLC Limited	16/10/2014	$464.58		62
MLC Limited	21/10/2014	$52.99		7
MLC Limited	28/10/2014	$36.70		5
MLC Limited	5/11/2014	$123.12		18
MLC Limited	13/11/2014	$373.68		54
MLC Wealth Management Limited	21/07/2014	$2,244.50		250
MLC Wealth Management Limited	14/08/2014	$998.72		114
MLC Wealth Management Limited	19/08/2014	$2,335.56		267
MLC Wealth Management Limited	2/09/2014	$2,680.00		300
MLC Wealth Management Limited	12/09/2014	$16,533.31		1,936
MLC Wealth Management Limited	12/09/2014	$28,267.25		3,284
MLC Wealth Management Limited	26/09/2014	$1,815.61		219
MLC Wealth Management Limited	29/09/2014	$948.82		114
MLC Wealth Management Limited	29/09/2014	$2,115.27		257
MLC Wealth Management Limited	30/09/2014	$2,050.80		256
MLC Wealth Management Limited	1/10/2014	$1,814.20		232
MLC Wealth Management Limited	1/10/2014	$1,019.17		129
MLC Wealth Management Limited	1/10/2014	$2,021.50		258
MLC Wealth Management Limited	1/10/2014	$3,019.29		386
MLC Wealth Management Limited	1/10/2014	$2,016.24		256
MLC Wealth Management Limited	2/10/2014	$1,180.17		151
MLC Wealth Management Limited	2/10/2014	$1,118.81		143

MLC Wealth Management Limited	7/10/2014	$3,022.00		400
MLC Wealth Management Limited	9/10/2014	$2,380.00		300
MLC Wealth Management Limited	28/10/2014	$6,017.08		819
MLC Wealth Management Limited	28/10/2014	$5,020.00		680
MLC Wealth Management Limited	29/10/2014	$3,027.30		410
MLC Wealth Management Limited	29/10/2014	$3,525.74		478
MLC Wealth Management Limited	30/10/2014	$5,022.50		685
MLC Wealth Management Limited	3/11/2014	$3,061.93		420
MLC Wealth Management Limited	6/11/2014	$3,482.00		500
MLC Wealth Management Limited	6/11/2014	$3,497.00		500
National Australia Bank Limited	10/10/2014	$97,714.91		13,000
National Australia Bank Limited	13/10/2014	$26,976.41		3,696
National Australia Bank Limited	14/10/2014	$46,005.70		6,077
National Australia Bank Limited	15/10/2014	$18,250.08		2,337
National Australia Bank Limited	18/07/2014 - Short sell	$485,064.06		55,000
National Australia Bank Limited	22/07/2014 - Short sell	$150,468.37		16,902
National Australia Bank Limited	20/10/2014 - Short sell	$104,043.13		13,780
National Australia Bank Limited	20/10/2014 - Short sell	$98,922.13		13,110
National Australia Bank Limited	21/10/2014 - Short sell	$128,310.31		17,059
National Australia Bank Limited	14/07/2014 to 14/11/2014 - Securities Lending	No consideration directly referable to the securities provided by NAB		Refer to Appendix 1 Table

	6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Limited MLC Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. 7. Addresses The addresses of persons namedinthisformare asfollows: Name Address National Australia Bank Limited Level 1 800 Bourke Street DOCKLANDS VIC 3008 MLC Investments Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 MLC Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 National Nominees Limited Level 1 800 Bourke Street DOCKLANDSVIC 3008 BNP Paribas Nominees Pty Limited Level 6 60 Castlereagh Street SYDNEY NSW 2000 MLC Wealth Management Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 Navigator Australia Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 Citicorp Nominees Pty Limited Level 2 350 Collins Street MELBOURNE VIC 3000 UBS Nominees Pty Limited Level 16 Chifley Tower 2 Chifley Square SYDNEY NSW 2000 Antares Capital Partners Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060	6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Limited MLC Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. 7. Addresses The addresses of persons namedinthisformare asfollows: Name Address National Australia Bank Limited Level 1 800 Bourke Street DOCKLANDS VIC 3008 MLC Investments Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 MLC Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 National Nominees Limited Level 1 800 Bourke Street DOCKLANDSVIC 3008 BNP Paribas Nominees Pty Limited Level 6 60 Castlereagh Street SYDNEY NSW 2000 MLC Wealth Management Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 Navigator Australia Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 Citicorp Nominees Pty Limited Level 2 350 Collins Street MELBOURNE VIC 3000 UBS Nominees Pty Limited Level 16 Chifley Tower 2 Chifley Square SYDNEY NSW 2000 Antares Capital Partners Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060	6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable Nature of association MLC Investments Limited MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Limited MLC Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited. MLC Wealth Management Limited MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. Antares Capital Partners Limited Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited. 7. Addresses The addresses of persons namedinthisformare asfollows: Name Address National Australia Bank Limited Level 1 800 Bourke Street DOCKLANDS VIC 3008 MLC Investments Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 MLC Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 National Nominees Limited Level 1 800 Bourke Street DOCKLANDSVIC 3008 BNP Paribas Nominees Pty Limited Level 6 60 Castlereagh Street SYDNEY NSW 2000 MLC Wealth Management Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 Navigator Australia Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060 Citicorp Nominees Pty Limited Level 2 350 Collins Street MELBOURNE VIC 3000 UBS Nominees Pty Limited Level 16 Chifley Tower 2 Chifley Square SYDNEY NSW 2000 Antares Capital Partners Limited Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060
		Name and ACN/ARSN (if applicable	Nature of association
		MLC Investments Limited	MLC Investments Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited.
		MLC Limited	MLC Limited is a wholly owned subsidiary of MLC Holdings Limited whose ultimate parent is National Australia Bank Limited.
		MLC Wealth Management Limited	MLC Wealth Management Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited.
		Antares Capital Partners Limited	Antares Capital Partners Limited is a wholly owned subsidiary of National Wealth Management Holdings Limited whose ultimate parent is National Australia Bank Limited.
		Name	Address
		National Australia Bank Limited	Level 1 800 Bourke Street DOCKLANDS VIC 3008
		MLC Investments Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060
		MLC Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060
		National Nominees Limited	Level 1 800 Bourke Street DOCKLANDSVIC 3008
		BNP Paribas Nominees Pty Limited	Level 6 60 Castlereagh Street SYDNEY NSW 2000
		MLC Wealth Management Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060
		Navigator Australia Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060
		Citicorp Nominees Pty Limited	Level 2 350 Collins Street MELBOURNE VIC 3000
		UBS Nominees Pty Limited	Level 16 Chifley Tower 2 Chifley Square SYDNEY NSW 2000
		Antares Capital Partners Limited	Ground Floor MLC Building 105-153 Miller Street NORTHSYDNEY NSW 2060

Signature Name Signature	Fiona Last Capacity Company Secretary for and on behalf of National Australia Bank Limited
	Date 19/11/2014

Appendix 1 ‐ ILU	Appendix 1 ‐ ILU	Appendix 1 ‐ ILU
Type of agreement and parties to agreement	(i) UNISUPER LIMITED (ii) TELSTRA SUPER PTY LTD (iv) MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED (v) CARE SUPER PTY LTD (vii) VICSUPER PTY LTD National Australia Bank Limited and Securities Borrowing Agreement (SBA) clients	( a ) DEUTSCHE SECURITIES AUSTRALIA LIMITED ( b ) UBS SECURITIES AUSTRALIA LTD ( c ) MACQUARIE BANK LTD ( d ) MERRILL LYNCH EQUITIES (AUSTRALIA) LTD ( e ) JP MORGAN SECURITIES AUSTRALIA LIMITED ( f ) CREDIT SUISSE ( g ) INSTINET AUSTRALIA PTY LTD (h) MORGAN STANLEY AUSTRALIA SECURITIES LIMITED National Australia Bank Limited and AMSLA Counterparties
Transfer dates	14/7/2014 to 14/11/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.	14/7/2014 to 14/11/2014 Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions.
Holder of voting rights	Registered owner	Registered owner
Are there any restrictions on voting	The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.	The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender.
Scheduled date of return (if any)	On demand	On demand
Does the borrower have the right to return early?	Yes ‐ at notice	Yes ‐ at notice
Does the lender have the right to recall early?	Yes ‐ at notice	Yes ‐ at notice
Will the securities be returned on settlement?	Yes, or equivalent protection under Securities Borrowing Agreement.	Yes, or equivalent protection under AMSLA.
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company,responsible entityor ASIC.

National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC.

Appendix 1‐ ILU

Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty	Date Nature of Change Consideration No. of Securities Class AMSLA Counterparty
14/07/2014	Return Security		‐43000	ORD	(b)
15/07/2014	Return Security		‐15900	ORD	(a)
15/07/2014	Settle Sec Loan		123000	ORD	(a)
15/07/2014	Return Security		‐57832	ORD	(e)
15/07/2014	Return Security		‐43000	ORD	(b)
15/07/2014	Return Security		‐11241	ORD	(b)
17/07/2014	Return Security		‐5000	ORD	(f)
17/07/2014	Return Security		‐43000	ORD	(b)
17/07/2014	Return Security		‐200000	ORD	(b)
17/07/2014	Settle Sec Loan		43000	ORD	(b)
17/07/2014	Settle Sec Loan		3961	ORD	(b)
18/07/2014	Return Security		‐71000	ORD	(d)
18/07/2014	Return Security		‐13000	ORD	(d)
18/07/2014	Return Security		‐23000	ORD	(d)
18/07/2014	Return Security		‐32000	ORD	(d)
18/07/2014	Return Security		‐43000	ORD	(b)
18/07/2014	Return Security		‐3961	ORD	(b)
18/07/2014	Settle Sec Loan		43000	ORD	(b)
18/07/2014	Settle Sec Loan		5343	ORD	(b)
21/07/2014	Return Security		‐19000	ORD	(a)
21/07/2014	Return Security		‐25000	ORD	(a)
21/07/2014	Return Security		‐9000	ORD	(a)
21/07/2014	Return Security		‐1000	ORD	(a)
21/07/2014	Return Security		‐52000	ORD	(a)
21/07/2014	Return Security		‐43000	ORD	(b)
21/07/2014	Return Security		‐5343	ORD	(b)
21/07/2014	Settle Sec Loan		43000	ORD	(b)
21/07/2014	Settle Sec Loan		15000	ORD	(b)
22/07/2014	Return Security		‐54000	ORD	(a)
22/07/2014	Return Security		‐186000	ORD	(a)
22/07/2014	Settle Sec Loan		70000	ORD	(e)
23/07/2014	Return Security		‐89000	ORD	(a)
23/07/2014	Return Security		‐125000	ORD	(a)
23/07/2014	Return Security		‐125000	ORD	(a)
23/07/2014	Return Security		‐29200	ORD	(a)
23/07/2014	Settle Sec Loan		20000	ORD	(e)
23/07/2014	Settle Sec Loan		43000	ORD	(b)
23/07/2014	Settle Sec Loan		65000	ORD	(b)
23/07/2014	Settle Sec Loan		1214	ORD	(b)
23/07/2014	Settle Sec Loan		4385	ORD	(b)
23/07/2014	Settle Sec Loan		10000	ORD	(b)
24/07/2014	Settle Sec Loan		88000	ORD	(a)
24/07/2014	Return Security		‐2022	ORD	(b)
24/07/2014	Settle Sec Loan		43000	ORD	(b)
24/07/2014	Settle Sec Loan		60000	ORD	(b)
24/07/2014	Settle Sec Loan		25000	ORD	(b)
25/07/2014	Return Security		‐67800	ORD	(a)

25/07/2014	Settle Sec Loan		40000	ORD	(e)
25/07/2014	Settle Sec Loan		43000	ORD	(b)
25/07/2014	Settle Sec Loan		20000	ORD	(b)
25/07/2014	Settle Sec Loan		10000	ORD	(b)
25/07/2014	Settle Sec Loan		157202	ORD	(b)
28/07/2014	Return Security		‐144500	ORD	(a)
28/07/2014	Return Security		‐52500	ORD	(a)
28/07/2014	Return Security		‐40978	ORD	(b)
28/07/2014	Return Security		‐15000	ORD	(b)
28/07/2014	Return Security		‐49305	ORD	(b)
28/07/2014	Settle Sec Loan		43000	ORD	(b)
28/07/2014	Settle Sec Loan		1000	ORD	(b)
28/07/2014	Settle Sec Loan		2992	ORD	(b)
28/07/2014	Settle Sec Loan		5000	ORD	(b)
29/07/2014	Return Security		‐43000	ORD	(b)
29/07/2014	Return Security		‐15695	ORD	(b)
29/07/2014	Return Security		‐1214	ORD	(b)
29/07/2014	Return Security		‐4385	ORD	(b)
29/07/2014	Return Security		‐25413	ORD	(b)
29/07/2014	Return Security		‐10000	ORD	(b)
29/07/2014	Settle Sec Loan		43000	ORD	(b)
30/07/2014	Return Security		‐33100	ORD	(a)
30/07/2014	Settle Sec Loan		100000	ORD	(a)
30/07/2014	Return Security		‐15000	ORD	( g )
30/07/2014	Settle Sec Loan		50000	ORD	(e)
30/07/2014	Return Security		‐3585000	ORD	(c)
30/07/2014	Return Security		‐10000	ORD	(d)
30/07/2014	Return Security		‐60000	ORD	(d)
30/07/2014	Return Security		‐300000	ORD	(d)
30/07/2014	Return Security		‐17587	ORD	(b)
30/07/2014	Return Security		‐43000	ORD	(b)
30/07/2014	Return Security		‐20000	ORD	(b)
30/07/2014	Return Security		‐10000	ORD	(b)
30/07/2014	Return Security		‐43000	ORD	(b)
30/07/2014	Return Security		‐1000	ORD	(b)
30/07/2014	Return Security		‐2992	ORD	(b)
30/07/2014	Return Security		‐5000	ORD	(b)
30/07/2014	Return Security		‐43000	ORD	(b)
30/07/2014	Return Security		‐60000	ORD	(b)
30/07/2014	Return Security		‐25000	ORD	(b)
30/07/2014	Settle Sec Loan		43000	ORD	(b)
30/07/2014	Settle Sec Loan		15766	ORD	(b)
30/07/2014	Settle Sec Loan		500000	ORD	(b)
30/07/2014	Return Security		‐157202	ORD	(b)
30/07/2014	Collateral Settle Sec Loan		209000	ORD	(c)
31/07/2014	Return Security		‐98300	ORD	(a)
31/07/2014	Settle Sec Loan		125000	ORD	(e)
31/07/2014	Return Security		‐73400	ORD	(b)
31/07/2014	Return Security		‐40	ORD	(b)
31/07/2014	Settle Sec Loan		43000	ORD	(b)

