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ILLUMINA, INC. — Director's Dealing 2019
Jan 8, 2019
30440_dirs_2019-01-08_7765f07c-74b3-41cf-8309-cc775d0ed0cf.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2019-01-01
Reporting Person: RAGUSA ROBERT P (SVP, Global Quality & Ops)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10718 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares | $ | 2018-12-30 | Common Stock (4540) | Direct | |
| Performance Shares | $ | 2019-12-29 | Common Stock (9969) | Direct | |
| Performance Shares | $ | 2021-01-03 | Common Stock (6306) | Direct | |
| Performance Shares | $ | 2022-01-02 | Common Stock (4561) | Direct |
Footnotes
F1: Includes 5,137 unvested restricted stock units which vest as follows, subject to awardee's continuing to be a service provider on such dates: 2,117 shares vesting 11/5/19; 1,735 shares vesting 11/5/20; 905 shares vesting 11/5/21; 380 shares vesting 11/5/22.
F2: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 30, 2018. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 30, 2018, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.
F3: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending December 29, 2019. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending December 29, 2019, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.
F4: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2021. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2021, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.
F5: Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 2, 2022. The number of shares issued will range from 0% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 2, 2022, relative to pre-defined objectives, subject to awardee's continuing to be a service provider on such dates.