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ILLUMINA, INC. — Director's Dealing 2018
Sep 11, 2018
30440_dirs_2018-09-11_9cb6f85c-ffe3-49c4-b919-8f0e6b296de4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2018-09-10
Reporting Person: Ronaghi Mostafa (Sr VP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-10 | Common Stock | M | 10000 | $37.04 | Acquired | 80805 | Direct |
| 2018-09-10 | Common Stock | S | 701 | $343.661 | Disposed | 80104 | Direct |
| 2018-09-10 | Common Stock | S | 1360 | $344.611 | Disposed | 78744 | Direct |
| 2018-09-10 | Common Stock | S | 1294 | $345.784 | Disposed | 77450 | Direct |
| 2018-09-10 | Common Stock | S | 2415 | $346.94 | Disposed | 75035 | Direct |
| 2018-09-10 | Common Stock | S | 1025 | $347.839 | Disposed | 74010 | Direct |
| 2018-09-10 | Common Stock | S | 3205 | $349.233 | Disposed | 70805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-10 | Non-qualified Stock Option (Right to Buy) | $37.04 | M | 10000 | Disposed | 2020-01-27 | Common Stock (10000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 701 shares sold ranging from $343.15 to $344.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 1,360 shares sold ranging from $344.18 to $345.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 1,294 shares sold ranging from $345.31 to $346.15 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 2,415 shares sold ranging from $346.38 to $347.36 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 1,025 shares sold ranging from $347.38 to $348.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 3,205 shares sold ranging from $348.90 to $349.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.