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ILLUMINA, INC. — Director's Dealing 2017
Sep 14, 2017
30440_dirs_2017-09-14_1db05a2f-8e70-4328-8490-a89e42e0a13c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-09-12
Reporting Person: Van Oene Mark (SVP Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-12 | Common Stock | M | 5838 | $29.44 | Acquired | 24908 | Direct |
| 2017-09-12 | Common Stock | S | 1800 | $210.3942 | Disposed | 23108 | Direct |
| 2017-09-12 | Common Stock | S | 3154 | $211.397 | Disposed | 19954 | Direct |
| 2017-09-12 | Common Stock | S | 884 | $213.0341 | Disposed | 19070 | Direct |
| 2017-09-12 | Common Stock | S | 2200 | $210.4873 | Disposed | 16870 | Direct |
| 2017-09-12 | Common Stock | S | 626 | $211.3619 | Disposed | 16244 | Direct |
| 2017-09-12 | Common Stock | S | 300 | $212.4533 | Disposed | 15944 | Direct |
| 2017-09-12 | Common Stock | S | 765 | $213.2487 | Disposed | 15179 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-12 | Non-qualified Stock Option (Right to Buy) | $29.44 | M | 5838 | Disposed | 2021-12-05 | Common Stock (5838) | Direct |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 1,800 shares sold ranging from $209.86 to $210.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 3,154 shares sold ranging from $210.88 to $211.73 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 884 shares sold ranging from $212.37 to $213.35 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 2,200 shares sold ranging from $210.00 to $210.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 626 shares sold ranging from $211.01 to $211.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7: Weighted average sale price representing 300 shares sold ranging from $212.10 to $212.63 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8: Weighted average sale price representing 765 shares sold ranging from $213.15 to $213.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9: Balance includes 14 shares acquired through Employee Stock Purchase Plan.