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ILUKA RESOURCES LIMITED — Major Shareholding Notification 2012
Dec 27, 2012
65116_rns_2012-12-27_d9305968-269c-4fbc-b182-3b04dc053209.pdf
Major Shareholding Notification
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Corporations Law Section 671B
`Form 604
Notice of change of interests of substantial holder
| ToCompany Name/Scheme | Iluka Resources |
|---|---|
| ACN/ARSN | |
| 1. Details of substantial holder (1) |
|
| Name | M&G Investment Funds (1) |
M&G Investment Management Limited |
|
M&G Limited |
|
M&G Group Limited |
|
M&G Securities Limited |
|
Jackson National Asset Management LLC |
|
Curian Capital LLC |
|
Prudential plc |
|
| ACN/ARSN (if applicable) | |
| There was a change in the interests | 24 December 2012 |
| of the substantial holder on | |
| The previous notice was given to the | 21 November 2012 |
| company on | |
| The previous notice was dated | 21 November 2012 |
2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Security (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | Voting Power (5) | Person’s votes | Voting Power (5) | |
Ordinary |
37,857,463 |
9.04% |
42,755,825 |
10.21% |
3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
M&G Investment Funds(1)M&G InvestmentManagement LimitedM&G LimitedM&G Group LimitedLimitedM&G SecuritiesLimitedThe PrudentialAssurance CompanyLimited,Prudential plcJackson NationalAsset Management LLCCurian Capital LLCEastspringInvestments |
|||||
PLEASE SEE ANNEX 1 (Below) |
|||||
Freehills Melbourne ASIC00603\003811236
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered asholder |
Nature of relevant interest | Class and number ofsecurities |
|---|---|---|---|---|
M&G InvestmentManagement Limited,M&G Limited,M&G Group Limited,Prudentialplc |
ChaseNominees Ltd |
ChaseNominees Ltd |
Power to disposeof, or controlthe exercise of apower to disposeof the securities |
16,250,000 |
M&G InvestmentManagement Limited,M&G Limited,M&G Group Limited,M&G Securities LimitedPrudential plcM&G Investment Funds (1) |
State StreetNominees LtdA/C GMBM |
State StreetNominees LtdA/C GMBM |
22,950,000 |
|
807,400 |
||||
M&G InvestmentManagement Limited,M&G Limited,M&G Group Limited,M&G Securities LimitedPrudential plcM&G Investment Funds(1) |
State StreetNominees LtdA/C A/C GMBS |
State StreetNominees LtdA/C A/C GMBS |
||
M&G InvestmentManagement Limited,M&G Limited,M&G Group Limited,Prudential plc |
JNL/M&GGLOBAL BASICSFUND |
JNL/M&GGLOBAL BASICSFUND |
603,953 |
|
M&G InvestmentManagementLimited,M&G Limited,M&G Group Limited,The Prudential AssuranceCompany Limited,Prudential plc |
PRUCLT HSBCGIS NOM(UK)PPL ACJacksonNationalAssetManagementLLC |
PRUCLT HSBCGIS NOM(UK)PPL ACJacksonNationalAssetManagementLLC |
17,893294,721 |
|
Jackson National AssetManagement Plc LLC,Prudential Plc |
||||
Curian Capital LLCPrudential PLC |
Curiancapital LLC |
Curiancapital LLC |
35,000 |
Freehills Melbourne ASIC00603\003811236
Eastspring InvestmentsPrudential PLCThe Prudential AssuranceCompany Limited, |
PRUCLT HSBCGIS NOM(UK)PAC AC |
PRUCLT HSBCGIS NOM(UK)PAC AC |
Power to exerciseor control theexercise of, aright to voteattached to thesecurities.Power to disposeof, or controlthe exercise of apower to disposeof, thesecurities |
898,429 |
5. Changes in association
The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ests in the company or scheme are as follows: | |
|---|---|
| Name and CAN/ARSN (if applicable) | Nature of association |
M&G Investment Funds (1) |
An Open Ended Investment Company (Separate Legal Entity, notwithin the Prudential plc group of companies), the assets aremanaged by M&G Investment Management Limited, which is awholely owned subsidiary of Prudential Plc, as are M&GLimited and M&G Group Limited and as such these companies areincluded within this notice. |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
M&G Investment Funds(1) |