31/07/2014	Settle Sec Loan		14451	ORD	(b)
31/07/2014	Settle Sec Loan		1190000	ORD	(b)
31/07/2014	Collateral Return Security		‐75000	ORD	(c)
1/08/2014	Return Security		‐195000	ORD	(e)
1/08/2014	Return Security		‐70000	ORD	(e)
1/08/2014	Return Security		‐20000	ORD	(e)
1/08/2014	Return Security		‐40000	ORD	(e)
1/08/2014	Return Security		‐50000	ORD	(e)
1/08/2014	Return Security		‐43000	ORD	(b)
1/08/2014	Return Security		‐15766	ORD	(b)
1/08/2014	Return Security		‐426560	ORD	(b)
1/08/2014	Return Security		‐43000	ORD	(b)
1/08/2014	Return Security		‐14451	ORD	(b)
1/08/2014	Settle Sec Loan		43000	ORD	(b)
1/08/2014	Settle Sec Loan		48564	ORD	(b)
1/08/2014	Return Security		‐1190000	ORD	(b)
1/08/2014	Collateral Settle Sec Loan		1700000	ORD	(c)
5/08/2014	Settle Sec Loan		23000	ORD	(a)
5/08/2014	Settle Sec Loan		82000	ORD	(d)
5/08/2014	Return Security		‐43000	ORD	(b)
5/08/2014	Return Security		‐48564	ORD	(b)
5/08/2014	Settle Sec Loan		130000	ORD	(b)
5/08/2014	Settle Sec Loan		46231	ORD	(b)
5/08/2014	Settle Sec Loan		19202	ORD	(b)
6/08/2014	Return Security		‐1600	ORD	(a)
6/08/2014	Settle Sec Loan		35000	ORD	(a)
6/08/2014	Return Security		‐125000	ORD	(e)
6/08/2014	Return Security		‐51000	ORD	(d)
6/08/2014	Return Security		‐130000	ORD	(b)
6/08/2014	Return Security		‐46231	ORD	(b)
6/08/2014	Return Security		‐19202	ORD	(b)
6/08/2014	Settle Sec Loan		43000	ORD	(b)
6/08/2014	Settle Sec Loan		15157	ORD	(b)
6/08/2014	Settle Sec Loan		6000	ORD	(b)
6/08/2014	Collateral Return Security		‐685000	ORD	(c)
6/08/2014	Collateral Return Security		‐234000	ORD	(c)
7/08/2014	Settle Sec Loan		228000	ORD	(a)
7/08/2014	Settle Sec Loan		20000	ORD	(f)
7/08/2014	Return Security		‐43000	ORD	(b)
7/08/2014	Return Security		‐15157	ORD	(b)
7/08/2014	Settle Sec Loan		50000	ORD	(b)
7/08/2014	Settle Sec Loan		23851	ORD	(b)
7/08/2014	Return Security		‐6000	ORD	(b)
7/08/2014	Collateral Return Security		‐134000	ORD	(c)
7/08/2014	Collateral Return Security		‐116000	ORD	(c)
7/08/2014	Collateral Return Security		‐9000	ORD	(c)
8/08/2014	Return Security		‐8000	ORD	(a)
8/08/2014	Return Security		‐31000	ORD	(d)
8/08/2014	Settle Sec Loan		2816	ORD	(b)
8/08/2014	Collateral Return Security		‐7000	ORD	(c)

11/08/2014	Settle Sec Loan		135000	ORD	(a)
11/08/2014	Return Security		‐50000	ORD	(b)
11/08/2014	Return Security		‐23851	ORD	(b)
11/08/2014	Return Security		‐2816	ORD	(b)
11/08/2014	Collateral Return Security		‐32000	ORD	(c)
12/08/2014	Return Security		‐47100	ORD	(a)
12/08/2014	Return Security		‐25100	ORD	(a)
12/08/2014	Return Security		‐2700	ORD	(a)
12/08/2014	Return Security		‐100	ORD	(a)
12/08/2014	Return Security		‐23000	ORD	(a)
12/08/2014	Return Security		‐27000	ORD	(a)
12/08/2014	Settle Sec Loan		4000	ORD	(d)
12/08/2014	Collateral Return Security		‐15000	ORD	(c)
12/08/2014	Collateral Return Security		‐602000	ORD	(c)
13/08/2014	Settle Sec Loan		205000	ORD	(a)
14/08/2014	Settle Sec Loan		40000	ORD	(a)
15/08/2014	Settle Sec Loan		7000	ORD	(a)
18/08/2014	Settle Sec Loan		69000	ORD	(a)
18/08/2014	Return Security		‐4000	ORD	(d)
18/08/2014	Collateral Settle Sec Loan		389000	ORD	(c)
19/08/2014	Settle Sec Loan		45000	ORD	(a)
22/08/2014	Return Security		‐88000	ORD	(a)
22/08/2014	Return Security		‐228000	ORD	(a)
22/08/2014	Return Security		‐40000	ORD	(a)
26/08/2014	Return Security		‐135000	ORD	(a)
26/08/2014	Return Security		‐205000	ORD	(a)
26/08/2014	Return Security		‐7000	ORD	(a)
26/08/2014	Return Security		‐69000	ORD	(a)
26/08/2014	Return Security		‐45000	ORD	(a)
26/08/2014	Collateral Return Security		‐115000	ORD	(c)
27/08/2014	Settle Sec Loan		10000	ORD	( g )
27/08/2014	Settle Sec Loan		43000	ORD	(b)
27/08/2014	Settle Sec Loan		91229	ORD	(b)
27/08/2014	Settle Sec Loan		140000	ORD	(b)
27/08/2014	Settle Sec Loan		238	ORD	(b)
27/08/2014	Collateral Return Security		‐274000	ORD	(c)
28/08/2014	Return Security		‐10000	ORD	( g )
28/08/2014	Return Security		‐43000	ORD	(b)
28/08/2014	Return Security		‐91229	ORD	(b)
28/08/2014	Return Security		‐140000	ORD	(b)
28/08/2014	Return Security		‐238	ORD	(b)
28/08/2014	Collateral Settle Sec Loan		183000	ORD	(c)
1/09/2014	Return Security		‐20000	ORD	(f)
2/09/2014	Settle Sec Loan		99000	ORD	(a)
2/09/2014	Settle Sec Loan		1150000	ORD	(b)
3/09/2014	Settle Sec Loan		34000	ORD	(a)
3/09/2014	Settle Sec Loan		43000	ORD	(b)
3/09/2014	Settle Sec Loan		500000	ORD	(b)
3/09/2014	Settle Sec Loan		17901	ORD	(b)
3/09/2014	Return Security		‐1150000	ORD	(b)

3/09/2014	Collateral Return Security	Collateral Return Security	‐183000	ORD	(c)
4/09/2014	Return Security		‐99000	ORD	(a)
4/09/2014	Return Security		‐34000	ORD	(a)
4/09/2014	Return Security		‐43000	ORD	(b)
4/09/2014	Return Security		‐500000	ORD	(b)
4/09/2014	Return Security		‐17901	ORD	(b)
4/09/2014	Settle Sec Loan		43000	ORD	(b)
4/09/2014	Settle Sec Loan		10000	ORD	(b)
4/09/2014	Settle Sec Loan		64666	ORD	(b)
5/09/2014	Return Security		‐43000	ORD	(b)
5/09/2014	Return Security		‐10000	ORD	(b)
5/09/2014	Return Security		‐64666	ORD	(b)
5/09/2014	Settle Sec Loan		43000	ORD	(b)
5/09/2014	Settle Sec Loan		200000	ORD	(b)
8/09/2014	Settle Sec Loan		586000	ORD	(c)
8/09/2014	Return Security		‐43000	ORD	(b)
8/09/2014	Return Security		‐200000	ORD	(b)
8/09/2014	Collateral Settle Sec Loan		1473000	ORD	(b)
8/09/2014	Collateral Settle Sec Loan		123000	ORD	(b)
9/09/2014	Settle Sec Loan		497000	ORD	(a)
9/09/2014	Settle Sec Loan		272000	ORD	(a)
9/09/2014	Settle Sec Loan		604000	ORD	(c)
9/09/2014	Settle Sec Loan		60000	ORD	(b)
9/09/2014	Settle Sec Loan		139185	ORD	(b)
10/09/2014	Return Security		‐27200	ORD	(a)
10/09/2014	Return Security		‐60000	ORD	(b)
10/09/2014	Return Security		‐139185	ORD	(b)
11/09/2014	Return Security		‐114300	ORD	(a)
11/09/2014	Settle Sec Loan		167000	ORD	(c)
12/09/2014	Settle Sec Loan		34000	ORD	(c)
12/09/2014	Collateral Return Security		‐1473000	ORD	(b)
12/09/2014	Collateral Return Security		‐123000	ORD	(b)
15/09/2014	Settle Sec Loan		200000	ORD	(a)
15/09/2014	Settle Sec Loan		30000	ORD	(b)
16/09/2014	Return Security		‐700	ORD	(a)
16/09/2014	Settle Sec Loan		139000	ORD	(a)
16/09/2014	Settle Sec Loan		90000	ORD	(b)
16/09/2014	Settle Sec Loan		2700	ORD	(b)
17/09/2014	Return Security		‐91400	ORD	(a)
17/09/2014	Settle Sec Loan		130000	ORD	(b)
17/09/2014	Settle Sec Loan		1490	ORD	(b)
18/09/2014	Settle Sec Loan		98000	ORD	(c)
18/09/2014	Settle Sec Loan		43000	ORD	(b)
18/09/2014	Return Security		‐25063	ORD	(b)
19/09/2014	Return Security		‐338400	ORD	(a)
19/09/2014	Return Security		‐4937	ORD	(b)
19/09/2014	Settle Sec Loan		43000	ORD	(b)
19/09/2014	Settle Sec Loan		10000	ORD	(b)
19/09/2014	Return Security		‐20828	ORD	(b)
22/09/2014	Settle Sec Loan		43000	ORD	(b)

22/09/2014	Settle Sec Loan		10000	ORD	(b)
22/09/2014	Settle Sec Loan		20000	ORD	(b)
22/09/2014	Settle Sec Loan		100000	ORD	(b)
22/09/2014	Settle Sec Loan		13991	ORD	(b)
23/09/2014	Return Security		‐66500	ORD	(a)
23/09/2014	Return Security		‐130500	ORD	(a)
23/09/2014	Return Security		‐84600	ORD	(a)
23/09/2014	Return Security		‐34642	ORD	(b)
23/09/2014	Settle Sec Loan		43000	ORD	(b)
23/09/2014	Settle Sec Loan		3826	ORD	(b)
24/09/2014	Settle Sec Loan		50000	ORD	(f)
24/09/2014	Return Security		‐8541	ORD	(b)
24/09/2014	Settle Sec Loan		42480	ORD	(b)
24/09/2014	Settle Sec Loan		40000	ORD	(b)
24/09/2014	Settle Sec Loan		500	ORD	(b)
25/09/2014	Settle Sec Loan		53325	ORD	(b)
25/09/2014	Settle Sec Loan		50000	ORD	(b)
25/09/2014	Settle Sec Loan		30000	ORD	(b)
25/09/2014	Settle Sec Loan		5000	ORD	(b)
26/09/2014	Settle Sec Loan		112000	ORD	(c)
26/09/2014	Return Security		‐2848	ORD	(b)
26/09/2014	Settle Sec Loan		280000	ORD	(b)
26/09/2014	Settle Sec Loan		510000	ORD	(b)
29/09/2014	Settle Sec Loan		56000	ORD	(c)
29/09/2014	Settle Sec Loan		24386	ORD	(b)
29/09/2014	Settle Sec Loan		140000	ORD	(b)
29/09/2014	Settle Sec Loan		70000	ORD	(b)
29/09/2014	Settle Sec Loan		400000	ORD	(b)
29/09/2014	Settle Sec Loan		600	ORD	(b)
30/09/2014	Return Security		‐800	ORD	(a)
30/09/2014	Settle Sec Loan		180000	ORD	(c)
30/09/2014	Settle Sec Loan		43000	ORD	(b)
30/09/2014	Settle Sec Loan		1097	ORD	(b)
30/09/2014	Settle Sec Loan		119000	ORD	(b)
30/09/2014	Settle Sec Loan		370000	ORD	(b)
30/09/2014	Settle Sec Loan		40000	ORD	(b)
30/09/2014	Settle Sec Loan		5000	ORD	(b)
1/10/2014	Settle Sec Loan		35000	ORD	(c)
1/10/2014	Return Security		‐43000	ORD	(b)
1/10/2014	Return Security		‐43000	ORD	(b)
1/10/2014	Return Security		‐10000	ORD	(b)
1/10/2014	Return Security		‐23141	ORD	(b)
1/10/2014	Return Security		‐2700	ORD	(b)
1/10/2014	Return Security		‐43000	ORD	(b)
1/10/2014	Return Security		‐130000	ORD	(b)
1/10/2014	Return Security		‐10000	ORD	(b)
1/10/2014	Return Security		‐20000	ORD	(b)
1/10/2014	Return Security		‐1490	ORD	(b)
1/10/2014	Return Security		‐43000	ORD	(b)
1/10/2014	Return Security		‐3826	ORD	(b)

