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ILLUMINA, INC. — Director's Dealing 2019
Feb 14, 2019
30440_dirs_2019-02-14_6c469a3c-6608-4eed-be8e-e7dc33be4262.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2019-02-12
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-12 | Common Stock | M | 28888 | — | Acquired | 358929 | Direct |
| 2019-02-12 | Common Stock | A | 6067 | — | Acquired | 364996 | Direct |
| 2019-02-12 | Common Stock | F | 16828 | $292.20 | Disposed | 348168 | Direct |
| 2019-02-13 | Common Stock | S | 3300 | $293.66 | Disposed | 344868 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-12 | Performance Shares | $ | M | 28888 | Disposed | 2018-12-30 | Common Stock (28888) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Indirect |
Footnotes
F1: Represents shares of stock awarded as a result of the Company achieving at least 100% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
F2: Represents additional shares of stock awarded as a result of the Company achieving at least 121% of the applicable performance criteria pursuant to the reporting person's grant of performance share units on December 8, 2015.
F3: The sale was made pursuant to a 10b5-1 plan.
F4: Balance includes 62 shares acquired through Employee Stock Purchase Plan.