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ILLUMINA, INC. — Director's Dealing 2017
Sep 28, 2017
30440_dirs_2017-09-28_d9d44004-3dca-4a30-8ec8-298340780340.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-09-26
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-26 | Common Stock | M | 20000 | $70.82 | Acquired | 539176 | Direct |
| 2017-09-26 | Common Stock | S | 4846 | $198.0537 | Disposed | 534330 | Direct |
| 2017-09-26 | Common Stock | S | 2302 | $198.7902 | Disposed | 532028 | Direct |
| 2017-09-26 | Common Stock | S | 4928 | $200.6729 | Disposed | 527100 | Direct |
| 2017-09-26 | Common Stock | S | 6700 | $201.403 | Disposed | 520400 | Direct |
| 2017-09-26 | Common Stock | S | 1224 | $202.1559 | Disposed | 519176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-26 | Non-qualified Stock Option (Right to Buy) | $70.82 | M | 20000 | Disposed | 2021-02-01 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 140 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 4,846 shares sold ranging from $197.63 to $198.59 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 2,302 shares sold ranging from $198.68 to $199.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 4,928 shares sold ranging from $200.04 to $200.96 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 6,700 shares sold ranging from $201.06 to $202.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6: Weighted average sale price representing 1,224 shares sold ranging from $202.11 to $202.16 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.