1/10/2014	Return Security		‐42480	ORD	(b)
1/10/2014	Return Security		‐100000	ORD	(b)
1/10/2014	Return Security		‐13991	ORD	(b)
1/10/2014	Return Security		‐53325	ORD	(b)
1/10/2014	Return Security		‐40000	ORD	(b)
1/10/2014	Return Security		‐500	ORD	(b)
1/10/2014	Return Security		‐50000	ORD	(b)
1/10/2014	Return Security		‐30000	ORD	(b)
1/10/2014	Return Security		‐5000	ORD	(b)
1/10/2014	Settle Sec Loan		43000	ORD	(b)
1/10/2014	Settle Sec Loan		5000	ORD	(b)
1/10/2014	Return Security		‐176952	ORD	(b)
2/10/2014	Settle Sec Loan		43000	ORD	(a)
2/10/2014	Settle Sec Loan		80000	ORD	(c)
2/10/2014	Settle Sec Loan		42480	ORD	(b)
2/10/2014	Settle Sec Loan		17333	ORD	(b)
2/10/2014	Settle Sec Loan		20000	ORD	(b)
3/10/2014	Settle Sec Loan		200000	ORD	(a)
3/10/2014	Settle Sec Loan		27000	ORD	(a)
3/10/2014	Settle Sec Loan		10000	ORD	( g )
3/10/2014	Settle Sec Loan		21000	ORD	(c)
3/10/2014	Settle Sec Loan		30000	ORD	(b)
3/10/2014	Settle Sec Loan		42480	ORD	(b)
3/10/2014	Settle Sec Loan		260000	ORD	(b)
3/10/2014	Settle Sec Loan		440000	ORD	(b)
7/10/2014	Settle Sec Loan		100000	ORD	(a)
7/10/2014	Return Security		‐24386	ORD	(b)
7/10/2014	Return Security		‐103048	ORD	(b)
7/10/2014	Return Security		‐510000	ORD	(b)
7/10/2014	Return Security		‐89244	ORD	(b)
7/10/2014	Settle Sec Loan		43000	ORD	(b)
7/10/2014	Settle Sec Loan		200000	ORD	(b)
8/10/2014	Return Security		‐310756	ORD	(b)
8/10/2014	Return Security		‐370000	ORD	(b)
8/10/2014	Return Security		‐260000	ORD	(b)
8/10/2014	Return Security		‐180000	ORD	(b)
8/10/2014	Settle Sec Loan		43000	ORD	(b)
8/10/2014	Settle Sec Loan		10000	ORD	(b)
8/10/2014	Settle Sec Loan		350000	ORD	(b)
8/10/2014	Settle Sec Loan		300000	ORD	(b)
9/10/2014	Return Security		‐4200	ORD	(a)
9/10/2014	Settle Sec Loan		43000	ORD	(b)
10/10/2014	Return Security		‐1100	ORD	(a)
10/10/2014	Settle Sec Loan		55000	ORD	(a)
10/10/2014	Return Security		‐586000	ORD	(c)
10/10/2014	Return Security		‐604000	ORD	(c)
10/10/2014	Return Security		‐167000	ORD	(c)
10/10/2014	Return Security		‐34000	ORD	(c)
10/10/2014	Return Security		‐98000	ORD	(c)
10/10/2014	Return Security		‐112000	ORD	(c)

10/10/2014	Return Security		‐56000	ORD	(c)
10/10/2014	Return Security		‐180000	ORD	(c)
10/10/2014	Return Security		‐35000	ORD	(c)
10/10/2014	Return Security		‐80000	ORD	(c)
10/10/2014	Return Security		‐21000	ORD	(c)
10/10/2014	Settle Sec Loan		43000	ORD	(b)
10/10/2014	Settle Sec Loan		30000	ORD	(b)
10/10/2014	Settle Sec Loan		75000	ORD	(b)
10/10/2014	Collateral Settle Sec Loan		935000	ORD	(c)
13/10/2014	Return Security		‐55000	ORD	(a)
13/10/2014	Settle Sec Loan		20000	ORD	( g )
13/10/2014	Return Security		‐25387	ORD	(b)
14/10/2014	Return Security		‐33700	ORD	(a)
14/10/2014	Return Security		‐194700	ORD	(a)
14/10/2014	Settle Sec Loan		200000	ORD	(a)
14/10/2014	Settle Sec Loan		1000000	ORD	(a)
14/10/2014	Return Security		‐10000	ORD	( g )
14/10/2014	Return Security		‐332	ORD	(b)
14/10/2014	Settle Sec Loan		70000	ORD	(b)
14/10/2014	Collateral Return Security		‐935000	ORD	(c)
15/10/2014	Settle Sec Loan		200000	ORD	(a)
15/10/2014	Settle Sec Loan		71000	ORD	(a)
15/10/2014	Return Security		‐57568	ORD	(b)
16/10/2014	Return Security		‐56713	ORD	(b)
16/10/2014	Settle Sec Loan		43000	ORD	(b)
16/10/2014	Settle Sec Loan		44460	ORD	(b)
16/10/2014	Return Security		‐57837	ORD	(b)
17/10/2014	Return Security		‐20000	ORD	( g )
17/10/2014	Return Security		‐43000	ORD	(b)
17/10/2014	Return Security		‐1097	ORD	(b)
17/10/2014	Return Security		‐43000	ORD	(b)
17/10/2014	Return Security		‐5000	ORD	(b)
17/10/2014	Return Security		‐119000	ORD	(b)
17/10/2014	Return Security		‐3754	ORD	(b)
17/10/2014	Return Security		‐600	ORD	(b)
17/10/2014	Return Security		‐40000	ORD	(b)
17/10/2014	Return Security		‐5000	ORD	(b)
17/10/2014	Settle Sec Loan		43000	ORD	(b)
17/10/2014	Return Security		‐12163	ORD	(b)
17/10/2014	Settle Sec Loan		190000	ORD	(b)
17/10/2014	Settle Sec Loan		40000	ORD	(b)
20/10/2014	Settle Sec Loan		67000	ORD	(b)
20/10/2014	Settle Sec Loan		260000	ORD	(b)
20/10/2014	Settle Sec Loan		125000	ORD	(b)
21/10/2014	Settle Sec Loan		600000	ORD	(f)
21/10/2014	Return Security		‐17333	ORD	(b)
21/10/2014	Return Security		‐30000	ORD	(b)
21/10/2014	Return Security		‐42480	ORD	(b)
21/10/2014	Return Security		‐43000	ORD	(b)
21/10/2014	Return Security		‐16246	ORD	(b)

21/10/2014	Return Security		‐42480	ORD	(b)
21/10/2014	Return Security		‐29491	ORD	(b)
21/10/2014	Return Security		‐200000	ORD	(b)
21/10/2014	Return Security		‐260000	ORD	(b)
21/10/2014	Settle Sec Loan		66000	ORD	(b)
22/10/2014	Return Security		‐25369	ORD	(b)
22/10/2014	Return Security		‐38726	ORD	(b)
22/10/2014	Return Security		‐12432	ORD	(b)
22/10/2014	Return Security		‐88912	ORD	(b)
22/10/2014	Return Security		‐17000	ORD	(b)
22/10/2014	Return Security		‐3000	ORD	(b)
22/10/2014	Return Security		‐3754	ORD	(b)
22/10/2014	Return Security		‐520	ORD	(b)
22/10/2014	Return Security		‐10000	ORD	(b)
22/10/2014	Return Security		‐320509	ORD	(b)
22/10/2014	Return Security		‐43000	ORD	(b)
22/10/2014	Return Security		‐240000	ORD	(b)
22/10/2014	Return Security		‐43000	ORD	(b)
22/10/2014	Return Security		‐30000	ORD	(b)
22/10/2014	Return Security		‐40000	ORD	(b)
22/10/2014	Return Security		‐18287	ORD	(b)
22/10/2014	Return Security		‐43000	ORD	(b)
22/10/2014	Return Security		‐44460	ORD	(b)
22/10/2014	Return Security		‐43000	ORD	(b)
22/10/2014	Return Security		‐67000	ORD	(b)
22/10/2014	Return Security		‐66000	ORD	(b)
22/10/2014	Settle Sec Loan		62000	ORD	(b)
22/10/2014	Return Security		‐190000	ORD	(b)
22/10/2014	Settle Sec Loan		5000	ORD	(b)
22/10/2014	Return Security		‐40000	ORD	(b)
22/10/2014	Return Security		‐260000	ORD	(b)
22/10/2014	Return Security		‐125000	ORD	(b)
22/10/2014	Collateral Settle Sec Loan		1190000	ORD	(d)
23/10/2014	Settle Sec Loan		56000	ORD	(a)
23/10/2014	Return Security		‐62000	ORD	(b)
23/10/2014	Return Security		‐5000	ORD	(b)
23/10/2014	Settle Sec Loan		43000	ORD	(b)
23/10/2014	Settle Sec Loan		5000	ORD	(b)
23/10/2014	Settle Sec Loan		18859	ORD	(b)
24/10/2014	Return Security		‐43000	ORD	(a)
24/10/2014	Return Security		‐27000	ORD	(a)
24/10/2014	Return Security		‐24100	ORD	(a)
24/10/2014	Settle Sec Loan		200000	ORD	(a)
24/10/2014	Settle Sec Loan		55000	ORD	(a)
24/10/2014	Return Security		‐43000	ORD	(b)
24/10/2014	Return Security		‐5000	ORD	(b)
24/10/2014	Return Security		‐18859	ORD	(b)
24/10/2014	Settle Sec Loan		63000	ORD	(b)
24/10/2014	Settle Sec Loan		4000	ORD	(b)
24/10/2014	Settle Sec Loan		20000	ORD	(b)

24/10/2014	Settle Sec Loan		3382	ORD	(b)
27/10/2014	Return Security		‐63000	ORD	(b)
27/10/2014	Return Security		‐4000	ORD	(b)
27/10/2014	Return Security		‐20000	ORD	(b)
27/10/2014	Return Security		‐3382	ORD	(b)
27/10/2014	Settle Sec Loan		43000	ORD	(b)
27/10/2014	Settle Sec Loan		22000	ORD	(b)
27/10/2014	Settle Sec Loan		45000	ORD	(b)
27/10/2014	Collateral Settle Sec Loan		1800000	ORD	(b)
27/10/2014	Collateral Return Security		‐800000	ORD	(b)
28/10/2014	Return Security		‐171600	ORD	(a)
28/10/2014	Return Security		‐43000	ORD	(b)
28/10/2014	Return Security		‐22000	ORD	(b)
28/10/2014	Return Security		‐45000	ORD	(b)
28/10/2014	Settle Sec Loan		64000	ORD	(b)
28/10/2014	Settle Sec Loan		16000	ORD	(b)
28/10/2014	Settle Sec Loan		761	ORD	(b)
29/10/2014	Return Security		‐64000	ORD	(b)
29/10/2014	Return Security		‐16000	ORD	(b)
29/10/2014	Return Security		‐761	ORD	(b)
31/10/2014	Settle Sec Loan		430000	ORD	(e)
31/10/2014	Collateral Return Security		‐72000	ORD	(b)
31/10/2014	Collateral Settle Sec Loan		900000	ORD	(b)
3/11/2014	Return Security		‐115400	ORD	(a)
3/11/2014	Return Security		‐104500	ORD	(a)
3/11/2014	Return Security		‐100000	ORD	(a)
3/11/2014	Return Security		‐175900	ORD	(a)
3/11/2014	Return Security		‐200000	ORD	(a)
3/11/2014	Return Security		‐828400	ORD	(a)
3/11/2014	Return Security		‐71000	ORD	(a)
3/11/2014	Return Security		‐200000	ORD	(a)
3/11/2014	Return Security		‐56000	ORD	(a)
3/11/2014	Return Security		‐55000	ORD	(a)
3/11/2014	Settle Sec Loan		1539000	ORD	(a)
3/11/2014	Settle Sec Loan		12000	ORD	(f)
3/11/2014	Collateral Return Security		‐734000	ORD	(d)
3/11/2014	Collateral Return Security		‐6000	ORD	(d)
5/11/2014	Settle Sec Loan		130000	ORD	(f)
5/11/2014	Settle Sec Loan		240000	ORD	(e)
5/11/2014	Collateral Return Security		‐20000	ORD	(b)
6/11/2014	Settle Sec Loan		80000	ORD	(h)
7/11/2014	Return Security		‐134200	ORD	(a)
7/11/2014	Settle Sec Loan		120000	ORD	(h)
10/11/2014	Return Security		‐500	ORD	(a)
10/11/2014	Settle Sec Loan		68000	ORD	(a)
11/11/2014	Return Security		‐322000	ORD	(a)
11/11/2014	Return Security		‐10000	ORD	(a)
11/11/2014	Settle Sec Loan		30000	ORD	(e)
11/11/2014	Return Security		‐34465	ORD	(h)
11/11/2014	Return Security		‐59000	ORD	(h)

11/11/2014	Settle Sec Loan		61000	ORD	(b)
11/11/2014	Collateral Return Security		‐84000	ORD	(d)
12/11/2014	Return Security		‐78600	ORD	(a)
12/11/2014	Return Security		‐30000	ORD	(e)
12/11/2014	Settle Sec Loan		3500000	ORD	(c)
12/11/2014	Return Security		‐45535	ORD	(h)
12/11/2014	Return Security		‐18613	ORD	(h)
12/11/2014	Return Security		‐61000	ORD	(b)
12/11/2014	Collateral Return Security		‐343000	ORD	(d)
13/11/2014	Settle Sec Loan		93000	ORD	(c)
13/11/2014	Return Security		‐35776	ORD	(h)

