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ILLUMINA, INC. — Director's Dealing 2020
Feb 14, 2020
30440_dirs_2020-02-13_afa24b65-f956-4dec-b680-ef201bec40bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA, INC. (ILMN)
CIK: 0001110803
Period of Report: 2020-02-11
Reporting Person: Van Oene Mark (SVP Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-11 | Common Stock | A | 4105 | — | Acquired | 16809 | Direct |
| 2020-02-11 | Common Stock | M | 8210 | — | Acquired | 25019 | Direct |
| 2020-02-11 | Common Stock | A | 1716 | — | Acquired | 26735 | Direct |
| 2020-02-11 | Common Stock | M | 3431 | — | Acquired | 30166 | Direct |
| 2020-02-11 | Common Stock | F | 5609 | $296.00 | Disposed | 24557 | Direct |
| 2020-02-11 | Common Stock | F | 2552 | $296.00 | Disposed | 22005 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-11 | Performance Shares | $ | M | 8210 | Disposed | 2019-12-29 | Common Stock (8210) | Direct |
| 2020-02-11 | Performance Shares | $ | M | 3431 | Disposed | 2019-12-29 | Common Stock (3431) | Direct |
Footnotes
F1: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.
F2: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 2, 2016.
F3: Represents additional shares of stock awarded as a result of the Company achieving at least 150% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.
F4: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on May 22, 2017.