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ILLUMINA, INC. — Director's Dealing 2017
Oct 12, 2017
30440_dirs_2017-10-12_0e4d231d-d46a-4fe6-93b4-b2afdbf3bdb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ILLUMINA INC (ILMN)
CIK: 0001110803
Period of Report: 2017-10-10
Reporting Person: FLATLEY JAY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-10 | Common Stock | M | 20000 | $70.82 | Acquired | 539176 | Direct |
| 2017-10-10 | Common Stock | S | 9026 | $202.6189 | Disposed | 530150 | Direct |
| 2017-10-10 | Common Stock | S | 10374 | $203.7764 | Disposed | 519776 | Direct |
| 2017-10-10 | Common Stock | S | 600 | $204.285 | Disposed | 519176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-10 | Non-qualified Stock Option (Right to Buy) | $70.82 | M | 20000 | Disposed | 2021-02-01 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 140 | Indirect |
Footnotes
F1: The sale was made pursuant to a 10b5-1 plan.
F2: Weighted average sale price representing 9,026 shares sold ranging from $202.11 to $203.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3: Weighted average sale price representing 10,374 shares sold ranging from $203.11 to $204.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4: Weighted average sale price representing 600 shares sold ranging from $204.22 to $204.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.