Appendix 1‐ ILU

Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty	Date Nature of Change Consideration No. of Securities Class SBA Counterparty
14/07/2014	Return Security		‐43000	ORD	(ii)
15/07/2014	Return Security		‐15900	ORD	(ii)
15/07/2014	Settle Sec Loan		65148	ORD	(v)
15/07/2014	Settle Sec Loan		57852	ORD	(ii)
15/07/2014	Return Security		‐57832	ORD	(i)
15/07/2014	Return Security		‐43000	ORD	(ii)
15/07/2014	Return Security		‐11241	ORD	(ii)
17/07/2014	Return Security		‐5000	ORD	(ii)
17/07/2014	Return Security		‐43000	ORD	(ii)
17/07/2014	Return Security		‐200000	ORD	(ii)
17/07/2014	Settle Sec Loan		43000	ORD	(v)
17/07/2014	Settle Sec Loan		3961	ORD	(ii)
18/07/2014	Return Security		‐71000	ORD	(i)
18/07/2014	Return Security		‐13000	ORD	(vii)
18/07/2014	Return Security		‐23000	ORD	(vii)
18/07/2014	Return Security		‐32000	ORD	(v)
18/07/2014	Return Security		‐43000	ORD	(v)
18/07/2014	Return Security		‐3961	ORD	(ii)
18/07/2014	Settle Sec Loan		43000	ORD	(ii)
18/07/2014	Settle Sec Loan		5343	ORD	(ii)
21/07/2014	Return Security		‐2653	ORD	(v)
21/07/2014	Return Security		‐16347	ORD	(ii)
21/07/2014	Return Security		‐25000	ORD	(v)
21/07/2014	Return Security		‐9000	ORD	(ii)
21/07/2014	Return Security		‐1000	ORD	(i)
21/07/2014	Return Security		‐52000	ORD	(i)
21/07/2014	Return Security		‐43000	ORD	(ii)
21/07/2014	Return Security		‐5343	ORD	(ii)
21/07/2014	Settle Sec Loan		43000	ORD	(ii)
21/07/2014	Settle Sec Loan		15000	ORD	(ii)
22/07/2014	Return Security		‐17347	ORD	(v)
22/07/2014	Return Security		‐2049	ORD	(ii)
22/07/2014	Return Security		‐34604	ORD	(v)
22/07/2014	Return Security		‐84351	ORD	(vii)
22/07/2014	Return Security		‐101649	ORD	(ii)
22/07/2014	Settle Sec Loan		70000	ORD	(i)
23/07/2014	Return Security		‐53625	ORD	(ii)
23/07/2014	Return Security		‐5000	ORD	(iv)
23/07/2014	Return Security		‐30375	ORD	(v)
23/07/2014	Return Security		‐125000	ORD	(i)
23/07/2014	Return Security		‐125000	ORD	(i)
23/07/2014	Return Security		‐29200	ORD	(vii)
23/07/2014	Settle Sec Loan		20000	ORD	(i)
23/07/2014	Settle Sec Loan		43000	ORD	(i)
23/07/2014	Settle Sec Loan		2098	ORD	(i)
23/07/2014	Settle Sec Loan		62902	ORD	(ii)
23/07/2014	Settle Sec Loan		1214	ORD	(v)

23/07/2014	Settle Sec Loan		4385	ORD	(v)
23/07/2014	Settle Sec Loan		10000	ORD	(i)
24/07/2014	Settle Sec Loan		88000	ORD	(i)
24/07/2014	Return Security		‐2022	ORD	(ii)
24/07/2014	Settle Sec Loan		43000	ORD	(i)
24/07/2014	Settle Sec Loan		60000	ORD	(i)
24/07/2014	Settle Sec Loan		25000	ORD	(i)
25/07/2014	Return Security		‐65148	ORD	(v)
25/07/2014	Return Security		‐2652	ORD	(ii)
25/07/2014	Settle Sec Loan		6004	ORD	(i)
25/07/2014	Settle Sec Loan		33996	ORD	(i)
25/07/2014	Settle Sec Loan		43000	ORD	(i)
25/07/2014	Settle Sec Loan		20000	ORD	(i)
25/07/2014	Settle Sec Loan		10000	ORD	(i)
25/07/2014	Settle Sec Loan		157202	ORD	(ii)
28/07/2014	Return Security		‐120004	ORD	(i)
28/07/2014	Return Security		‐23435	ORD	(v)
28/07/2014	Return Security		‐1061	ORD	(vii)
28/07/2014	Return Security		‐52500	ORD	(ii)
28/07/2014	Re‐Alloc Rtn		‐161850	ORD	(i)
28/07/2014	Re‐Alloc Loan		161850	ORD	(ii)
28/07/2014	Re‐Alloc Rtn		‐238836	ORD	(i)
28/07/2014	Re‐Alloc Loan		238836	ORD	(ii)
28/07/2014	Return Security		‐40978	ORD	(ii)
28/07/2014	Return Security		‐15000	ORD	(ii)
28/07/2014	Return Security		‐2098	ORD	(i)
28/07/2014	Return Security		‐47207	ORD	(ii)
28/07/2014	Settle Sec Loan		43000	ORD	(i)
28/07/2014	Settle Sec Loan		1000	ORD	(i)
28/07/2014	Settle Sec Loan		2992	ORD	(i)
28/07/2014	Settle Sec Loan		5000	ORD	(i)
29/07/2014	Return Security		‐43000	ORD	(i)
29/07/2014	Return Security		‐15695	ORD	(ii)
29/07/2014	Return Security		‐1214	ORD	(v)
29/07/2014	Return Security		‐4385	ORD	(v)
29/07/2014	Return Security		‐25413	ORD	(i)
29/07/2014	Return Security		‐10000	ORD	(i)
29/07/2014	Settle Sec Loan		10458	ORD	(i)
29/07/2014	Settle Sec Loan		32542	ORD	(i)
30/07/2014	Return Security		‐33100	ORD	(vii)
30/07/2014	Settle Sec Loan		35413	ORD	(i)
30/07/2014	Settle Sec Loan		64587	ORD	(ii)
30/07/2014	Return Security		‐15000	ORD	(ii)
30/07/2014	Settle Sec Loan		50000	ORD	(ii)
30/07/2014	Return Security		‐76623	ORD	(v)
30/07/2014	Return Security		‐903621	ORD	(v)
30/07/2014	Return Security		‐30000	ORD	(ii)
30/07/2014	Return Security		‐1921669	ORD	(i)
30/07/2014	Return Security		‐192294	ORD	(iv)
30/07/2014	Return Security		‐29314	ORD	(ii)

30/07/2014	Return Security		‐161850	ORD	(ii)
30/07/2014	Return Security		‐4894	ORD	(v)
30/07/2014	Return Security		‐264735	ORD	(i)
30/07/2014	Return Security		‐10000	ORD	(i)
30/07/2014	Return Security		‐60000	ORD	(v)
30/07/2014	Return Security		‐61164	ORD	(i)
30/07/2014	Return Security		‐238836	ORD	(ii)
30/07/2014	Return Security		‐17587	ORD	(i)
30/07/2014	Return Security		‐43000	ORD	(i)
30/07/2014	Return Security		‐20000	ORD	(i)
30/07/2014	Return Security		‐10000	ORD	(i)
30/07/2014	Return Security		‐43000	ORD	(i)
30/07/2014	Return Security		‐1000	ORD	(i)
30/07/2014	Return Security		‐2992	ORD	(i)
30/07/2014	Return Security		‐5000	ORD	(i)
30/07/2014	Return Security		‐10458	ORD	(i)
30/07/2014	Return Security		‐32542	ORD	(i)
30/07/2014	Return Security		‐60000	ORD	(i)
30/07/2014	Return Security		‐25000	ORD	(i)
30/07/2014	Settle Sec Loan		43000	ORD	(i)
30/07/2014	Settle Sec Loan		15766	ORD	(i)
30/07/2014	Settle Sec Loan		229683	ORD	(i)
30/07/2014	Settle Sec Loan		270317	ORD	(ii)
30/07/2014	Return Security		‐157202	ORD	(ii)
31/07/2014	Return Security		‐33713	ORD	(i)
31/07/2014	Return Security		‐64587	ORD	(ii)
31/07/2014	Settle Sec Loan		105553	ORD	(i)
31/07/2014	Settle Sec Loan		19447	ORD	(ii)
31/07/2014	Return Security		‐73400	ORD	(ii)
31/07/2014	Return Security		‐40	ORD	(ii)
31/07/2014	Settle Sec Loan		43000	ORD	(ii)
31/07/2014	Settle Sec Loan		14451	ORD	(i)
31/07/2014	Settle Sec Loan		487587	ORD	(i)
31/07/2014	Settle Sec Loan		572888	ORD	(ii)
31/07/2014	Settle Sec Loan		29314	ORD	(ii)
31/07/2014	Settle Sec Loan		30000	ORD	(ii)
31/07/2014	Settle Sec Loan		17697	ORD	(v)
31/07/2014	Settle Sec Loan		52514	ORD	(iv)
1/08/2014	Return Security		‐195000	ORD	(i)
1/08/2014	Return Security		‐70000	ORD	(i)
1/08/2014	Return Security		‐20000	ORD	(i)
1/08/2014	Return Security		‐6004	ORD	(i)
1/08/2014	Return Security		‐33996	ORD	(i)
1/08/2014	Return Security		‐50000	ORD	(ii)
1/08/2014	Return Security		‐43000	ORD	(i)
1/08/2014	Return Security		‐15766	ORD	(i)
1/08/2014	Return Security		‐229683	ORD	(i)
1/08/2014	Return Security		‐196877	ORD	(ii)
1/08/2014	Return Security		‐43000	ORD	(ii)
1/08/2014	Return Security		‐14451	ORD	(i)

1/08/2014	Settle Sec Loan		43000	ORD	(ii)
1/08/2014	Settle Sec Loan		2360	ORD	(ii)
1/08/2014	Settle Sec Loan		2049	ORD	(ii)
1/08/2014	Settle Sec Loan		44155	ORD	(v)
1/08/2014	Return Security		‐487587	ORD	(i)
1/08/2014	Return Security		‐572888	ORD	(ii)
1/08/2014	Return Security		‐29314	ORD	(ii)
1/08/2014	Return Security		‐30000	ORD	(ii)
1/08/2014	Return Security		‐17697	ORD	(v)
1/08/2014	Return Security		‐52514	ORD	(iv)
5/08/2014	Settle Sec Loan		23000	ORD	(i)
5/08/2014	Settle Sec Loan		82000	ORD	(i)
5/08/2014	Return Security		‐43000	ORD	(ii)
5/08/2014	Return Security		‐2360	ORD	(ii)
5/08/2014	Return Security		‐2049	ORD	(ii)
5/08/2014	Return Security		‐44155	ORD	(v)
5/08/2014	Settle Sec Loan		130000	ORD	(v)
5/08/2014	Settle Sec Loan		46231	ORD	(i)
5/08/2014	Settle Sec Loan		19202	ORD	(i)
6/08/2014	Return Security		‐1600	ORD	(i)
6/08/2014	Settle Sec Loan		35000	ORD	(ii)
6/08/2014	Return Security		‐105553	ORD	(i)
6/08/2014	Return Security		‐19447	ORD	(ii)
6/08/2014	Return Security		‐51000	ORD	(i)
6/08/2014	Return Security		‐130000	ORD	(v)
6/08/2014	Return Security		‐46231	ORD	(i)
6/08/2014	Return Security		‐19202	ORD	(i)
6/08/2014	Settle Sec Loan		43000	ORD	(i)
6/08/2014	Settle Sec Loan		15157	ORD	(i)
6/08/2014	Settle Sec Loan		6000	ORD	(ii)
7/08/2014	Settle Sec Loan		228000	ORD	(ii)
7/08/2014	Settle Sec Loan		20000	ORD	(ii)
7/08/2014	Return Security		‐43000	ORD	(i)
7/08/2014	Return Security		‐15157	ORD	(i)
7/08/2014	Settle Sec Loan		18556	ORD	(i)
7/08/2014	Settle Sec Loan		31444	ORD	(ii)
7/08/2014	Settle Sec Loan		23851	ORD	(i)
7/08/2014	Return Security		‐6000	ORD	(ii)
8/08/2014	Return Security		‐8000	ORD	(ii)
8/08/2014	Return Security		‐31000	ORD	(i)
8/08/2014	Settle Sec Loan		2816	ORD	(iv)
11/08/2014	Settle Sec Loan		109727	ORD	(iv)
11/08/2014	Settle Sec Loan		25273	ORD	(ii)
11/08/2014	Return Security		‐18556	ORD	(i)
11/08/2014	Return Security		‐31444	ORD	(ii)
11/08/2014	Return Security		‐23851	ORD	(i)
11/08/2014	Return Security		‐2816	ORD	(iv)
12/08/2014	Return Security		‐47100	ORD	(vii)
12/08/2014	Return Security		‐25100	ORD	(ii)
12/08/2014	Return Security		‐2700	ORD	(ii)

