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ILLUMINA, INC. — Director's Dealing 2017
Sep 14, 2017
30440_dirs_2017-09-14_b7aaa610-291f-4be2-aad6-000738d25c4c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-09-12
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-12 | Common Stock | M | 20000 | $70.82 | Acquired | 539176 | Direct |
| 2017-09-12 | Common Stock | S | 6310 | $210.5035 | Disposed | 532866 | Direct |
| 2017-09-12 | Common Stock | S | 12090 | $211.198 | Disposed | 520776 | Direct |
| 2017-09-12 | Common Stock | S | 900 | $212.3878 | Disposed | 519876 | Direct |
| 2017-09-12 | Common Stock | S | 700 | $213.3014 | Disposed | 519176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-12 | Non-qualified Stock Option (Right to Buy) | $70.82 | M | 20000 | Disposed | 2021-02-01 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 140 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 6,310 shares sold ranging from $209.86 to $210.84 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 12,090 shares sold ranging from $210.88 to $211.87 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 900 shares sold ranging from $211.92 to $212.68 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5: Weighted average sale price representing 700 shares sold ranging from $213.29 to $213.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.