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ILLUMINA, INC. — Director's Dealing 2018
Nov 7, 2018
30440_dirs_2018-11-07_93f45f4d-30d1-45b4-a768-c51bb4c6db4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2018-11-05
Reporting Person: Van Oene Mark (SVP Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-05 | Common Stock | M | 6000 | $29.44 | Acquired | 17126 | Direct |
| 2018-11-05 | Common Stock | S | 1000 | $323.423 | Disposed | 16126 | Direct |
| 2018-11-05 | Common Stock | S | 1500 | $324.674 | Disposed | 14626 | Direct |
| 2018-11-05 | Common Stock | S | 1400 | $325.9843 | Disposed | 13226 | Direct |
| 2018-11-05 | Common Stock | S | 1100 | $327.6495 | Disposed | 12126 | Direct |
| 2018-11-05 | Common Stock | S | 1000 | $329.005 | Disposed | 11126 | Direct |
| 2018-11-05 | Common Stock | S | 300 | $323.6533 | Disposed | 10826 | Direct |
| 2018-11-05 | Common Stock | S | 100 | $325.08 | Disposed | 10726 | Direct |
| 2018-11-05 | Common Stock | S | 435 | $329.00 | Disposed | 10291 | Direct |
| 2018-11-05 | Common Stock | F | 1218 | $324.14 | Disposed | 9073 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-05 | Non-qualified Stock Option (Right to Buy) | $29.44 | M | 6000 | Disposed | 2021-12-05 | Common Stock (6000) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 1,000 shares sold ranging from $322.96 to $323.74 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 1,500 shares sold ranging from $324.08 to $325.05 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 1,400 shares sold ranging from $325.50 to $326.365 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 1,100 shares sold ranging from $327.20 to $328.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 1,000 shares sold ranging from $328.29 to $329.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 300 shares sold ranging from $323.59 to $323.72 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.