12/08/2014	Return Security		‐100	ORD	(i)
12/08/2014	Return Security		‐23000	ORD	(i)
12/08/2014	Return Security		‐27000	ORD	(ii)
12/08/2014	Settle Sec Loan		4000	ORD	(v)
13/08/2014	Settle Sec Loan		187852	ORD	(v)
13/08/2014	Settle Sec Loan		2816	ORD	(iv)
13/08/2014	Settle Sec Loan		14332	ORD	(ii)
14/08/2014	Settle Sec Loan		15668	ORD	(ii)
14/08/2014	Settle Sec Loan		24332	ORD	(i)
15/08/2014	Settle Sec Loan		7000	ORD	(i)
18/08/2014	Settle Sec Loan		69000	ORD	(i)
18/08/2014	Return Security		‐4000	ORD	(v)
19/08/2014	Settle Sec Loan		45000	ORD	(i)
21/08/2014	Re‐Alloc Rtn		‐97048	ORD	(iv)
21/08/2014	Re‐Alloc Loan		97048	ORD	(vii)
22/08/2014	Return Security		‐88000	ORD	(i)
22/08/2014	Return Security		‐228000	ORD	(ii)
22/08/2014	Return Security		‐15668	ORD	(ii)
22/08/2014	Return Security		‐24332	ORD	(i)
26/08/2014	Re‐Alloc Rtn		‐12679	ORD	(iv)
26/08/2014	Re‐Alloc Loan		12679	ORD	(ii)
26/08/2014	Return Security		‐25273	ORD	(ii)
26/08/2014	Return Security		‐97048	ORD	(vii)
26/08/2014	Return Security		‐12679	ORD	(ii)
26/08/2014	Re‐Alloc Rtn		‐2816	ORD	(iv)
26/08/2014	Re‐Alloc Loan		2816	ORD	(ii)
26/08/2014	Return Security		‐187852	ORD	(v)
26/08/2014	Return Security		‐14332	ORD	(ii)
26/08/2014	Return Security		‐2816	ORD	(ii)
26/08/2014	Return Security		‐7000	ORD	(i)
26/08/2014	Return Security		‐69000	ORD	(i)
26/08/2014	Return Security		‐45000	ORD	(i)
27/08/2014	Settle Sec Loan		10000	ORD	(v)
27/08/2014	Settle Sec Loan		43000	ORD	(vii)
27/08/2014	Settle Sec Loan		91229	ORD	(vii)
27/08/2014	Settle Sec Loan		140000	ORD	(v)
27/08/2014	Settle Sec Loan		238	ORD	(v)
28/08/2014	Return Security		‐10000	ORD	(v)
28/08/2014	Return Security		‐43000	ORD	(vii)
28/08/2014	Return Security		‐91229	ORD	(vii)
28/08/2014	Return Security		‐140000	ORD	(v)
28/08/2014	Return Security		‐238	ORD	(v)
1/09/2014	Return Security		‐20000	ORD	(ii)
2/09/2014	Settle Sec Loan		99000	ORD	(ii)
2/09/2014	Settle Sec Loan		736940	ORD	(ii)
2/09/2014	Settle Sec Loan		413060	ORD	(i)
3/09/2014	Settle Sec Loan		34000	ORD	(i)
3/09/2014	Settle Sec Loan		31363	ORD	(ii)
3/09/2014	Settle Sec Loan		11637	ORD	(ii)
3/09/2014	Settle Sec Loan		18363	ORD	(ii)

3/09/2014	Settle Sec Loan		191852	ORD	(v)
3/09/2014	Settle Sec Loan		289785	ORD	(v)
3/09/2014	Settle Sec Loan		17901	ORD	(v)
3/09/2014	Return Security		‐736940	ORD	(ii)
3/09/2014	Return Security		‐413060	ORD	(i)
4/09/2014	Return Security		‐99000	ORD	(ii)
4/09/2014	Return Security		‐34000	ORD	(i)
4/09/2014	Return Security		‐31363	ORD	(ii)
4/09/2014	Return Security		‐11637	ORD	(ii)
4/09/2014	Return Security		‐18363	ORD	(ii)
4/09/2014	Return Security		‐191852	ORD	(v)
4/09/2014	Return Security		‐289785	ORD	(v)
4/09/2014	Return Security		‐17901	ORD	(v)
4/09/2014	Settle Sec Loan		43000	ORD	(v)
4/09/2014	Settle Sec Loan		10000	ORD	(v)
4/09/2014	Settle Sec Loan		42499	ORD	(v)
4/09/2014	Settle Sec Loan		22167	ORD	(ii)
5/09/2014	Return Security		‐43000	ORD	(v)
5/09/2014	Return Security		‐10000	ORD	(v)
5/09/2014	Return Security		‐42499	ORD	(v)
5/09/2014	Return Security		‐22167	ORD	(ii)
5/09/2014	Settle Sec Loan		43000	ORD	(ii)
5/09/2014	Settle Sec Loan		200000	ORD	(ii)
8/09/2014	Settle Sec Loan		586000	ORD	(i)
8/09/2014	Return Security		‐43000	ORD	(ii)
8/09/2014	Return Security		‐200000	ORD	(ii)
9/09/2014	Settle Sec Loan		497000	ORD	(i)
9/09/2014	Settle Sec Loan		272000	ORD	(ii)
9/09/2014	Settle Sec Loan		604000	ORD	(ii)
9/09/2014	Settle Sec Loan		60000	ORD	(i)
9/09/2014	Settle Sec Loan		31363	ORD	(ii)
9/09/2014	Settle Sec Loan		30000	ORD	(ii)
9/09/2014	Settle Sec Loan		77822	ORD	(i)
10/09/2014	Return Security		‐27200	ORD	(ii)
10/09/2014	Return Security		‐60000	ORD	(i)
10/09/2014	Return Security		‐31363	ORD	(ii)
10/09/2014	Return Security		‐30000	ORD	(ii)
10/09/2014	Return Security		‐77822	ORD	(i)
11/09/2014	Return Security		‐114300	ORD	(ii)
11/09/2014	Settle Sec Loan		76912	ORD	(vii)
11/09/2014	Settle Sec Loan		31363	ORD	(ii)
11/09/2014	Settle Sec Loan		30000	ORD	(ii)
11/09/2014	Settle Sec Loan		28725	ORD	(i)
12/09/2014	Settle Sec Loan		34000	ORD	(i)
15/09/2014	Settle Sec Loan		200000	ORD	(vii)
15/09/2014	Settle Sec Loan		30000	ORD	(i)
16/09/2014	Return Security		‐700	ORD	(i)
16/09/2014	Settle Sec Loan		139000	ORD	(i)
16/09/2014	Settle Sec Loan		90000	ORD	(i)
16/09/2014	Settle Sec Loan		2700	ORD	(i)

17/09/2014	Return Security		‐91400	ORD	(i)
17/09/2014	Settle Sec Loan		130000	ORD	(i)
17/09/2014	Settle Sec Loan		1490	ORD	(i)
18/09/2014	Settle Sec Loan		98000	ORD	(i)
18/09/2014	Settle Sec Loan		43000	ORD	(i)
18/09/2014	Return Security		‐25063	ORD	(i)
19/09/2014	Return Security		‐338400	ORD	(i)
19/09/2014	Return Security		‐4937	ORD	(i)
19/09/2014	Settle Sec Loan		43000	ORD	(i)
19/09/2014	Settle Sec Loan		10000	ORD	(i)
19/09/2014	Return Security		‐20828	ORD	(i)
22/09/2014	Settle Sec Loan		43000	ORD	(i)
22/09/2014	Settle Sec Loan		10000	ORD	(i)
22/09/2014	Settle Sec Loan		20000	ORD	(i)
22/09/2014	Settle Sec Loan		100000	ORD	(i)
22/09/2014	Settle Sec Loan		13991	ORD	(i)
23/09/2014	Return Security		‐66500	ORD	(i)
23/09/2014	Return Security		‐130500	ORD	(ii)
23/09/2014	Return Security		‐84600	ORD	(vii)
23/09/2014	Return Security		‐34642	ORD	(i)
23/09/2014	Settle Sec Loan		43000	ORD	(i)
23/09/2014	Settle Sec Loan		3826	ORD	(i)
24/09/2014	Settle Sec Loan		50000	ORD	(i)
24/09/2014	Return Security		‐8541	ORD	(i)
24/09/2014	Settle Sec Loan		42480	ORD	(ii)
24/09/2014	Settle Sec Loan		40000	ORD	(i)
24/09/2014	Settle Sec Loan		500	ORD	(i)
25/09/2014	Settle Sec Loan		53325	ORD	(i)
25/09/2014	Settle Sec Loan		50000	ORD	(i)
25/09/2014	Settle Sec Loan		30000	ORD	(i)
25/09/2014	Settle Sec Loan		5000	ORD	(i)
26/09/2014	Settle Sec Loan		112000	ORD	(i)
26/09/2014	Return Security		‐2848	ORD	(i)
26/09/2014	Settle Sec Loan		190858	ORD	(i)
26/09/2014	Settle Sec Loan		89142	ORD	(v)
26/09/2014	Settle Sec Loan		457680	ORD	(ii)
26/09/2014	Settle Sec Loan		52320	ORD	(v)
29/09/2014	Settle Sec Loan		56000	ORD	(v)
29/09/2014	Settle Sec Loan		24386	ORD	(i)
29/09/2014	Settle Sec Loan		140000	ORD	(v)
29/09/2014	Settle Sec Loan		70000	ORD	(v)
29/09/2014	Settle Sec Loan		107144	ORD	(v)
29/09/2014	Settle Sec Loan		7302	ORD	(ii)
29/09/2014	Settle Sec Loan		84600	ORD	(vii)
29/09/2014	Settle Sec Loan		200954	ORD	(i)
29/09/2014	Settle Sec Loan		600	ORD	(i)
30/09/2014	Return Security		‐800	ORD	(i)
30/09/2014	Settle Sec Loan		180000	ORD	(i)
30/09/2014	Settle Sec Loan		43000	ORD	(i)
30/09/2014	Settle Sec Loan		1097	ORD	(i)

30/09/2014	Settle Sec Loan		102710	ORD	(v)
30/09/2014	Settle Sec Loan		16290	ORD	(ii)
30/09/2014	Settle Sec Loan		370000	ORD	(i)
30/09/2014	Settle Sec Loan		40000	ORD	(i)
30/09/2014	Settle Sec Loan		5000	ORD	(i)
1/10/2014	Settle Sec Loan		35000	ORD	(i)
1/10/2014	Return Security		‐43000	ORD	(i)
1/10/2014	Return Security		‐43000	ORD	(i)
1/10/2014	Return Security		‐10000	ORD	(i)
1/10/2014	Return Security		‐23141	ORD	(i)
1/10/2014	Return Security		‐2700	ORD	(i)
1/10/2014	Return Security		‐43000	ORD	(i)
1/10/2014	Return Security		‐130000	ORD	(i)
1/10/2014	Return Security		‐10000	ORD	(i)
1/10/2014	Return Security		‐20000	ORD	(i)
1/10/2014	Return Security		‐1490	ORD	(i)
1/10/2014	Return Security		‐43000	ORD	(i)
1/10/2014	Return Security		‐3826	ORD	(i)
1/10/2014	Return Security		‐42480	ORD	(ii)
1/10/2014	Return Security		‐100000	ORD	(i)
1/10/2014	Return Security		‐13991	ORD	(i)
1/10/2014	Return Security		‐53325	ORD	(i)
1/10/2014	Return Security		‐40000	ORD	(i)
1/10/2014	Return Security		‐500	ORD	(i)
1/10/2014	Return Security		‐50000	ORD	(i)
1/10/2014	Return Security		‐30000	ORD	(i)
1/10/2014	Return Security		‐5000	ORD	(i)
1/10/2014	Settle Sec Loan		43000	ORD	(i)
1/10/2014	Settle Sec Loan		5000	ORD	(i)
1/10/2014	Return Security		‐176952	ORD	(i)
2/10/2014	Settle Sec Loan		43000	ORD	(i)
2/10/2014	Settle Sec Loan		80000	ORD	(i)
2/10/2014	Settle Sec Loan		42480	ORD	(v)
2/10/2014	Settle Sec Loan		17333	ORD	(i)
2/10/2014	Settle Sec Loan		20000	ORD	(i)
3/10/2014	Settle Sec Loan		200000	ORD	(i)
3/10/2014	Settle Sec Loan		27000	ORD	(i)
3/10/2014	Settle Sec Loan		10000	ORD	(i)
3/10/2014	Settle Sec Loan		21000	ORD	(i)
3/10/2014	Settle Sec Loan		14573	ORD	(v)
3/10/2014	Settle Sec Loan		13370	ORD	(ii)
3/10/2014	Settle Sec Loan		2057	ORD	(i)
3/10/2014	Settle Sec Loan		42480	ORD	(i)
3/10/2014	Settle Sec Loan		260000	ORD	(i)
3/10/2014	Settle Sec Loan		258405	ORD	(i)
3/10/2014	Settle Sec Loan		181595	ORD	(v)
7/10/2014	Settle Sec Loan		100000	ORD	(v)
7/10/2014	Return Security		‐24386	ORD	(i)
7/10/2014	Return Security		‐13906	ORD	(i)
7/10/2014	Return Security		‐89142	ORD	(v)

