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ILLUMINA, INC. — Director's Dealing 2017
Nov 8, 2017
30440_dirs_2017-11-08_06092278-7b77-4fa7-a42f-5fc409f16869.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-11-07
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-07 | Common Stock | M | 20000 | $70.82 | Acquired | 536717 | Direct |
| 2017-11-07 | Common Stock | S | 4300 | $209.2699 | Disposed | 532417 | Direct |
| 2017-11-07 | Common Stock | S | 9375 | $210.5606 | Disposed | 523042 | Direct |
| 2017-11-07 | Common Stock | S | 5625 | $211.4572 | Disposed | 517417 | Direct |
| 2017-11-07 | Common Stock | S | 700 | $212.0514 | Disposed | 516717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-07 | Non-qualified Stock Option (Right to Buy) | $70.82 | M | 20000 | Disposed | 2021-02-01 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 140 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 4,300 shares sold ranging from $208.84 to $209.71 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 9,375 shares sold ranging from $210.01 to $210.94 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 5,625 shares sold ranging from $211.02 to $212.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 700 shares sold ranging from $212.03 to $212.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.