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ILLUMINA, INC. — Director's Dealing 2021
Sep 4, 2021
30440_dirs_2021-09-03_68777e22-b59b-47d0-99c2-e3e6d3aaf4b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA, INC. (ILMN)
CIK: 0001110803
Period of Report: 2021-08-18
Reporting Person: Aravanis Alexander (SVP, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-18 | Common Stock | A | 21653 | $510.61 | Acquired | 26332 | Direct |
| 2021-08-18 | Common Stock | F | 9949 | $510.61 | Disposed | 16383 | Direct |
Footnotes
F1: Represents shares acquired by the reporting person pursuant to the terms of the Agreement and Plan of Merger, dated as of September 20, 2020, as amended, by and among Illumina, Inc. and GRAIL, Inc. ("GRAIL"), among others (the "Merger Agreement"). At the closing of the transactions contemplated by the Merger Agreement (the "Closing"), the reporting person became entitled to receive in respect of the shares of Class A Common Stock of GRAIL and GRAIL stock options held by him as of immediately prior to the Closing the shares of Illumina common stock reported above, based on, in each case, an exchange ratio determined pursuant to the terms of the Merger Agreement.
F2: Represents tax withholding, required pursuant to the terms of the Merger Agreement, in connection with the shares received in respect of the GRAIL stock options held by the reporting person as of immediately prior to the Closing.