7/10/2014	Return Security		‐457680	ORD	(ii)
7/10/2014	Return Security		‐52320	ORD	(v)
7/10/2014	Return Security		‐89244	ORD	(v)
7/10/2014	Settle Sec Loan		9093	ORD	(v)
7/10/2014	Settle Sec Loan		33907	ORD	(i)
7/10/2014	Settle Sec Loan		58520	ORD	(i)
7/10/2014	Settle Sec Loan		141480	ORD	(v)
8/10/2014	Return Security		‐25202	ORD	(v)
8/10/2014	Return Security		‐84600	ORD	(vii)
8/10/2014	Return Security		‐200954	ORD	(i)
8/10/2014	Return Security		‐370000	ORD	(i)
8/10/2014	Return Security		‐260000	ORD	(i)
8/10/2014	Return Security		‐38520	ORD	(i)
8/10/2014	Return Security		‐141480	ORD	(v)
8/10/2014	Settle Sec Loan		43000	ORD	(i)
8/10/2014	Settle Sec Loan		10000	ORD	(i)
8/10/2014	Settle Sec Loan		293768	ORD	(i)
8/10/2014	Settle Sec Loan		42480	ORD	(ii)
8/10/2014	Settle Sec Loan		13752	ORD	(i)
8/10/2014	Settle Sec Loan		38292	ORD	(i)
8/10/2014	Settle Sec Loan		141564	ORD	(v)
8/10/2014	Settle Sec Loan		89142	ORD	(v)
8/10/2014	Settle Sec Loan		31002	ORD	(ii)
9/10/2014	Return Security		‐4200	ORD	(i)
9/10/2014	Settle Sec Loan		43000	ORD	(i)
10/10/2014	Return Security		‐1100	ORD	(i)
10/10/2014	Settle Sec Loan		55000	ORD	(ii)
10/10/2014	Return Security		‐586000	ORD	(i)
10/10/2014	Return Security		‐604000	ORD	(ii)
10/10/2014	Return Security		‐76912	ORD	(vii)
10/10/2014	Return Security		‐31363	ORD	(ii)
10/10/2014	Return Security		‐30000	ORD	(ii)
10/10/2014	Return Security		‐28725	ORD	(i)
10/10/2014	Return Security		‐34000	ORD	(i)
10/10/2014	Return Security		‐98000	ORD	(i)
10/10/2014	Return Security		‐112000	ORD	(i)
10/10/2014	Return Security		‐56000	ORD	(v)
10/10/2014	Return Security		‐180000	ORD	(i)
10/10/2014	Return Security		‐35000	ORD	(i)
10/10/2014	Return Security		‐80000	ORD	(i)
10/10/2014	Return Security		‐21000	ORD	(i)
10/10/2014	Settle Sec Loan		43000	ORD	(v)
10/10/2014	Settle Sec Loan		30000	ORD	(v)
10/10/2014	Settle Sec Loan		75000	ORD	(ii)
13/10/2014	Return Security		‐55000	ORD	(ii)
13/10/2014	Settle Sec Loan		20000	ORD	(ii)
13/10/2014	Return Security		‐25387	ORD	(v)
14/10/2014	Return Security		‐33700	ORD	(i)
14/10/2014	Return Security		‐194700	ORD	(i)
14/10/2014	Settle Sec Loan		200000	ORD	(ii)

14/10/2014	Settle Sec Loan		606725	ORD	(i)
14/10/2014	Settle Sec Loan		393275	ORD	(ii)
14/10/2014	Return Security		‐10000	ORD	(i)
14/10/2014	Return Security		‐332	ORD	(v)
14/10/2014	Settle Sec Loan		70000	ORD	(ii)
15/10/2014	Settle Sec Loan		200000	ORD	(i)
15/10/2014	Settle Sec Loan		71000	ORD	(ii)
15/10/2014	Return Security		‐57568	ORD	(v)
16/10/2014	Return Security		‐56713	ORD	(ii)
16/10/2014	Settle Sec Loan		43000	ORD	(ii)
16/10/2014	Settle Sec Loan		44460	ORD	(ii)
16/10/2014	Return Security		‐57837	ORD	(ii)
17/10/2014	Return Security		‐20000	ORD	(ii)
17/10/2014	Return Security		‐43000	ORD	(i)
17/10/2014	Return Security		‐1097	ORD	(i)
17/10/2014	Return Security		‐43000	ORD	(i)
17/10/2014	Return Security		‐5000	ORD	(i)
17/10/2014	Return Security		‐102710	ORD	(v)
17/10/2014	Return Security		‐16290	ORD	(ii)
17/10/2014	Return Security		‐3754	ORD	(v)
17/10/2014	Return Security		‐600	ORD	(i)
17/10/2014	Return Security		‐40000	ORD	(i)
17/10/2014	Return Security		‐5000	ORD	(i)
17/10/2014	Settle Sec Loan		43000	ORD	(ii)
17/10/2014	Return Security		‐12163	ORD	(ii)
17/10/2014	Settle Sec Loan		66489	ORD	(v)
17/10/2014	Settle Sec Loan		118493	ORD	(ii)
17/10/2014	Settle Sec Loan		5018	ORD	(ii)
17/10/2014	Settle Sec Loan		21860	ORD	(ii)
17/10/2014	Settle Sec Loan		18140	ORD	(vii)
20/10/2014	Settle Sec Loan		67000	ORD	(ii)
20/10/2014	Settle Sec Loan		95372	ORD	(vii)
20/10/2014	Settle Sec Loan		3754	ORD	(v)
20/10/2014	Settle Sec Loan		48453	ORD	(ii)
20/10/2014	Settle Sec Loan		102710	ORD	(v)
20/10/2014	Settle Sec Loan		9711	ORD	(i)
20/10/2014	Settle Sec Loan		63527	ORD	(i)
20/10/2014	Settle Sec Loan		61473	ORD	(v)
21/10/2014	Settle Sec Loan		600000	ORD	(v)
21/10/2014	Return Security		‐17333	ORD	(i)
21/10/2014	Return Security		‐14573	ORD	(v)
21/10/2014	Return Security		‐13370	ORD	(ii)
21/10/2014	Return Security		‐2057	ORD	(i)
21/10/2014	Return Security		‐42480	ORD	(i)
21/10/2014	Return Security		‐9093	ORD	(v)
21/10/2014	Return Security		‐33907	ORD	(i)
21/10/2014	Return Security		‐16246	ORD	(i)
21/10/2014	Return Security		‐42480	ORD	(i)
21/10/2014	Return Security		‐15739	ORD	(i)
21/10/2014	Return Security		‐13752	ORD	(i)

21/10/2014	Return Security		‐200000	ORD	(i)
21/10/2014	Return Security		‐38292	ORD	(i)
21/10/2014	Return Security		‐132566	ORD	(v)
21/10/2014	Return Security		‐89142	ORD	(v)
21/10/2014	Settle Sec Loan		66000	ORD	(v)
22/10/2014	Return Security		‐25369	ORD	(v)
22/10/2014	Return Security		‐38726	ORD	(v)
22/10/2014	Return Security		‐12432	ORD	(v)
22/10/2014	Return Security		‐81610	ORD	(v)
22/10/2014	Return Security		‐7302	ORD	(ii)
22/10/2014	Return Security		‐17000	ORD	(i)
22/10/2014	Return Security		‐3000	ORD	(i)
22/10/2014	Return Security		‐3754	ORD	(i)
22/10/2014	Return Security		‐520	ORD	(i)
22/10/2014	Return Security		‐10000	ORD	(i)
22/10/2014	Return Security		‐278029	ORD	(i)
22/10/2014	Return Security		‐42480	ORD	(ii)
22/10/2014	Return Security		‐43000	ORD	(i)
22/10/2014	Return Security		‐58405	ORD	(i)
22/10/2014	Return Security		‐181595	ORD	(v)
22/10/2014	Return Security		‐43000	ORD	(v)
22/10/2014	Return Security		‐30000	ORD	(v)
22/10/2014	Return Security		‐8998	ORD	(v)
22/10/2014	Return Security		‐31002	ORD	(ii)
22/10/2014	Return Security		‐18287	ORD	(ii)
22/10/2014	Return Security		‐43000	ORD	(ii)
22/10/2014	Return Security		‐44460	ORD	(ii)
22/10/2014	Return Security		‐43000	ORD	(ii)
22/10/2014	Return Security		‐67000	ORD	(ii)
22/10/2014	Return Security		‐66000	ORD	(v)
22/10/2014	Settle Sec Loan		30000	ORD	(ii)
22/10/2014	Settle Sec Loan		32000	ORD	(v)
22/10/2014	Return Security		‐66489	ORD	(v)
22/10/2014	Return Security		‐118493	ORD	(ii)
22/10/2014	Return Security		‐5018	ORD	(ii)
22/10/2014	Settle Sec Loan		5000	ORD	(ii)
22/10/2014	Return Security		‐21860	ORD	(ii)
22/10/2014	Return Security		‐18140	ORD	(vii)
22/10/2014	Return Security		‐95372	ORD	(vii)
22/10/2014	Return Security		‐3754	ORD	(v)
22/10/2014	Return Security		‐48453	ORD	(ii)
22/10/2014	Return Security		‐102710	ORD	(v)
22/10/2014	Return Security		‐9711	ORD	(i)
22/10/2014	Return Security		‐63527	ORD	(i)
22/10/2014	Return Security		‐61473	ORD	(v)
23/10/2014	Settle Sec Loan		56000	ORD	(vii)
23/10/2014	Return Security		‐30000	ORD	(ii)
23/10/2014	Return Security		‐32000	ORD	(v)
23/10/2014	Return Security		‐5000	ORD	(ii)
23/10/2014	Settle Sec Loan		43000	ORD	(vii)

23/10/2014	Settle Sec Loan		5000	ORD	(vii)
23/10/2014	Settle Sec Loan		18859	ORD	(i)
24/10/2014	Return Security		‐43000	ORD	(i)
24/10/2014	Return Security		‐27000	ORD	(i)
24/10/2014	Return Security		‐24100	ORD	(ii)
24/10/2014	Settle Sec Loan		200000	ORD	(i)
24/10/2014	Settle Sec Loan		30000	ORD	(ii)
24/10/2014	Settle Sec Loan		9390	ORD	(ii)
24/10/2014	Settle Sec Loan		15610	ORD	(ii)
24/10/2014	Return Security		‐43000	ORD	(vii)
24/10/2014	Return Security		‐5000	ORD	(vii)
24/10/2014	Return Security		‐18859	ORD	(i)
24/10/2014	Settle Sec Loan		31520	ORD	(v)
24/10/2014	Settle Sec Loan		31480	ORD	(i)
24/10/2014	Settle Sec Loan		4000	ORD	(i)
24/10/2014	Settle Sec Loan		20000	ORD	(i)
24/10/2014	Settle Sec Loan		3382	ORD	(ii)
27/10/2014	Return Security		‐31520	ORD	(v)
27/10/2014	Return Security		‐31480	ORD	(i)
27/10/2014	Return Security		‐4000	ORD	(i)
27/10/2014	Return Security		‐20000	ORD	(i)
27/10/2014	Return Security		‐3382	ORD	(ii)
27/10/2014	Settle Sec Loan		9988	ORD	(ii)
27/10/2014	Settle Sec Loan		33012	ORD	(v)
27/10/2014	Settle Sec Loan		22000	ORD	(v)
27/10/2014	Settle Sec Loan		45000	ORD	(v)
28/10/2014	Return Security		‐171600	ORD	(i)
28/10/2014	Return Security		‐9988	ORD	(ii)
28/10/2014	Return Security		‐33012	ORD	(v)
28/10/2014	Return Security		‐22000	ORD	(v)
28/10/2014	Return Security		‐45000	ORD	(v)
28/10/2014	Settle Sec Loan		57512	ORD	(vii)
28/10/2014	Settle Sec Loan		6488	ORD	(ii)
28/10/2014	Settle Sec Loan		16000	ORD	(ii)
28/10/2014	Settle Sec Loan		761	ORD	(ii)
29/10/2014	Return Security		‐57512	ORD	(vii)
29/10/2014	Return Security		‐6488	ORD	(ii)
29/10/2014	Return Security		‐16000	ORD	(ii)
29/10/2014	Return Security		‐761	ORD	(ii)
31/10/2014	Settle Sec Loan		430000	ORD	(ii)
3/11/2014	Return Security		‐115400	ORD	(vii)
3/11/2014	Return Security		‐104500	ORD	(i)
3/11/2014	Return Security		‐100000	ORD	(v)
3/11/2014	Return Security		‐175900	ORD	(ii)
3/11/2014	Return Security		‐200000	ORD	(i)
3/11/2014	Return Security		‐435125	ORD	(i)
3/11/2014	Return Security		‐393275	ORD	(ii)
3/11/2014	Return Security		‐71000	ORD	(ii)
3/11/2014	Return Security		‐200000	ORD	(i)
3/11/2014	Return Security		‐56000	ORD	(vii)

3/11/2014	Return Security		‐30000	ORD	(ii)
3/11/2014	Return Security		‐9390	ORD	(ii)
3/11/2014	Return Security		‐15610	ORD	(ii)
3/11/2014	Settle Sec Loan		1539000	ORD	(i)
3/11/2014	Settle Sec Loan		12000	ORD	(i)
5/11/2014	Settle Sec Loan		130000	ORD	(i)
5/11/2014	Settle Sec Loan		55337	ORD	(ii)
5/11/2014	Settle Sec Loan		22488	ORD	(ii)
5/11/2014	Settle Sec Loan		162175	ORD	(i)
6/11/2014	Settle Sec Loan		80000	ORD	(i)
7/11/2014	Return Security		‐134200	ORD	(i)
7/11/2014	Settle Sec Loan		120000	ORD	(i)
10/11/2014	Return Security		‐500	ORD	(i)
10/11/2014	Settle Sec Loan		68000	ORD	(i)
11/11/2014	Return Security		‐322000	ORD	(i)
11/11/2014	Return Security		‐10000	ORD	(i)
11/11/2014	Settle Sec Loan		30000	ORD	(v)
11/11/2014	Return Security		‐34465	ORD	(i)
11/11/2014	Return Security		‐59000	ORD	(i)
11/11/2014	Settle Sec Loan		61000	ORD	(i)
12/11/2014	Return Security		‐78600	ORD	(i)
12/11/2014	Return Security		‐30000	ORD	(v)
12/11/2014	Settle Sec Loan		419076	ORD	(v)
12/11/2014	Settle Sec Loan		500134	ORD	(i)
12/11/2014	Settle Sec Loan		207018	ORD	(iv)
12/11/2014	Settle Sec Loan		1326882	ORD	(i)
12/11/2014	Settle Sec Loan		657360	ORD	(ii)
12/11/2014	Settle Sec Loan		9390	ORD	(ii)
12/11/2014	Settle Sec Loan		191852	ORD	(v)
12/11/2014	Settle Sec Loan		30000	ORD	(ii)
12/11/2014	Settle Sec Loan		158288	ORD	(vii)
12/11/2014	Return Security		‐45535	ORD	(i)
12/11/2014	Return Security		‐18613	ORD	(i)
12/11/2014	Return Security		‐61000	ORD	(i)
13/11/2014	Settle Sec Loan		30000	ORD	(v)
13/11/2014	Settle Sec Loan		63000	ORD	(i)
13/11/2014	Return Security		‐35776	ORD	(i)