Laurence Pountney Hill, London EC4R 0HH, England |
M&G Securities Limited |
Laurence Pountney Hill, London EC4R 0HH, England |
M&G Investment ManagementLimited |
Laurence Pountney Hill, London EC4R 0HH, England |
M&G Limited |
Laurence Pountney Hill, London EC4R 0HH, England |
M&G Group Limited |
Laurence Pountney Hill, London EC4R 0HH, England |
Prudential plc |
Laurence Pountney Hill, London EC4R 0HH, England |
State Street NomineesLimited |
20 Churchill Place , Canary Wharf , London, E14 5HJ,England |
Eastspring InvestmentsSingapore/Hong Kong |
10 Marina Boulevard #32-01, Marina Bay Financial CentreTower 2, Singapore 018983.13/F, One International Finance Centre, 1 Harbour ViewStreet, Central, Hong Kong.1 Corporate Way, Michigan, USA |
Jackson National AssetManagement PLC |
|
Curian Capital LLC |
1 Corporate Way, Michigan, USA |
| IIIIIIIIIIIIIIIII | IIIIIIIIIIIIIIIII | IIIIIIIIIIIIIIIII | |
|---|---|---|---|
| Signature | |||
| print name | Poonam Mulji | capacityNotifiables Supervisor | |
| sign here | Poonam Mulji | date27 December 2012 |
Freehills Melbourne ASIC00603\003811236
DIRECTIONS
| (1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an |
|---|---|
| equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to | |
| throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the | |
| form. | |
| (2) | See the definition of “associate” in section 9 of the Corporations Law. |
| (3) | See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law. |
| (4) | The voting shares of a company constitute one class unless divided into separate classes. |
| (5) | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant |
| interest in. | |
| (6) | The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. |
| (7) | Include details of: |
| (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out |
|
| the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany | |
| this form, together with a written statement certifying this contract, scheme or arrangement; and | |
| (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to |
|
| which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
| See the definition of “relevant agreement” in section 9 of the Corporations Law. | |
| (8) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”. |
| (9) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become |
| entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be | |
| included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom | |
| the relevant interest was acquired. |
Freehills Melbourne ASIC00603\003811236
Annex 1: Transactions 21 November 2012 – 27 December 2012
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | OrdNPV | ||
| Jackson National Asset Management LLC, Prudential Plc - (JNAM) |
21-Nov-12 | N/A | 53,000 | |
| M&G Investment Management Limited, M&G Limited, M&G Group Limited, Prudential plc (Chase Nominees Ltd) – (VANG) |
27-Nov-12 04-Dec-12 05-Dec-12 10-Dec-12 17-Dec-12 19-Dec-12 |
6,266,368 4,237,954 4,267,441 6,220,544 4,018,374 4,302,558 |
750,000 500,000 500,000 750,000 500,000 500,000 |
|
| M&G Investment Management Limited, M&G Limited, M&G Group Limited, M&G Securities Limited Prudential plc M&G Investment Funds (1) (State Street Nominees Limited A/C GMBM) -(AUST) |
06-Dec-12 | 4,247,979 | 500,000 | |
| The Prudential Assurance Company Limited, Prudential PLC Eastspring Investments PRUCLT HSBC GIS NOM(UK) PAC AC (OBA, SALA, SACFA) |
07-Dec-12 07-Dec-12 |
12,008 60,504 |
1,442 7,266 |
|
| M&G Investment Management Limited M&G Limited M&G Group Limited Prudential plc (JNL/M&G Global Basics Fund) - JBCS |
06-Dec-12 19-Dec-12 |
328,284 55,804 |
38,640 6,485 |
|
| M&G Investment Management Limited, M&G Limited, M&G Group Limited, Prudential plc (DMY Notifiable Aust & NZ Holdings ANZ) |
24-Dec-12 | N/A | 898,429 |
N/A - Transactions do not have a Cash value as only our holding position is recorded on M&G systems
Freehills Melbourne ASIC00603\003811236