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ILLUMINA, INC. — Director's Dealing 2017
May 11, 2017
30440_dirs_2017-05-11_5665e6c6-aba8-48e1-bc4e-6788fa4574cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-05-09
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-09 | Common Stock | M | 20000 | $36.30 | Acquired | 539176 | Direct |
| 2017-05-09 | Common Stock | S | 6100 | $183.297 | Disposed | 533076 | Direct |
| 2017-05-09 | Common Stock | S | 13600 | $184.492 | Disposed | 519476 | Direct |
| 2017-05-09 | Common Stock | S | 300 | $185.05 | Disposed | 519176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-09 | Non-qualified Stock Option (Right to Buy) | $36.30 | M | 20000 | Disposed | 2020-01-28 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 6,100 shares sold ranging from $182.9201 to $183.8501 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 13,600 shares sold ranging from $183.9201 to $184.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 300 shares sold ranging from $185.00 to $185.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.