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ILLUMINA, INC. Director's Dealing 2020

Feb 7, 2020

30440_dirs_2020-02-07_70215c6f-7d66-4e02-a0e3-2f1e69114d99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ILLUMINA, INC. (ILMN)
CIK: 0001110803
Period of Report: 2020-02-05

Reporting Person: deSouza Francis A (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-05 Common Stock A 8324 Acquired 66041 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-05 Performance Shares $ A 24971 Acquired 2023-01-01 Common Stock (24971) Direct

Footnotes

F1: Grant of restricted stock units shall vest as follows: 25% of the shares subject to the award shall vest on each of February 5, 2021, February 5, 2022, February 5, 2023 and February 5, 2024, subject to awardee's continuing status as a service provider on such dates.

F2: Balance includes 70 shares acquired through Employee Stock Purchase Plan.

F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 1, 2023. The number of shares issued will range from 0% to 150% of the amount specified above, based on the company's actual earnings per share for the fiscal year ending January 1, 2023, relative to pre-defined objectives, subject to awardee's continuing status as a service provider on such dates.