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ILLUMINA, INC. — Director's Dealing 2021
Nov 9, 2021
30440_dirs_2021-11-09_83e797b2-eeab-4337-8bce-4477a4b5639f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA, INC. (ILMN)
CIK: 0001110803
Period of Report: 2021-11-02
Reporting Person: Pegels Kevin Carl (Chief of Global Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5419 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares | $ | 2022-01-02 | Common Stock (1065) | Direct | |
| Performance Shares | $ | 2023-01-01 | Common Stock (1166) | Direct | |
| Performance Shares | $ | 2023-12-31 | Common Stock (1104) | Direct |
Footnotes
F1: Includes unvested Restricted Stock Units granted prior to appointment as Section 16 Officer.
F2: Granted prior to appointment as Section 16 Officer.
F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.
F4: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.
F5: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 31, 2023. The number of shares issued will range from 0% to 175% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 31,2023, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.