This is Annexure A of 11 pages referred to in the Form 603 Notice of initial substantial holder signed by me and dated 19/11/2014

Fiona Last, Company Secretary

W M POOL - EQUITIES TRUST NO.25 WM POOL - EQUITIES TRUST NO. 13 WM POOL - EQUITIES TRUST NO.24 1-6 HIGHBANKS RESIDENTIAL MANAGEMENT COMPANY LIMITED 11 TUDOR HILL RESIDENTIAL MANAGEMENT COMPANY LIMITED 26-28 CENTRAL ROAD RESIDENTIAL MANAGEMENT COMPANY LIMITED A.C.N. 083 784 463 LIMITED ACCESS FUND NO 1 ACCESS FUND NO 10 ACCESS FUND NO 11 ACCESS FUND NO 12 ACCESS FUND NO 13 ACCESS FUND NO 14 ACCESS FUND NO 15 ACCESS FUND NO 16 ACCESS FUND NO 17 ACCESS FUND NO 18 ACCESS FUND NO 19 ACCESS FUND NO 2 ACCESS FUND NO 20 ACCESS FUND NO 21 ACCESS FUND NO 22 ACCESS FUND NO 23 ACCESS FUND NO 24 ACCESS FUND NO 25 ACCESS FUND NO 26 ACCESS FUND NO 27 ACCESS FUND NO 28 ACCESS FUND NO 29 ACCESS FUND NO 3 ACCESS FUND NO 30 ACCESS FUND NO 31 ACCESS FUND NO 32 ACCESS FUND NO 4 ACCESS FUND NO 5 ACCESS FUND NO 6 ACCESS FUND NO 7 ACCESS FUND NO 8 ACCESS FUND NO 9 ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD ADVANTEDGE FINANCIAL SERVICES PTY LTD ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD

AF&L DRAGON LEASING PTY LTD AF&L VISTA PTY LTD AFSH NOMINEES PTY LTD ALICE CORPORATION PTY LTD ALTERNATIVE ASSETS AIRPORTS TRUST ALTERNATIVE ASSETS BRISBANE AIRPORTS TRUST ALTERNATIVE ASSETS INFRASTRUCTURE TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (APTC) TRUST ALTERNATIVE EQUITY - INFRASTRUCTURE (RAIL) TRUST ALTERNATIVE EQUITY BACL TRUST ANCHORAGE HOME LOANS PTY LTD ANGARA COMPANY LIMITED ANTARES CAPITAL PARTNERS LTD ANTARES INDEX ENHANCED AUSTRALIAN FIXED INTEREST TRUST APOGEE FINANCIAL PLANNING LIMITED ARDB LIMITED ASIBOND PTY. LIMITED ATM ACCESS AUSTRALIA LIMITED AUSMAQ (NZ) LIMITED AUSMAQ LIMITED AUSTRALIAN COMPANY NUMBER 094 484 625 LIMITED AUSTRALIAN PAYMENTS CLEARING ASSOCIATION LIMITED AUSTRALIAN SHARES INDEX FUND BANK OF NEW ZEALAND BASTION INFRASTRUCTURE GROUP INC. BLSSA PTY LTD BNZ AGRICAPITAL LIMITED BNZ BRANCH PROPERTIES LTD BNZ CASH PIE UNIT TRUST BNZ CORPORATION LTD BNZ EQUITY INVESTMENTS NO.2 LIMITED BNZ FACILITIES MANAGEMENT LIMITED BNZ INCOME MANAGEMENT LIMITED BNZ INCOME SECURITIES 2 LIMITED BNZ INCOME SECURITIES LIMITED BNZ INSURANCE SERVICES LIMITED BNZ INTERNATIONAL FUNDING LTD BNZ INVESTMENT SERVICES LIMITED BNZ INVESTMENTS LTD BNZ LIFE INSURANCE LIMITED BNZ PROPERTIES (AUCKLAND) LTD BNZ PROPERTIES LTD BNZ PROPERTY INVESTMENTS LTD BNZ RMBS TRUST SERIES 2008-1 C.B. NOMINEES LIMITED C.B.C. PROPERTIES LIMITED CAMBRIDGE REAL ESTATE INVESTMENTS PTE LTD CARDLINK SERVICES LIMITED CARDS NZ LIMITED CARRINGTON CONFIRMERS PTY. LIMITED (DEREGISTERED)

CASH ACCOUNT INCOME FUND CASH SERVICES AUSTRALIA PTY LIMITED CBC HOLDINGS LIMITED CGF NO. 9 LIMITED CHOICE LEND PTY LTD CLYDESDALE BANK ASSET FINANCE LIMITED CLYDESDALE BANK PLC CNA-CAPITAL INTERNATIONAL - EMERGING MARKETS EQUITY TRUST CRAIG YR HAUL MANAGEMENT COMPANY LIMITED CRUICKSHANK ASSET MANAGEMENT PTY LTD CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION) CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION) DEESARN PTY LTD (DEREGISTERED) DIBA EQUITIES LIMITED DIBA INVESTMENTS LIMITED EFTPOS ACCESS AUSTRALIA LIMITED ELLY INVESTMENTS PTY LTD EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD EUROCLEAR PLC EXPERIAN AUSTRALIA CREDIT SERVICES PTY LTD FAIRVIEW EQUITY PARTNERS EMERGING COMPANIES FUND FAIRVIEW EQUITY PARTNERS PTY LTD FAIRWAY VIEWS (COMPTON AVENUE) MANAGEMENT COMPANY LTD FASTLEND PTY LTD FINANCE & SYSTEMS TECHNOLOGY HOLDINGS PTY LIMITED FINANCE & SYSTEMS TECHNOLOGY PTY LTD FINTRACK MEMBERS PTY LTD FIRST FEDERAL INVESTMENT SERVICES, INC. FIRST IOWA MORTGAGE, INC. FITS, INC GODFREY PEMBROKE LIMITED GRACECHURCH COMMERCIAL INVESTMENTS LIMITED GREAT WESTERN BANCORPORATION, INC GREAT WESTERN BANK GREAT WESTERN FINANCIAL SERVICES, INC. GREAT WESTERN SERVICE CORPORATION GREENOAK HOUSE RESIDENTIAL MANAGEMENT COMPANY LIMITED GUIDESTAR FINANCIAL GROUP LIMITED( IN LIQUIDATION) GW DEVELOPMENT AMERICAS, INC GW LEASING, INC. GWB LLC GWM ADVISER SERVICES LIMITED HAVEN ROAD MANAGEMENT COMPANY LTD HEGIRA LIMITED HICAPS PTY LTD HORIZON 1 BOND PORTFOLIO HORIZON 2 INCOME PORTFOLIO HORIZON 3 CONSERVATIVE GROWTH PORTFOLIO HORIZON 4 BALANCED PORTFOLIO HORIZON 5 GROWTH PORTFOLIO

HORIZON 6 SHARE PORTFOLIO HORIZON 7 ACCELERATED GROWTH PORTFOLIO I.C.NOMINEES PTY LTD INDEPENDENT MORTGAGE AFFILIATES PTY LIMITED INFRASTRUCTURE NATURAL RESOURCES TRUST INTEGRATED SEPARATELY MANAGED ACCOUNT INTERMEDE INVESTMENT PARTNERS LIMITED INVIA CUSTODIAN PTY LIMITED JANA AUSTRALIAN SHARE LONG SHORT TRUST JANA CASH TRUST JANA CORE AUSTRALIAN SHARE TRUST JANA CORE GLOBAL SHARE TRUST JANA CORE GLOBAL SHARE TRUST WITH CURRENCY HEDGED JANA CORPORATE INVESTMENT SERVICES LIMITED JANA DIVERSIFIED FIXED INCOME TRUST JANA EMERGING MARKETS SHARE TRUST JANA GLOBAL OPPORTUNITIES FUND JANA GLOBAL SHARE LONG SHORT TRUST JANA HIGH ALPHA AUSTRALIAN SHARE TRUST JANA HIGH ALPHA GLOBAL SHARE TRUST JANA INVESTMENT ADVISERS PTY LIMITED JANA PASSIVE AUSTRALIAN SHARE TRUST JANA PASSIVE GLOBAL SHARE TRUST JANA PROPERTY TRUST JANA TRIPLEPOINT FUND JBWERE (NZ) HOLDINGS LIMITED JBWERE (NZ) NOMINEES LIMITED JBWERE (NZ) PTY LTD JBWERE LIMITED LCH CLEARNET GROUP LIMITED LIMEHOUSE INVESTMENTS PTY LIMITED LINTON SPRINGS RESIDENTIAL MANAGEMENT COMPANY LIMITED LODESTAR AUSTRALIAN EQUITY INCOME FUND LODESTAR AUSTRALIAN STRATEGIC SHARE FUND LONG - TERM ABSOLUTE RETURN PORTFOLIO LONG TERM INCOME FUND LOYALTY NEW ZEALAND LIMITED MARGIN LENDING (NZ) LIMITED MEDFIN AUSTRALIA PTY LIMITED MERITUM FINANCIAL GROUP PTY LTD MERITUM FINANCIAL PLANNING PTY LTD METRICS CREDIT PARTNERS PTY LTD MLC (NCIT) AUSTRALIAN SHARE TRUST MLC (NCIT) DIVERSIFIED DEBT TRUST MLC (NCIT) GLOBAL SHARE TRUST MLC (NCIT) GLOBAL SHARE TRUST WITH CURRENCY HEDGED MLC (NCIT) MODERATE TRUST MLC (NCIT) SHORT-MATURITY DIVERSIFIED DEBT TRUST MLC ALLIANCE HOLDINGS PTY LIMITED MLC GLOBAL PROPERTY FUND

MLC HEDGED GLOBAL SHARE FUND MLC HOLDINGS LIMITED MLC INTERNATIONAL HOLDINGS (SINGAPORE) PTE LTD MLC INVESTMENT TRUST PLATINUM GLOBAL FUND MLC INVESTMENTS LIMITED MLC LIFETIME COMPANY LIMITED MLC LIMITED MLC MASTERKEY UNIT TRUST ACCELERATED GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST AUSTRALIAN SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST BALANCED PORTFOLIO MLC MASTERKEY UNIT TRUST BOND PORTFOLIO MLC MASTERKEY UNIT TRUST CASH FUND MLC MASTERKEY UNIT TRUST CONSERVATIVE GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE GROWTH STYLE FUND MLC MASTERKEY UNIT TRUST GLOBAL SHARE VALUE STYLE FUND MLC MASTERKEY UNIT TRUST GROWTH PORTFOLIO MLC MASTERKEY UNIT TRUST INCOME PORTFOLIO MLC MASTERKEY UNIT TRUST INCOMEBUILDER MLC MASTERKEY UNIT TRUST MLC CAPITAL INTERNATIONAL GLOBAL SHARE FUND MLC MASTERKEY UNIT TRUST MLC-PLATINUM GLOBAL FUND MLC MASTERKEY UNIT TRUST PROPERTY SECURITIES FUND MLC MASTERKEY UNIT TRUST SHARE INDEX FUND MLC MASTERKEY UNIT TRUST SHARE PORTFOLIO MLC NOMINEES PTY LTD MLC PE EVERGREEN TRUST MLC PROPERTIES PTY. LIMITED MLC SAVINGS LIMITED (IN LIQUIDATION) MLC TRUST MANAGEMENT COMPANY LIMITED (IN LIQUIDATION) MLC VC TRUST MLC VINTAGE YEAR TRUST (2008) MLC VINTAGE YEAR TRUST (2009) MLC VINTAGE YEAR TRUST (2010) MLC WEALTH MANAGEMENT LIMITED MLC WHOLESALE AUSTRALIAN SHARE FUND MLC WHOLESALE DIVERSIFIED DEBT FUND MLCI HORIZON 7 TRUST MLCI POOL - PRIVATE EQUITY TRUST MLCIC TAILORED TRUST NO. 2 MLCIC TAILORED TRUST NO.1 MLCIC TAILORED TRUST NO.3 MOCKEY 7 PTY LIMITED (DEREGISTERED) MONDEX AUSTRALIA PTY LTD (IN LIQUIDATION) MORTGAGE SUPPORT SERVICES PTY LTD MSRA HOLDINGS, INC MSS MF PTY LTD MSS MFA PTY LTD MUDCHUTE PTY LIMITED

