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ILLUMINA, INC. — Director's Dealing 2018
Oct 12, 2018
30440_dirs_2018-10-12_622b42b2-bbea-4bd9-bc97-832d1faaec55.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2018-10-10
Reporting Person: Ronaghi Mostafa (Sr VP & CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-10 | Common Stock | M | 10000 | $37.04 | Acquired | 80805 | Direct |
| 2018-10-10 | Common Stock | S | 461 | $305.2171 | Disposed | 79644 | Direct |
| 2018-10-10 | Common Stock | S | 700 | $306.5929 | Disposed | 80105 | Direct |
| 2018-10-10 | Common Stock | S | 900 | $307.6933 | Disposed | 78744 | Direct |
| 2018-10-10 | Common Stock | S | 1000 | $308.573 | Disposed | 77744 | Direct |
| 2018-10-10 | Common Stock | S | 1800 | $309.965 | Disposed | 75944 | Direct |
| 2018-10-10 | Common Stock | S | 900 | $310.8444 | Disposed | 75044 | Direct |
| 2018-10-10 | Common Stock | S | 1209 | $311.7298 | Disposed | 73835 | Direct |
| 2018-10-10 | Common Stock | S | 100 | $312.74 | Disposed | 73735 | Direct |
| 2018-10-10 | Common Stock | S | 200 | $314.46 | Disposed | 73535 | Direct |
| 2018-10-10 | Common Stock | S | 789 | $316.2748 | Disposed | 72746 | Direct |
| 2018-10-10 | Common Stock | S | 400 | $317.035 | Disposed | 72346 | Direct |
| 2018-10-10 | Common Stock | S | 741 | $318.3692 | Disposed | 71605 | Direct |
| 2018-10-10 | Common Stock | S | 500 | $320.124 | Disposed | 71105 | Direct |
| 2018-10-10 | Common Stock | S | 200 | $321.545 | Disposed | 70905 | Direct |
| 2018-10-10 | Common Stock | S | 100 | $322.25 | Disposed | 70805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-10 | Non-qualified Stock Option (Right to Buy) | $37.04 | M | 10000 | Disposed | 2020-01-27 | Common Stock (10000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 461 shares sold ranging from $304.69 to $305.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 700 shares sold ranging from $306.18 to $307.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 900 shares sold ranging from $307.30 to $308.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 1,000 shares sold ranging from $308.33 to $308.95 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 1,800 shares sold ranging from $309.40 to $310.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 900 shares sold ranging from $310.44 to $311.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8: Weighted average sale price representing 1,209 shares sold ranging from $311.44 to $312.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9: Weighted average sale price representing 100 shares sold ranging from $312.74 to $312.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F10: Weighted average sale price representing 200 shares sold ranging from $314.46 to $314.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F11: Weighted average sale price representing 789 shares sold ranging from $315.76 to $316.75 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F12: Weighted average sale price representing 400 shares sold ranging from $316.86 to $317.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F13: Weighted average sale price representing 741 shares sold ranging from $317.99 to $318.96 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F14: Weighted average sale price representing 500 shares sold ranging from $319.61 to $320.49 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F15: Weighted average sale price representing 200 shares sold ranging from $321.05 to $322.04 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F16: Weighted average sale price representing 100 shares sold ranging from $322.25 to $322.25 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.