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ILLUMINA, INC. Director's Dealing 2020

Feb 14, 2020

30440_dirs_2020-02-13_afa24b65-f956-4dec-b680-ef201bec40bb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ILLUMINA, INC. (ILMN)
CIK: 0001110803
Period of Report: 2020-02-11

Reporting Person: Van Oene Mark (SVP Chief Commercial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-11 Common Stock A 4105 Acquired 16809 Direct
2020-02-11 Common Stock M 8210 Acquired 25019 Direct
2020-02-11 Common Stock A 1716 Acquired 26735 Direct
2020-02-11 Common Stock M 3431 Acquired 30166 Direct
2020-02-11 Common Stock F 5609 $296.00 Disposed 24557 Direct
2020-02-11 Common Stock F 2552 $296.00 Disposed 22005 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-11 Performance Shares $ M 8210 Disposed 2019-12-29 Common Stock (8210) Direct
2020-02-11 Performance Shares $ M 3431 Disposed 2019-12-29 Common Stock (3431) Direct

Footnotes

F1: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F2: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.

F3: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.

F4: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.