NAB ASSET MANAGEMENT LIMITED NAB CAPITAL LLC NAB EUROPE LIMITED NAB GOLD, LLC NAB INVESTMENTS LIMITED NAB IRON, LLC NAB PRIVATE WEALTH ADVISORY LIMITED NAB PROPERTIES AUSTRALIA LIMITED NABCAPITAL LEASING (NO. 1) PTY LIMITED (IN LIQUIDATION) NABCAPITAL LEASING (NO.2) PTY LIMITED NABICS INVESTMENTS PTY LTD (DEREGISTERED 18/10/2014) NABINVEST (UK) LIMITED NABINVEST CAPITAL PARTNERS PTY LIMITED NABINVEST OXLEY SINGAPORE PTE LTD NABINVEST UK RE LIMITED NABSECURITIES, LLC NAM NT RAIL PTY LIMITED NATIONAL AMERICAS CAPITAL INVESTMENTS, LLC NATIONAL AMERICAS HOLDINGS LIMITED NATIONAL AMERICAS HOLDINGS LLC NATIONAL AMERICAS INVESTMENT, INC. NATIONAL ASSET MANAGEMENT LIMITED NATIONAL AUSTRALIA BALANCED FUND NATIONAL AUSTRALIA BANK LIMITED NATIONAL AUSTRALIA BANK PENSION TRUSTEE (UK) LIMITED NATIONAL AUSTRALIA BANK REPRESENTAÇÕES LTDA (IN LIQUIDATION) NATIONAL AUSTRALIA BANK SUPERANNUATION FUND PTY LTD NATIONAL AUSTRALIA CORPORATE SERVICES LIMITED NATIONAL AUSTRALIA DIVIDEND IMPUTATION FUND NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED NATIONAL AUSTRALIA FINANCE (ASSET LEASING) LLP NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EQUIPMENT LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (LEASING) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.2) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.3) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.4) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED NATIONAL AUSTRALIA FUNDING (DELAWARE) INC. NATIONAL AUSTRALIA GROUP (NZ) LIMITED NATIONAL AUSTRALIA GROUP EUROPE INVESTMENTS LIMITED NATIONAL AUSTRALIA GROUP EUROPE LIMITED NATIONAL AUSTRALIA GROUP EUROPE SERVICES LIMITED

NATIONAL AUSTRALIA GROUP SERVICES LTD NATIONAL AUSTRALIA GROUP SSP TRUSTEE LIMITED NATIONAL AUSTRALIA INSURANCE SERVICES LTD NATIONAL AUSTRALIA INVESTMENT CAPITAL LIMITED NATIONAL AUSTRALIA MANAGERS LIMITED NATIONAL AUSTRALIA MERCHANT BANK (SINGAPORE) LIMITED NATIONAL AUSTRALIA MONTHLY INCOME FUND NATIONAL AUSTRALIA PKI HOLDINGS LLC NATIONAL AUSTRALIA PROPERTY FUND NATIONAL AUSTRALIA SECURITIES LIMITED (IN LIQUIDATION) NATIONAL AUSTRALIA TRUSTEES LIMITED NATIONAL AUSTRALIA UNDERWRITERS LIMITED NATIONAL CAPITAL FUNDING (UK) PLC NATIONAL CAPITAL HOLDINGS I INC. NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 2 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 1 NATIONAL CAPITAL INSTRUMENTS II LLC 2 NATIONAL CAPITAL INSTRUMENTS II LLC1 NATIONAL CAPITAL INSTRUMENTS [AUD] LLC 1 NATIONAL CAPITAL INSTRUMENTS [EURO] LLC 2 NATIONAL CAPITAL TRUST I NATIONAL CAPITAL TRUST II (DELAWARE) NATIONAL CAPITAL TRUST III NATIONAL E-CONVEYANCING DEVELOPMENT LIMITED NATIONAL EQUITIES LIMITED NATIONAL EUROPE HOLDINGS (WEALTH MANAGEMENT) LIMITED (IN LIQUIDATION) NATIONAL FUNDING HOLDINGS PTY LTD NATIONAL FUNDING TRUST I NATIONAL FUNDING TRUST II (DELAWARE) NATIONAL GLOBAL MBS MANAGER PTY LTD (IN LIQUIDATION) NATIONAL HK INVESTMENTS LIMITED NATIONAL MARGIN SERVICES PTY LIMITED NATIONAL MARKETS GROUP LIMITED NATIONAL MORTGAGE SECURITIES, INC. NATIONAL NOMINEES LIMITED NATIONAL OBU PTY LIMITED NATIONAL WEALTH MANAGEMENT EUROPE HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT EUROPE SERVICES LIMITED (IN LIQUIDATION) NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD NATIONAL WEALTH MANAGEMENT SERVICES LTD NAUTILUS INSURANCE (EUROPE) LIMITED NAUTILUS INSURANCE PTE LIMITED NAVIGATOR AUSTRALIA LIMITED NAVIGATOR INCOME TRUST NBA LEASING PTY. LIMITED NBA PROPERTIES LIMITED NCIT- PROPERTY SECURITIES TRUST NCP-CAPITAL INTERNATIONAL GLOBAL EQUITY TRUST WITH CURRENCY

NMS NOMINEES PTY LIMITED NORTHRIDGE APARTMENTS LIMITED PARTNERSHIP NORTHWARD CAPITAL AUSTRALIAN EQUITY NORTHWARD CAPITAL PTY LIMITED NSIM ENHANCED CASH TRUST NULIS NOMINEES (AUSTRALIA) LIMITED NWMH SUB (CANADA) INC NWMH SUB LIMITED PARTOWN PTY. LIMITED PAYMARK LIMITED PAYMENTS NZ LIMITED PENGANA HOLDINGS PTY LTD PENNLEY PTY LTD PERIDIEM GLOBAL INVESTORS LLC PFS NOMINEES PTY LIMITED PLAN AUSTRALIA FINANCIAL SERVICES PTY. LTD (IN LIQUIDATION) PLAN AUSTRALIA OPERATIONS PTY. LTD. PLAN AUSTRALIA PTY LTD (IN LIQUIDATION) PLAN GROUP NOMINEES PTY LTD PLAN LENDING PTY. LTD. PLAN TECHNOLOGIES PTY. LTD (IN LIQUIDATION) PLAZA VENTURES LIMITED PLUM FINANCIAL SERVICES LIMITED PMJI INC. PORTSMOUTH INVESTMENT COMPANY PTY LIMITED (IN LIQUIDATION) PRE SELECT AUSTRALIAN EQUITY FUND PRE SELECT AUSTRALIAN SMALL COMPANIES FUND PRE SELECT BALANCED FUND PRE SELECT BOUTIQUE AUSTRALIAN EQUITY FUND PRE SELECT CONSERVATIVE FUND PRE SELECT GROWTH FUND PRE SELECT HIGH GROWTH FUND PRE SELECT INTERNATIONAL EQUITY FUND PRESIMA INC. PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD. PUGET LIMITED QW RAIL LEASING LIMITED REDPOINT INVESTMENT MANAGEMENT PTY LTD RMBS 2006-2 FINANCE COMPANY PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 HOLDINGS PTY LIMITED (IN LIQUIDATION) RMBS 2006-2 INVESTMENT COMPANY PTY LTD (IN LIQUIDATION) SECURITY BANCSERVICES GROUP INC. SHADWELL HOLDINGS (UK) LIMITED SOCIETY FOR WORLDWIDE INTERBANK FINANCIAL TELECOMMUNICATION ST JOHNS PLACE RESIDENTIAL MANAGEMENT COMPANY LIMITED ST VINCENT (EQUITIES) LIMITED STAR COMMODITIES PTY LTD STARFISH COMPANY LIMITED TASOVAC PTY LIMITED TEMPCO NO.1

THE DEEP IN HULL LIMITED THE PUGET LIMITED PARTNERSHIP THE SCOTTISH AGRICULTURAL SECURITIES CORPORATION P.L.C. THE TRUSTEE FOR NCIT - GLOBAL EQUITIES TRUST NO 2 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 35 THE TRUSTEE FOR WM POOL - EQUITIES TRUST NO. 36 THE TRUSTEE FOR WM POOL - LTAR PART 1 NS TRUST TIERONE REINSURANCE COMPANY TMS CORPORATION OF THE AMERICAS TOKARA PTY LTD TOP 200 FUND VALEWIN PTY. LIMITED VALLEY HEIGHTS LINCOLN LLC VIPRO PTY LTD VYNOTAS PTY. LTD. W M POOL - EQUITIES NO. 23 TRUST WEALTHHUB SECURITIES LIMITED WEALTHHUB SECURITIES NOMINEES PTY LIMITED WHOLESALE INCOME BUILDER WHOLESALE AUSTRALIAN SHARE GROWTH STYLE FUND WHOLESALE AUSTRALIAN SHARE VALUE STYLE FUND WHOLESALE CAPITAL INTERNATIONAL GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE FUND WHOLESALE GLOBAL SHARE GROWTH STYLE FUND WHOLESALE GLOBAL SHARE VALUE STYLE FUND WHOLESALE PROPERTY SECURITIES FUND WILTSHIRE CAPITAL LIMIITED WILTSHIRE CAPITAL MANAGEMENT LIMITED WINTERGREEN REAL ESTATE HOLDINGS, LLC WM AUSTRALIA PTY LIMITED WM FIXED ASSETS (2) PTY LIMITED WM GROUP PTY LIMITED WM LIFE AUSTRALIA LIMITED WM POOL - BANK OF IRELAND GLOBAL EQUITIES TRUST WM POOL - BEM AGGRESSIVE AUSTRALIAN EQUITIES TRUST WM POOL - BEM AUSTRALIAN EQUITIES TRUST WM POOL - BLACKROCK GLOBAL FIXED INTEREST (S) TRUST WM POOL - BRIDGEWATER GLOBAL FIXED INTEREST TRUST WM POOL - CAPITAL INTERNATIONAL GLOBAL EQUITIES TRUST WM POOL - CONCORD AUSTRALIAN EQUITIES TRUST WM POOL - CONTANGO AUSTRALIAN EQUITIES TRUST WM POOL - DIMENSIONAL AUSTRALIAN EQUITIES TRUST WM POOL - EQUITIES TRUST NO 14 WM POOL - EQUITIES TRUST NO 20 WM POOL - EQUITIES TRUST NO. 15 WM POOL - EQUITIES TRUST NO. 16 WM POOL - EQUITIES TRUST NO. 17 WM POOL - EQUITIES TRUST NO. 18 WM POOL - EQUITIES TRUST NO. 19 WM POOL - EQUITIES TRUST NO. 21

WM POOL - EQUITIES TRUST NO. 22 WM POOL - EQUITIES TRUST NO. 26 WM POOL - EQUITIES TRUST NO. 27 WM POOL - EQUITIES TRUST NO. 28 WM POOL - EQUITIES TRUST NO. 31 WM POOL - EQUITIES TRUST NO. 32 WM POOL - EQUITIES TRUST NO. 33 WM POOL - EQUITIES TRUST NO. 34 WM POOL - EQUITIES TRUST NO.1 WM POOL - EQUITIES TRUST NO.11 WM POOL - EQUITIES TRUST NO.2 WM POOL - EQUITIES TRUST NO.9 WM POOL - FIXED INTEREST TRUST NO 1 WM POOL - FIXED INTEREST TRUST NO. 15 WM POOL - FIXED INTEREST TRUST NO. 3 WM POOL - FIXED INTEREST TRUST NO. 5 WM POOL - FIXED INTEREST TRUST NO. 6 WM POOL - FIXED INTEREST TRUST NO. 7 WM POOL - FIXED INTEREST TRUST NO. 8 WM POOL - FIXED INTEREST TRUST NO. 9 WM POOL - GLOBAL EQUITIES TRUST NO 1 WM POOL - GLOBAL EQUITIES TRUST NO. 4 WM POOL - GLOBAL PROPERTIES TRUST WM POOL - HIGH YIELD FIXED INTEREST TRUST WM POOL - INFLATION LINKED SECURITIES TRUST WM POOL - JARDINE FLEMING AUSTRALIAN EQUITIES TRUST WM POOL - LAZARD AUSTRALIAN EQUITIES TRUST WM POOL - LTAR PART 1 TRUST

WM POOL - MARVIN & PALMER EMERGING MARKETS TRUST WM POOL - MBA AUSTRALIAN EQUITIES TRUST

WM POOL - NSIM AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - NSIM AUSTRALIAN FIXED INTEREST (S) TRUST WM POOL - NSIM CASH TRUST

WM POOL - PIMCO GLOBAL FIXED INTEREST (A) TRUST WM POOL - PIMCO GLOBAL FIXED INTEREST (S) TRUST WM POOL - PROPERTY SECURITIES TRUST NO 1

WM POOL - RESOLUTION CAPITAL PROPERTY SECURITIES TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (A) TRUST WM POOL - UBS AUSTRALIAN FIXED INTEREST (S) TRUST

WM POOL - VANGUARD AUSTRALIAN EQUITIES INDEX TRUST WM POOL - VANGUARD GLOBAL EQUITIES INDEX TRUST WM POOL - WALLARA AUSTRALIAN EQUITIES TRUST WM POOL - WELLINGTON GLOBAL EQUITIES TRUST

WM POOL EQUITIES TRUST NO 12

WM POOL GLOBAL EQUITIES TRUST NO 5

WM SECTOR - AUSTRALIAN EQUITIES GROWTH TRUST WM SECTOR - AUSTRALIAN EQUITIES TRUST WM SECTOR - AUSTRALIAN EQUITIES VALUE TRUST WM SECTOR - AUSTRALIAN FIXED INTEREST TRUST WM SECTOR - DIVERSIFIED DEBT (ALL) TRUST

WORKING CAPITAL SERVICES PTY LIMITED WORKING CAPITAL SERVICES UK LIMITED (IN LIQUIDATION) YCBPS PROPERTY NOMINEE COMPANY LIMITED YIELDBROKER PTY LIMITED YORKSHIRE AND CLYDESDALE BANK FOUNDATION YORKSHIRE AND CLYDESDALE BANK PENSION TRUSTEE LIMITED YORKSHIRE BANK HOME LOANS LIMITED YORKSHIRE BANK INVESTMENTS LIMITED (IN LIQUIDATION) YORKSHIRE BANK PLC